Form 8.5 (EPT/RI)-Mondi plc

JPMorgan Securities Plc
17 April 2024
 

FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

 

1.         KEY INFORMATION

 

(a) Name of exempt principal trader:

J.P. Morgan Securities Plc

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

     Use a separate form for each offeror/offeree

Mondi plc

(c) Name of the party to the offer with which exempt principal trader is connected:

Corporate broker to Smith (DS) plc

(d) Date dealing undertaken:

16 April 2024

(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?

     If it is a cash offer or possible cash offer, state "N/A"

Yes, Smith (DS) plc & International Paper Company

 

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a)        Purchases and sales

 

Class of relevant security

Purchases/ sales

 

Total number of securities

Highest price per unit paid/received

Lowest price per unit paid/received

EUR 0.22 ordinary

Purchase

 

Sale

1,279,902

 

1,118,150

14.1750 GBP

 

14.2150 GBP

13.7000 GBP

 

13.7000 GBP

 

(b)        Cash-settled derivative transactions

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

EUR 0.22 ordinary

Equity Swap

Decrease Long

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Decrease Short

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Increase Long

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Increase Short

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Opening a Long Position

 

 

 

Opening a Short Position

3,088

5,000

573

26,753

3,974

1,589

708

814

916

10,382

550

1,230

150,000

620

3,362

7

98

188

1,254

 

62

2,147

17

21,272

10

50,000

160

2

40,079

5

26,438

266

27

246

740

6,722

183

63

19

12,944

15

104

235

168,335

6

14,152

936

30

160

5,644

2,885

2,399

109

1,026

2,074

2,883

262

618

7

3,061

56,696

98

188

614

318

5,225

322

1,296

1,683

2,400

 

6,432

593

6,202

35,081

315,000

16

1,049

15,129

4,667

814

3,048

39,517

3,619

19

2,267

2,165

26

446

1,265

85

4,759

10,714

879

 

62

233

166

310

41,681

2,203

13,994

29,178

1,275

176

40

1,568

107,790

9,498

67

32

53,503

1,281

31,931

928

7

300

25,000

12

3,601

3

4,160

104

126

173,595

300

731

116,776

34,936

400

51

2

67,005

2,847

466

153

1,975

8,556

11,415

16,319

1,978

22,820

5,681

523

118

14

34

446

1,092

6,936

85

8,021

13,314

566

491

585

236

10

185

317

2,797

114

162

2,720

199

88

922

224

146

536

6,173

22,559

574

507

2,898

523

356

442

1,489

5,863

542

5,440

1,820

3,394

3,568

265

632

 

370

10,691

193

 

 

193

13.7141 GBP

13.7638 GBP

13.7650 GBP

13.7657 GBP

13.8196 GBP

13.8198 GBP

13.8394 GBP

13.8708 GBP

13.8720 GBP

13.8741 GBP

13.9263 GBP

13.9583 GBP

14.0017 GBP

14.1737 GBP

327.1192 ZAR

328.6600 ZAR

330.1100 ZAR

330.4000 ZAR

331.1054 ZAR

 

13.7050 GBP

13.7630 GBP

13.7636 GBP

13.7639 GBP

13.7640 GBP

13.7925 GBP

13.7987 GBP

13.8211 GBP

13.8376 GBP

13.8401 GBP

13.8517 GBP

13.8540 GBP

13.8573 GBP

13.8583 GBP

13.8631 GBP

13.8656 GBP

13.8906 GBP

13.8936 GBP

13.8938 GBP

13.8940 GBP

13.8942 GBP

13.8979 GBP

13.8983 GBP

13.9005 GBP

13.9085 GBP

13.9129 GBP

13.9160 GBP

13.9383 GBP

14.0486 GBP

14.1656 GBP

325.2915 ZAR

326.1180 ZAR

326.8751 ZAR

327.0300 ZAR

327.0364 ZAR

327.8857 ZAR

328.1245 ZAR

328.4383 ZAR

328.6600 ZAR

328.6807 ZAR

329.2509 ZAR

330.1067 ZAR

330.4000 ZAR

330.5791 ZAR

331.4609 ZAR

331.4932 ZAR

331.5260 ZAR

331.5721 ZAR

331.7305 ZAR

331.9472 ZAR

 

13.7485 GBP

13.7633 GBP

13.7650 GBP

13.7744 GBP

13.7915 GBP

13.8099 GBP

13.8112 GBP

13.9227 GBP

13.9323 GBP

13.9326 GBP

13.9473 GBP

13.9869 GBP

13.9870 GBP

13.9871 GBP

14.0111 GBP

14.0230 GBP

14.1092 GBP

326.6702 ZAR

326.9207 ZAR

326.9482 ZAR

327.2721 ZAR

329.1038 ZAR

330.3891 ZAR

 

13.7050 GBP

13.7123 GBP

13.7239 GBP

13.7544 GBP

13.7652 GBP

13.7662 GBP

13.7664 GBP

13.7667 GBP

13.7793 GBP

13.7943 GBP

13.8039 GBP

13.8122 GBP

13.8139 GBP

13.8198 GBP

13.8214 GBP

13.8251 GBP

13.8255 GBP

13.8276 GBP

13.8301 GBP

13.8311 GBP

13.8335 GBP

13.8345 GBP

13.8359 GBP

13.8364 GBP

13.8651 GBP

13.8906 GBP

13.8924 GBP

13.8979 GBP

13.9011 GBP

13.9088 GBP

13.9150 GBP

13.9155 GBP

13.9192 GBP

13.9194 GBP

13.9386 GBP

13.9439 GBP

13.9589 GBP

13.9617 GBP

13.9698 GBP

14.0191 GBP

14.0500 GBP

14.0534 GBP

14.0812 GBP

14.1047 GBP

14.1068 GBP

14.1168 GBP

14.1219 GBP

14.1232 GBP

14.1337 GBP

325.1100 ZAR

325.6471 ZAR

325.9500 ZAR

326.6702 ZAR

326.7238 ZAR

326.8825 ZAR

326.9482 ZAR

327.0300 ZAR

327.0307 ZAR

327.2204 ZAR

327.4929 ZAR

327.5090 ZAR

327.5708 ZAR

327.7600 ZAR

327.8456 ZAR

327.9927 ZAR

328.1001 ZAR

328.1500 ZAR

328.1778 ZAR

328.1975 ZAR

328.2542 ZAR

328.2600 ZAR

328.2799 ZAR

328.3981 ZAR

328.5055 ZAR

328.7516 ZAR

329.1552 ZAR

329.2536 ZAR

329.3471 ZAR

329.4383 ZAR

329.5360 ZAR

330.2924 ZAR

330.5475 ZAR

330.8793 ZAR

330.9791 ZAR

331.2159 ZAR

331.3354 ZAR

331.3378 ZAR

331.3467 ZAR

332.8796 ZAR

334.0806 ZAR

334.3592 ZAR

335.7422 ZAR

 

13.7630 GBP

14.0043 GBP

326.8491 ZAR

 

 

326.8491 ZAR

 

(c)        Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit









 

(ii)        Exercise

 

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

 

 

 

 

 

 

 

(d)        Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

 

 

 

3.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included.  If there are no such agreements, arrangements or understandings, state "none"

None

 

 

 

(b)        Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i)  the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

None

 

 

 

Date of disclosure:

17 April 2024

Contact name:

Natasha Mondon

Telephone number:

01202 325175

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service. 

 

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

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