Holding(s) in Company

RNS Number : 5112V
NB Global Floating Rate Income Fund
28 October 2014
 



 

TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi



1. Identity of the issuer or the underlying issuer
of existing shares to which voting rights are
attached:
ii

NB Global Floating Rate Income Fund Limited

2 Reason for the notification (please tick the appropriate box or boxes):

An acquisition or disposal of voting rights

X

An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached


An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments


An event changing the breakdown of voting rights


Other (please specify):



3. Full name of person(s) subject to the
notification obligation:
iii

The Royal Bank of Scotland Group plc 

4. Full name of shareholder(s)
 (if different from 3.):iv

 

Lynchwood Nominees Limited

 

 

5. Date of the transaction and date on
which the threshold is crossed or
reached:
v

27/10/2014

6. Date on which issuer notified:

28/10/2014

7. Threshold(s) that is/are crossed or
reached:
vi, vii

6%

 

 

 

 

 

 

 

8. Notified details:

A: Voting rights attached to shares viii, ix

Class/type of
shares


if possible using
the ISIN CODE

Situation previous
to the triggering
transaction     

Resulting situation after the triggering transaction

Number
of
Shares

Number
of
Voting
Rights

Number
of shares

Number of voting
rights

% of  voting rights x

Direct

Direct xi

Indirect xii

Direct

Indirect

Ord NPV

 

75,126,583

75,126,583

56,017

56,017

74,407,639

0.004%

5.946%

GG00B3KX4Q34


B: Qualifying Financial Instruments

Resulting situation after the triggering transaction

Type of financial
instrument

Expiration
date
xiii

Exercise/
Conversion Period
xiv

Number of voting
rights that may be
acquired if the
instrument is
exercised/ converted.

% of voting
rights







C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi

Resulting situation after the triggering transaction

Type of financial
instrument

Exercise price

Expiration date xvii

Exercise/
Conversion period
xviii

Number of voting rights instrument refers to

 

% of voting rights xix, xx

 






Nominal

Delta




Total (A+B+C)

Number of voting rights

Percentage of voting rights

74,463,656

5.95%



 

9. Chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held, if applicable:
xxi

 

The Royal Bank of Scotland Group plc (5.95%)

The Royal Bank of Scotland plc (5.95%)

National Westminster Bank plc (5.94%)

Coutts & Co (5.94%)

 

 

 


Proxy Voting:

10. Name of the proxy holder:


11. Number of voting rights proxy holder will cease
to hold:


12. Date on which proxy holder will cease to hold
voting rights:




13. Additional information:

This Notification is based upon the Voting Rights figure of 1,251,192,533 advised to us by FT Interactive Data

14. Contact name:

Richard Hopkins

15. Contact telephone number:

0207 672 0354

 

 

 

Note: Annex should only be submitted to the FCA not the issuer

Annex: Notification of major interests in share


A: Identity of the persons or legal entity subject to the notification obligation

Full name

(including legal form of legal entities)

 

 

The Royal Bank of Scotland Group plc

Contact address

(registered office for legal entities)

 

36 St. Andrew Square,

Edinburgh

EH2 1YB

Phone number & email

 

0207 672 0354

richard.hopkins@rbs.co.uk

Other useful information

(at least legal representative for legal persons)

 

Richard Hopkins



B: Identity of the notifier, if applicable

Full name

 

Richard Hopkins

Contact address

 

Corporate Governance and Secretariat

Share Aggregation and Reporting Unit

4th Floor,

280 Bishopsgate,

London

EC2M 4RB

Phone number & email

 

0207 672 0354

richard.hopkins@rbs.co.uk

Other useful information

(e.g. functional relationship with the person or legal entity subject to the notification obligation)



C: Additional information


For notes on how to complete form TR-1 please see the FCA website

 

 


This information is provided by RNS
The company news service from the London Stock Exchange
 
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