Form 8.5 (EPT/RI)-Mondi plc

JPMorgan Securities Plc
16 April 2024
 

FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

 

1.         KEY INFORMATION

 

(a) Name of exempt principal trader:

J.P. Morgan Securities Plc

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

     Use a separate form for each offeror/offeree

Mondi plc

(c) Name of the party to the offer with which exempt principal trader is connected:

Corporate broker to Smith (DS) plc

(d) Date dealing undertaken:

15 April 2024

(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?

     If it is a cash offer or possible cash offer, state "N/A"

Yes, Smith (DS) plc & International Paper Company

 

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a)        Purchases and sales

 

Class of relevant security

Purchases/ sales

 

Total number of securities

Highest price per unit paid/received

Lowest price per unit paid/received

EUR 0.22 ordinary

Purchase

 

Sale

541,042

 

441,663

14.1900 GBP

 

14.1900 GBP

14.0300 GBP

 

14.0300 GBP

 

(b)        Cash-settled derivative transactions

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

EUR 0.22 ordinary

Equity Swap

Decrease Long

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Decrease Short

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Increase Long

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Increase Short

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Opening a Long Position

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Opening a Short Position

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

6,869

8,259

127

2,055

16

2,278

3

4,581

12,584

7,766

3,102

945

13

1

7,494

1,252

1,414

90

 

622

5,343

1,317

54,557

141

4

8

2

28,036

656

58

571

290

26,237

292

65

1

2

11

76

631

727

39,288

380

691

6,863

723

90

147

56

89

233

 

62,025

18,663

175

1,692

223

9,207

1,017

6,637

691

112

1,425

4,582

127

7,604

 

5,642

1,127

1

35

69,011

5,753

3,172

571

37

5,860

3,905

15,008

22,220

14,037

29

26,101

4,333

1

353

1,266

95

238

349

753

23,612

34,253

18,447

19,951

6,512

233

365

274

170

83

11

76

1,199

607

37

3,416

89

527

492

1,005

654

6,007

25,377

89

127

6,578

731

 

2,250

1,705

69

704

740

1,964

946

180

1,782

306

117

464

6,964

3,536

1,084

29

2,537

 

5,920

1,321

908

5,697

4,279

57

5,224

3,309

182

390

4,589

160

703

573

301

926

3,309

1,440

14.0350 GBP

14.0357 GBP

14.0368 GBP

14.0490 GBP

14.0554 GBP

14.0762 GBP

14.0829 GBP

14.0993 GBP

14.1118 GBP

14.1174 GBP

14.1181 GBP

14.1279 GBP

14.1389 GBP

14.1564 GBP

334.1051 ZAR

334.1238 ZAR

334.1759 ZAR

334.5100 ZAR

 

14.0336 GBP

14.0348 GBP

14.0367 GBP

14.0500 GBP

14.0503 GBP

14.0561 GBP

14.0592 GBP

14.0661 GBP

14.0757 GBP

14.0782 GBP

14.0845 GBP

14.0852 GBP

14.0936 GBP

14.0988 GBP

14.1055 GBP

14.1086 GBP

14.1336 GBP

14.1486 GBP

14.1813 GBP

15.1246 GBP

333.3619 ZAR

333.4628 ZAR

333.8474 ZAR

334.0016 ZAR

334.1267 ZAR

334.1300 ZAR

334.2229 ZAR

334.5067 ZAR

334.6254 ZAR

334.6700 ZAR

334.8912 ZAR

335.1223 ZAR

 

14.0349 GBP

14.0350 GBP

14.0420 GBP

14.0992 GBP

14.1133 GBP

14.1334 GBP

14.1410 GBP

332.4132 ZAR

333.9988 ZAR

334.0016 ZAR

334.1953 ZAR

334.1962 ZAR

334.4425 ZAR

334.4899 ZAR

 

14.0352 GBP

14.0485 GBP

14.0514 GBP

14.0578 GBP

14.0699 GBP

14.0710 GBP

14.0729 GBP

14.0852 GBP

14.0864 GBP

14.0931 GBP

14.0968 GBP

14.0981 GBP

14.1023 GBP

14.1040 GBP

14.1057 GBP

14.1061 GBP

14.1081 GBP

14.1118 GBP

14.1147 GBP

14.1153 GBP

14.1175 GBP

14.1250 GBP

14.1297 GBP

14.1298 GBP

14.1326 GBP

14.1366 GBP

14.1378 GBP

14.1419 GBP

14.1436 GBP

14.1445 GBP

14.1482 GBP

14.1500 GBP

14.1550 GBP

14.1564 GBP

14.1813 GBP

15.1246 GBP

331.2527 ZAR

331.5507 ZAR

331.5900 ZAR

332.4325 ZAR

333.7800 ZAR

333.7970 ZAR

334.0016 ZAR

334.1300 ZAR

334.1351 ZAR

334.1960 ZAR

334.2242 ZAR

334.3900 ZAR

334.4425 ZAR

334.4669 ZAR

334.8430 ZAR

 

331.8344 ZAR

332.5294 ZAR

333.7500 ZAR

334.0272 ZAR

334.0322 ZAR

334.0797 ZAR

334.1163 ZAR

334.1733 ZAR

334.1791 ZAR

334.1963 ZAR

334.4725 ZAR

334.5000 ZAR

334.6945 ZAR

334.7759 ZAR

335.0798 ZAR

335.0900 ZAR

335.2663 ZAR

 

331.9029 ZAR

332.7312 ZAR

333.7054 ZAR

333.9472 ZAR

333.9691 ZAR

334.0200 ZAR

334.0217 ZAR

334.1300 ZAR

334.3800 ZAR

334.3933 ZAR

334.4561 ZAR

334.4900 ZAR

334.5000 ZAR

334.5700 ZAR

334.5900 ZAR

334.7200 ZAR

334.7969 ZAR

335.2698 ZAR

 

(c)        Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit









 

(ii)        Exercise

 

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

 

 

 

 

 

 

 

(d)        Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

 

 

 

3.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included.  If there are no such agreements, arrangements or understandings, state "none"

None

 

 

 

(b)        Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i)  the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

None

 

 

 

Date of disclosure:

16 April 2024

Contact name:

Natasha Mondon

Telephone number:

01202 325175

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service. 

 

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact rns@lseg.com or visit www.rns.com.

RNS may use your IP address to confirm compliance with the terms and conditions, to analyse how you engage with the information contained in this communication, and to share such analysis on an anonymised basis with others as part of our commercial services. For further information about how RNS and the London Stock Exchange use the personal data you provide us, please see our Privacy Policy.
 
END
 
 

Companies

Mondi (MNDI)
UK 100

Latest directors dealings