Director/PDMR Shareholding

RNS Number : 7767J
North Atlantic Smlr Co Inv Tst PLC
06 April 2010
 



 

Annex DTR3

 

Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons

 

 

All relevant boxes should be completed in block capital letters.

 

1.

Name of the issuer

 

NORTH ATLANTIC SMALLER COMPANIES INVESTMENT TRUST PLC

 

2.

State whether the notification relates to (i) a

transaction notified in accordance with DTR 3.1.2 R,

(ii) a disclosure made in accordance

LR 9.8.6R(1) or

(iii) a disclosure made in accordance with section 793 of the Companies Act (2006).

 

 





3.

Name of person discharging managerial

responsibilities/director

 

CHRISTOPHER HARWOOD BERNARD MILLS - DIRECTOR

4.

State whether notification relates to a person

connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person

 

Christopher H B Mills - 18,548 shares

Charles Mills (son over 18 so non-beneficial) - 1,484 shares

H Mills (son) - 1,484 shares

N Mills (son over 18 so non-beneficial) - 1,484 shares





5.

Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a nonbeneficial

interest 1

 

SEE NOTE 4

6.

Description of shares (including class), debentures or derivatives or financial instruments relating to shares

 

ORDINARY SHARES

 





7.

Name of registered shareholders(s) and, if more than one, the number of shares held by each of them

 

NOT DISCLOSED

8.

State the nature of the transaction

 

PURCHASE





9.

Number of shares, debentures or financial

instruments relating to shares acquired

 

23,000 SHARES

10.

Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage)

 

NEGLIGIBLE





11.

Number of shares, debentures or financial

instruments relating to shares disposed

 

12.

Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage)

 

 





13.

Price per share or value of transaction

 

815 PENCE PER SHARE

 

14.

Date and place of transaction

 

1 APRIL 2010, LONDON

 





15.

Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage)

 

2,859,932 ORDINARY SHARES (19.29%)

210,000 CULS (5.85%)

16.

Date issuer informed of transaction

 

6 APRIL 2010

 

 

 





 

If a person discharging managerial responsibilities has been granted options by the issuer

complete the following boxes

 

17.

Date of grant

 

 

18.

Period during which or date on which exercisable

 

 





19.

Total amount paid (if any) for grant of the option

20.

Description of shares or debentures involved (class and number)

 

 





21.

Exercise price (if fixed at time of grant) or

indication that price is to be fixed at the time of exercise

 

 

22.

Total number of shares or debentures over which options held following notification

 





23.

Any additional information

 

24.

Name of contact and telephone number for queries

MARK PURNELL, J O HAMBRO CAPITAL MANAGEMENT LIMITED
0207 747 8952

 





 

 

Name of authorised official of issuer responsible for making notification

 

FOR AND ON BEHALF OF J O HAMBRO CAPITAL MANAGEMENT LIMITED AS COMPANY SECRETARY OF NORTH ATLANTIC SMALLER COMPANIES INVESTMENT TRUST PLC

………………………………………

 

MARK PURNELL

 

Date of notification  6 APRIL 2010

 

 

 

 

Notes:    This form is intended for use by an issuer to make a RIS notification required by DR 3.3.

 

(1)

An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24.

(2)

An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24.

(3)

An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24.

(4)

An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24.

 


This information is provided by RNS
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