Holding(s) in Company

RNS Number : 7197T
Montanaro European Smaller C.TstPLC
22 March 2019
 

Company:               Montanaro European Smaller Companies Trust Plc

LEI:                          213800CWSC5B8BG3RS21

 

TR-1: Standard form for notification of major holdings

 

NOTIFICATION OF MAJOR HOLDINGS

 

1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attachedii:

Montanaro Euro Smaller Companies Trust PLC

1b. Please indicate if the issuer is a non-UK issuer (please mark with an "X" if appropriate)

Non-UK issuer

 

2. Reason for the notification (please mark the appropriate box or boxes with an "X")

An acquisition or disposal of voting rights

An acquisition or disposal of financial instruments

 

An event changing the breakdown of voting rights

 

Other (please specify)iii:

 

3. Details of person subject to the notification obligationiv

Name

1607 Capital Partners, LLC

City and country of registered office (if applicable)

Richmond, VA United States

4. Full name of shareholder(s) (if different from 3.)v

Name

Northern Trust

         286,032

Bny Mellon

         226,098

State Street

           92,300

 

City and country of registered office (if applicable)

 

5. Date on which the threshold was crossed or reachedvi:

March 18, 2019

6. Date on which issuer notified (DD/MM/YYYY):

March 21, 2019

7. Total positions of person(s) subject to the notification obligation

 

% of voting rights attached to shares (total of 8. A)

% of voting rights through financial instruments
(total of 8.B 1 + 8.B 2)

Total of both in % (8.A + 8.B)

Total number of voting rights of issuervii

Resulting situation on the date on which threshold was crossed or reached

3.61%

 

3.61%

16,733,260

Position of previous notification (if

applicable)

5.17%

 

5.17%

 

             

 

8. Notified details of the resulting situation on the date on which the threshold was crossed or reachedviii

A: Voting rights attached to shares

Class/type of
shares

ISIN code (if possible)

Number of voting rightsix

% of voting rights

(Art 9 of Directive 2004/109/EC) (DTR5.1)

(Art 10 of Directive 2004/109/EC) (DTR5.2.1)

(Art 9 of Directive 2004/109/EC) (DTR5.1)

(Art 10 of Directive 2004/109/EC) (DTR5.2.1)

GB0004543517

 

604,430

 

3.61%

 

 

 

 

 

SUBTOTAL 8. A

604,430

3.61%

 

 

B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))

Type of financial instrument

Expiration
date
x

Exercise/
Conversion Period
xi

Number of voting rights that may be acquired if the instrument is

exercised/converted.

% of voting rights

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

SUBTOTAL 8. B 1

 

 

 

 

B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))

Type of financial instrument

Expiration
date
x

Exercise/
Conversion Period
xi

Physical or cash

settlementxii

Number of voting rights

% of voting rights

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

SUBTOTAL 8.B.2

 

 

 

                   

 

9. Information in relation to the person subject to the notification obligation (please mark the

applicable box with an "X")

Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuerxiii

X

Full chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held starting with the ultimate controlling natural person or legal entity
xiv (please add additional rows as necessary)

 

Namexv

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

10. In case of proxy voting, please identify:

Name of the proxy holder

 

The number and % of voting rights held

 

The date until which the voting rights will be held

 

 

11. Additional informationxvi

Notification using the total voting rights figure of 16,733,260

         

 

Place of completion

Richmond, VA

Date of completion

03/21/19

 

 


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