20240409_MONDI PLC_8.5 EPT RI_UK_MLI

Bank of America Merrill Lynch
10 April 2024
 

FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")

 

1.

KEY INFORMATION

(a)

Name of exempt principal trader:

Merrill Lynch International

(b)

Name of offeror/offeree in relation to whose
relevant securities this form relates:
Use a separate form for each offeror/offeree

MONDI PLC

(c)

Name of the party to the offer with which exempt principal trader is connected:

MONDI PLC

(d)

Date dealing undertaken:

09/04/2024

(e)

In addition to the company in 1(b) above, is the
exempt principal trader making disclosures in
respect of any other party to this offer?
If it is a cash offer or possible cash offer, state "N/A"

YES

If YES, specify which:


(DS SMITH PLC) (INTERNATIONAL PAPER CO)

 

2.

DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class
of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

 

(a)

Purchases and sales

Class of relevant security

Purchases/
sales

Total number of securities

Highest price
per unit
paid/received

Lowest price
per unit
paid/received

EUR 0.22 ordinary

Purchase

246,444

14.285 GBP

14.157 GBP

EUR 0.22 ordinary

Sale

145,181

14.255 GBP

14.125 GBP

 

(b)

Cash-settled derivative transactions

Class of
relevant security

Product description
e.g. CFD

Nature of dealing
e.g. opening/closing a
long/short position, increasing/reducing a
long/short position

Number of reference securities

Price per unit

EUR 0.22 ordinary

Swaps - Equity Swaps

Reducing a Short Position

1,501

14.229 GBP

EUR 0.22 ordinary

Swaps - Equity Swaps

Closing a Short Position

2,848

14.238 GBP

EUR 0.22 ordinary

Swaps - Equity Swaps

Reducing a Short Position

3,250

14.212 GBP

EUR 0.22 ordinary

Swaps - Equity Swaps

Opening a Short Position

9,816

14.24 GBP

EUR 0.22 ordinary

Swaps - Equity Swaps

Reducing a Short Position

1,905

14.199 GBP

EUR 0.22 ordinary

Swaps - Equity Swaps

Reducing a Short Position

312

14.227 GBP

EUR 0.22 ordinary

Swaps - Equity Swaps

Reducing a Short Position

147

14.219 GBP

EUR 0.22 ordinary

Swaps - Equity Swaps

Reducing a Short Position

67

14.223 GBP

EUR 0.22 ordinary

Swaps - Equity Swaps

Reducing a Short Position

215

14.213 GBP

EUR 0.22 ordinary

Swaps - Equity Swaps

Closing a Short Position

181

14.223 GBP

EUR 0.22 ordinary

Swaps - Equity Swaps

Reducing a Long Position

1,567

14.206 GBP

EUR 0.22 ordinary

Swaps - Equity Swaps

Reducing a Long Position

12,156

14.206 GBP

EUR 0.22 ordinary

Swaps - Equity Swaps

Increasing a Long Position

13,206

14.209 GBP

EUR 0.22 ordinary

Swaps - Equity Swaps

Reducing a Long Position

5,000

14.216 GBP

EUR 0.22 ordinary

Swaps - Equity Swaps

Reducing a Long Position

5,000

14.216 GBP

EUR 0.22 ordinary

Swaps - Equity Swaps

Reducing a Long Position

1,735

14.22 GBP

EUR 0.22 ordinary

Swaps - Equity Swaps

Increasing a Long Position

19

14.249 GBP

EUR 0.22 ordinary

Swaps - Equity Swaps

Reducing a Short Position

333

14.206 GBP

EUR 0.22 ordinary

Swaps - Equity Swaps

Opening a Long Position

1

14.239 GBP

EUR 0.22 ordinary

Swaps - Equity Swaps

Reducing a Short Position

461

14.238 GBP

EUR 0.22 ordinary

Swaps - Equity Swaps

Closing a Short Position

1,515

14.238 GBP

EUR 0.22 ordinary

Swaps - Equity Swaps

Closing a Long Position

451

333.29 ZAR

EUR 0.22 ordinary

Swaps - Equity Swaps

Opening a Short Position

413

333.29 ZAR

EUR 0.22 ordinary

Swaps - Equity Swaps

Increasing a Long Position

355

14.24 GBP

EUR 0.22 ordinary

Swaps - Equity Swaps

Increasing a Long Position

1,023

14.175 GBP

EUR 0.22 ordinary

Swaps - Equity Swaps

Reducing a Long Position

1,084

14.24 GBP

EUR 0.22 ordinary

Swaps - Equity Swaps

Reducing a Long Position

25,911

14.218 GBP

EUR 0.22 ordinary

Swaps - Equity Swaps

Reducing a Long Position

1,023

14.175 GBP

EUR 0.22 ordinary

Swaps - Equity Swaps

Reducing a Long Position

23,198

14.239 GBP

EUR 0.22 ordinary

Swaps - Equity Swaps

Increasing a Long Position

17,523

14.218 GBP

EUR 0.22 ordinary

Swaps - Equity Swaps

Increasing a Long Position

1,084

14.24 GBP

EUR 0.22 ordinary

Swaps - Equity Swaps

Increasing a Long Position

19,310

14.24 GBP

EUR 0.22 ordinary

Swaps - Equity Swaps

Closing a Long Position

39

14.241 GBP

EUR 0.22 ordinary

Swaps - Equity Swaps

Increasing a Long Position

39

14.164 GBP

EUR 0.22 ordinary

Swaps - Equity Swaps

Reducing a Long Position

12,548

14.241 GBP

EUR 0.22 ordinary

Swaps - Equity Swaps

Opening a Short Position

4,621

14.241 GBP

EUR 0.22 ordinary

Swaps - Equity Swaps

Increasing a Short Position

7

14.21 GBP

EUR 0.22 ordinary

Swaps - Equity Swaps

Reducing a Short Position

4

14.212 GBP

EUR 0.22 ordinary

Swaps - Equity Swaps

Reducing a Short Position

269

333.14 ZAR

EUR 0.22 ordinary

Swaps - Equity Swaps

Reducing a Short Position

595

333.14 ZAR

EUR 0.22 ordinary

Swaps - Equity Swaps

Increasing a Short Position

423

332.667 ZAR

EUR 0.22 ordinary

Swaps - Equity Swaps

Reducing a Long Position

269

333.14 ZAR

EUR 0.22 ordinary

Swaps - Equity Swaps

Increasing a Long Position

423

332.667 ZAR

EUR 0.22 ordinary

Swaps - Equity Swaps

Reducing a Long Position

595

333.14 ZAR

EUR 0.22 ordinary

Swaps - Equity Swaps

Increasing a Short Position

64,137

14.214 GBP

EUR 0.22 ordinary

Swaps - Equity Swaps

Reducing a Short Position

400

14.235 GBP

EUR 0.22 ordinary

Swaps - Equity Swaps

Opening a Long Position

423

332.584 ZAR

EUR 0.22 ordinary

Swaps - Equity Swaps

Closing a Long Position

1,000

14.22 GBP

EUR 0.22 ordinary

Swaps - Equity Swaps

Reducing a Long Position

330

14.144 GBP

EUR 0.22 ordinary

Swaps - Equity Swaps

Reducing a Long Position

106

14.216 GBP

EUR 0.22 ordinary

Swaps - Equity Swaps

Increasing a Long Position

559

14.213 GBP

EUR 0.22 ordinary

Swaps - Equity Swaps

Increasing a Long Position

173

14.231 GBP

 

(c)

Stock-settled derivative transactions (including options)

(i)

Writing, selling, purchasing or varying

Class
of
relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number
of
securities to which option relates

Exercise
price
per unit

Type
e.g. American, European etc.

Expiry date

Option money paid/ received per unit

N/A

N/A

N/A

N/A

N/A

N/A

N/A

N/A

 

(ii)

Exercise

Class of relevant security

Product description
e.g. call option

Exercising/
exercised
against

Number of
securities

Exercise Price per
unit

N/A

N/A

N/A

N/A

N/A

 

(d)

Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing
e.g. subscription, conversion

Details

Price per unit (if applicable)

N/A

N/A

N/A

N/A

 

3.

OTHER INFORMATION

 

(a)

Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"

None

 

(b)

Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) The voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"

None

 

Date of disclosure:

10/04/2024

Contact name:

Frank Lui

Telephone number:

+44207 996 6418

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information
Service.

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's
dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.

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END
 
 

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