Form 8.5 (EPT/RI) - Mondi Plc - Amendment

UBS AG (EPT)

21 March 2024

 

This announcement replaces the previous RNS announcement 6245H released at 11:30 on the 20^th March 2024. Amendments to sections 2a and 2b. All other information remains unchanged

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the Code)

1.         KEY INFORMATION

(a) Name of exempt principal trader:	UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	Mondi plc
(c) Name of the party to the offer with which exempt principal trader is connected:	Mondi plc
(d) Date dealing undertaken:	19 March 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?      If it is a cash offer or possible cash offer, state "N/A"	NO

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
EUR 0.22 ordinary	Buy	753223	13.33566        GBP	13.04666        GBP
EUR 0.22 ordinary	Sell	1121064	13.34000        GBP	13.04666        GBP

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
EUR 0.22 ordinary	CFD	Long	90	13.334333        GBP
EUR 0.22 ordinary	CFD	Long	2867	13.2697776        GBP
EUR 0.22 ordinary	CFD	Long	150000	13.17        GBP
EUR 0.22 ordinary	CFD	Long	123037	13.335        GBP
EUR 0.22 ordinary	CFD	Long	150000	13.17000   GBP
EUR 0.22 ordinary	CFD	Long	7487	317.22140243        ZAR
EUR 0.22 ordinary	CFD	Long	19845	13.16659763        GBP
EUR 0.22 ordinary	CFD	Long	162000	13.07752963        GBP
EUR 0.22 ordinary	CFD	Long	108000	13.22691        GBP
EUR 0.22 ordinary	CFD	Long	135000	13.069536        GBP
EUR 0.22 ordinary	CFD	Long	519	317.617206165703        ZAR
EUR 0.22 ordinary	CFD	Long	4622	13.19287553        GBP
EUR 0.22 ordinary	CFD	Long	232	317.612844827586        ZAR
EUR 0.22 ordinary	CFD	Long	686	13.11970479        GBP
EUR 0.22 ordinary	CFD	Long	2222	13.136787        GBP
EUR 0.22 ordinary	CFD	Long	6078	315.8367588        ZAR
EUR 0.22 ordinary	CFD	Long	7255	13.1047463598        GBP
EUR 0.22 ordinary	CFD	Long	7255	13.0678422516        GBP
EUR 0.22 ordinary	CFD	Long	13006	13.255927147        GBP
EUR 0.22 ordinary	CFD	Long	7963	13.3009739426        GBP
EUR 0.22 ordinary	CFD	Long	4783	13.1408779423        GBP
EUR 0.22 ordinary	CFD	Long	7255	13.0477503866        GBP
EUR 0.22 ordinary	CFD	Long	805	13.2773416149        GBP
EUR 0.22 ordinary	CFD	Long	360	13.13704019        GBP
EUR 0.22 ordinary	CFD	Long	194	13.16953905        GBP
EUR 0.22 ordinary	CFD	Long	155	13.33087836        GBP
EUR 0.22 ordinary	CFD	Long	7370	13.16633733        GBP
EUR 0.22 ordinary	CFD	Long	106	13.095        GBP
EUR 0.22 ordinary	CFD	Long	106	13.3        GBP
EUR 0.22 ordinary	CFD	Long	4066	13.33483331        GBP
EUR 0.22 ordinary	CFD	Long	1779	13.30376616        GBP
EUR 0.22 ordinary	CFD	Long	119	13.1289916        GBP
EUR 0.22 ordinary	CFD	Long	4710	13.107603        GBP
EUR 0.22 ordinary	CFD	Long	6917	13.13122199        GBP
EUR 0.22 ordinary	CFD	Long	458	13.18893559        GBP
EUR 0.22 ordinary	CFD	Long	2157	13.099924        GBP
EUR 0.22 ordinary	CFD	Long	4625	13.17109305        GBP
EUR 0.22 ordinary	CFD	Long	3833	13.16373897        GBP
EUR 0.22 ordinary	CFD	Long	3418	13.21332921        GBP
EUR 0.22 ordinary	CFD	Long	64	13.11446285        GBP
EUR 0.22 ordinary	CFD	Long	13033	13.163169        GBP
EUR 0.22 ordinary	CFD	Long	2829	13.18247084        GBP
EUR 0.22 ordinary	CFD	Long	276	13.24369565        GBP
EUR 0.22 ordinary	CFD	Short	649	13.0846803        GBP
EUR 0.22 ordinary	CFD	Short	82	13.13061        GBP
EUR 0.22 ordinary	CFD	Short	15732	13.335667        GBP
EUR 0.22 ordinary	CFD	Short	22215	13.335        GBP
EUR 0.22 ordinary	CFD	Short	6078	315.8367588        ZAR
EUR 0.22 ordinary	CFD	Short	751	317.61585885        ZAR
EUR 0.22 ordinary	CFD	Short	16147	13.33316947        GBP
EUR 0.22 ordinary	CFD	Short	16221	13.16019851        GBP
EUR 0.22 ordinary	CFD	Short	3005	13.12156073        GBP
EUR 0.22 ordinary	CFD	Short	1808	13.2341        GBP
EUR 0.22 ordinary	CFD	Short	22839	13.33520877        GBP
EUR 0.22 ordinary	CFD	Short	5310	13.20541109        GBP
EUR 0.22 ordinary	CFD	Short	1673	13.1415520023909        GBP
EUR 0.22 ordinary	CFD	Short	1368	13.335252997076        GBP
EUR 0.22 ordinary	CFD	Short	482	13.131234        GBP
EUR 0.22 ordinary	CFD	Short	4240	13.183164        GBP
EUR 0.22 ordinary	CFD	Short	286	13.22359        GBP
EUR 0.22 ordinary	CFD	Short	6603	13.3352530001515        GBP
EUR 0.22 ordinary	CFD	Short	891	13.1415419977553        GBP
EUR 0.22 ordinary	CFD	Short	424	13.131228        GBP
EUR 0.22 ordinary	CFD	Short	2373	13.183171        GBP
EUR 0.22 ordinary	CFD	Short	1327	13.223533        GBP
EUR 0.22 ordinary	CFD	Short	450	13.085        GBP
EUR 0.22 ordinary	CFD	Short	139	13.210689        GBP
EUR 0.22 ordinary	CFD	Short	107	13.262605        GBP
EUR 0.22 ordinary	CFD	Short	19	13.140526        GBP
EUR 0.22 ordinary	CFD	Short	63799	13.16019875        GBP
EUR 0.22 ordinary	CFD	Short	11817	13.12155792        GBP
EUR 0.22 ordinary	CFD	Short	125580	13.16019884        GBP
EUR 0.22 ordinary	CFD	Short	23260	13.12155761        GBP
EUR 0.22 ordinary	CFD	Short	5091	13.20794213        GBP
EUR 0.22 ordinary	CFD	Short	17107	13.2093359443503        GBP
EUR 0.22 ordinary	CFD	Short	424	13.0942924528302        GBP
EUR 0.22 ordinary	CFD	Short	72	13.055        GBP
EUR 0.22 ordinary	CFD	Short	16585	13.298371        GBP
EUR 0.22 ordinary	CFD	Short	3144	13.235        GBP
EUR 0.22 ordinary	CFD	Short	7487	317.22140243        ZAR
EUR 0.22 ordinary	CFD	Short	150000	13.17        GBP
EUR 0.22 ordinary	CFD	Short	5113	13.22818789        GBP
EUR 0.22 ordinary	CFD	Short	28169	13.23780148        GBP
EUR 0.22 ordinary	CFD	Short	580	13.13019        GBP
EUR 0.22 ordinary	CFD	Short	106	13.125        GBP
EUR 0.22 ordinary	CFD	Short	352	13.17630682        GBP
EUR 0.22 ordinary	CFD	Short	6453	13.310287        GBP
EUR 0.22 ordinary	CFD	Short	425	13.0708835811765        GBP
EUR 0.22 ordinary	CFD	Short	12560	13.12524        GBP
EUR 0.22 ordinary	CFD	Short	10140	13.179839        GBP
EUR 0.22 ordinary	CFD	Short	408	13.280104        GBP
EUR 0.22 ordinary	CFD	Short	1414	13.201152758133        GBP
EUR 0.22 ordinary	CFD	Short	1818	13.17353036        GBP
EUR 0.22 ordinary	CFD	Short	1756	13.15809719        GBP
EUR 0.22 ordinary	CFD	Short	1	13.14        GBP
EUR 0.22 ordinary	CFD	Short	2342	13.141684        GBP
EUR 0.22 ordinary	CFD	Short	1	13.26        GBP
EUR 0.22 ordinary	CFD	Short	6082	13.25082868        GBP
EUR 0.22 ordinary	CFD	Short	35030	13.2243        GBP

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "

None

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

None

Date of disclosure:	21 March 2024
Contact name:	Richard Howard
Telephone number:	[phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END