Form 8.5 (EPT/RI)-Mondi plc Amend

JPMorgan Securities Plc

20 March 2024

 

AMENDMENT

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

1.         KEY INFORMATION

(a) Name of exempt principal trader:	J.P. Morgan Securities Plc
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	Mondi plc
(c) Name of the party to the offer with which exempt principal trader is connected:	Corporate broker to Smith (DS) plc
(d) Date dealing undertaken:	14 March 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?      If it is a cash offer or possible cash offer, state "N/A"	Yes, Smith (DS) plc

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
EUR 0.22 ordinary	Purchase Sale	48,064 870,926 1,653,862	329.2708 ZAR 13.2800 GBP 13.3050 GBP	329.2708 ZAR 13.0650 GBP 13.0650 GBP

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
EUR 0.22 ordinary	Equity Swap	Decrease Long Decrease Short Increase Long Increase Short Opening a long position Opening a short position	9  30  636  629  2,426  307  2,687  350  28,505  1,395  8,353  14,111  24  3,528  17,372  4,757  21,798  5,751  7,097  6,530  47,882  4,223  20,263  13,825  212  842  7  118  22,835  144  194  34,125  110  3,956  26,777  4  4,331  50  29,250  950  88  80  65  849  147  400  874  133  29,233  7,339  18,340  2,574  414  125  25,565  2,781  1,031  15,430  296  2,958  47  800  424  339  10,673  10,315  26,440  10,625  429  2,578  736  3,151  950  3,621  3,168  61  195  4,513  19,762  4,172  704  252  67,524  499  7,076  120  10,570  1,242  559  620,441  843  1,509  4,223  39  12,590  9  842  584,376  28  17,540  143  144  120  702  300  2  1,517  1,820  10  4,224  910  725  1,926  3,960  2,465  397  610  542  144  11  782  2,817  714  85,000  308  238  9,355  775  14,502  21,481  1,298  1,125  4,930  15,060  141,161  4,523  2,689  6,242  30,319  856  3,812  325  44,196  23,439  2,798  1,900  1,811  10,315  704  1,150  7  166  401  10  469  380  12,165  433  275  1,408  37,914  688  428  884  631  809  703  3,424  901  10,219  8,649  12,578  30  120  499  959  3,895  2,603  5,477  2,163  4,016	13.0763 GBP 13.0788 GBP 13.0870 GBP 13.0960 GBP 13.1087 GBP 13.1098 GBP 13.1099 GBP 13.1142 GBP 13.1152 GBP 13.1155 GBP 13.1224 GBP 13.1239 GBP 13.1277 GBP 13.1279 GBP 13.1299 GBP 13.1329 GBP 13.1363 GBP 13.1376 GBP 13.1510 GBP 13.1550 GBP 13.1565 GBP 13.1594 GBP 13.1829 GBP 13.1863 GBP 13.1866 GBP 13.2175 GBP 13.2241 GBP 13.2242 GBP 13.2330 GBP 13.2375 GBP 13.2458 GBP 13.2571 GBP 13.2618 GBP 13.2784 GBP 312.0800 ZAR 313.4068 ZAR 313.5337 ZAR 313.7700 ZAR 313.8500 ZAR 314.0442 ZAR 314.7000 ZAR 315.1600 ZAR 316.0000 ZAR 13.0819 GBP 13.0849 GBP 13.0899 GBP 13.0907 GBP 13.0949 GBP 13.1150 GBP 13.1156 GBP 13.1227 GBP 13.1229 GBP 13.1283 GBP 13.1296 GBP 13.1323 GBP 13.1388 GBP 13.1482 GBP 13.1512 GBP 13.1903 GBP 13.1952 GBP 13.2400 GBP 13.2419 GBP 13.2425 GBP 13.2524 GBP 13.2726 GBP 311.9864 ZAR 312.0396 ZAR 312.1780 ZAR 312.6174 ZAR 312.6211 ZAR 312.6897 ZAR 313.3514 ZAR 314.0442 ZAR 314.5718 ZAR 314.5946 ZAR 314.8400 ZAR 315.0804 ZAR 315.1033 ZAR 315.1745 ZAR 315.8268 ZAR 316.2515 ZAR 316.4563 ZAR 13.1054 GBP 13.1085 GBP 13.1089 GBP 13.1134 GBP 13.1137 GBP 13.1148 GBP 13.1275 GBP 13.1276 GBP 13.1347 GBP 13.1417 GBP 13.1594 GBP 13.1857 GBP 13.1922 GBP 13.2034 GBP 13.2175 GBP 13.2189 GBP 13.2198 GBP 13.2249 GBP 13.2291 GBP 13.2375 GBP 13.2593 GBP 312.0810 ZAR 312.4700 ZAR 312.5600 ZAR 312.6052 ZAR 313.2541 ZAR 313.6268 ZAR 314.0649 ZAR 314.3228 ZAR 314.6131 ZAR 315.1728 ZAR 315.2885 ZAR 315.4262 ZAR 315.4770 ZAR 316.1302 ZAR 13.0676 GBP 13.0701 GBP 13.0751 GBP 13.1085 GBP 13.1102 GBP 13.1113 GBP 13.1130 GBP 13.1150 GBP 13.1155 GBP 13.1157 GBP 13.1299 GBP 13.1329 GBP 13.1447 GBP 13.1454 GBP 13.1458 GBP 13.1473 GBP 13.1609 GBP 13.1729 GBP 13.1803 GBP 13.1835 GBP 13.1857 GBP 13.1956 GBP 13.1994 GBP 13.2005 GBP 13.2059 GBP 13.2078 GBP 13.2256 GBP 13.2562 GBP 13.2757 GBP 13.2761 GBP 311.9864 ZAR 312.0824 ZAR 312.0882 ZAR 312.5600 ZAR 312.8387 ZAR 312.9257 ZAR 313.6268 ZAR 314.4068 ZAR 314.5002 ZAR 314.5038 ZAR 314.6864 ZAR 315.1832 ZAR 315.3430 ZAR 315.6479 ZAR 315.6880 ZAR 316.1908 ZAR 316.2255 ZAR 312.5459 ZAR 312.8877 ZAR 314.0471 ZAR 314.0515 ZAR 314.6265 ZAR 315.7075 ZAR 315.9995 ZAR 316.2785 ZAR 312.5200 ZAR 312.8100 ZAR 313.1157 ZAR 314.0862 ZAR 314.5945 ZAR 314.8522 ZAR 315.2912 ZAR 315.7363 ZAR 316.1060 ZAR

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included.  If there are no such agreements, arrangements or understandings, state "none"

None

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

None

Date of disclosure:	20 March 2024
Contact name:	Natasha Mondon
Telephone number:	01202 325175

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service. 

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END