Holding(s) in Company

RNS Number : 9410K

Melrose Industries PLC

13 April 2018

 

TR-1: Standard form for notification of major holdings

NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible)i
1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attachedii:			MELROSE INDUSTRIES PLC
1b. Please indicate if the issuer is a non-UK issuer  (please mark with an "X" if appropriate)
Non-UK issuer
2. Reason for the notification (please mark the appropriate box or boxes with an "X")
An acquisition or disposal of voting rights
An acquisition or disposal of financial instruments						X
An event changing the breakdown of voting rights
Other (please specify)iii:
3. Details of person subject to the notification obligationiv
Name			Bank of America Corporation
City and country of registered office (if applicable)			Wilmington, DE, United States
4. Full name of shareholder(s) (if different from 3.)v
Name
City and country of registered office (if applicable)
5. Date on which the threshold was crossed or reachedvi:			11th April 2018
6. Date on which issuer notified (DD/MM/YYYY):			13th April 2018
7. Total positions of person(s) subject to the notification obligation
	% of voting rights attached to shares (total of 8. A)	% of voting rights through financial instruments (total of 8.B 1 + 8.B 2)		Total of both in % (8.A + 8.B)	Total number of voting rights of issuervii
Resulting situation on the date on which threshold was crossed or reached	0.592%	4.957%		5.549%	1,941,200,503
Position of previous notification (if applicable)	0.495%	5.010%		5.505%

8. Notified details of the resulting situation on the date on which the threshold was crossed or reachedviii
A: Voting rights attached to shares
Class/type of shares ISIN code (if possible)	Number of voting rightsix				% of voting rights
	Direct (Art 9 of Directive 2004/109/EC) (DTR5.1)		Indirect (Art 10 of Directive 2004/109/EC) (DTR5.2.1)		Direct (Art 9 of Directive 2004/109/EC) (DTR5.1)	Indirect (Art 10 of Directive 2004/109/EC) (DTR5.2.1)
GB00BZ1G4322	0		11,499,869		0%	0.592%
SUBTOTAL 8. A	11,499,869				0.592%
B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))
Type of financial instrument	Expiration datex	Exercise/ Conversion Periodxi		Number of voting rights that may be acquired if the instrument is exercised/converted.		% of voting rights
Right to Recall	N/A	N/A		606,098		0.031%
		SUBTOTAL 8. B 1		606,098		0.031%
B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b)) Type of financial instrument Expiration datex Exercise/ Conversion Period xi Physical or cash settlementxii Number of voting rights % of voting rights Index Futures 15-Jun-2018 N/A Cash Settled 122,906 0.006% Exchange Traded Funds N/A N/A Cash Settled 3,060 0.000% Swaps 17-Apr-2018 N/A Cash Settled             360,111 0.02% Swaps 30-Apr-2018 N/A Cash Settled         21,439,127 1.10% Swaps 16-May-2018 N/A Cash Settled             281,660 0.01% Swaps 07-Jun-2018 N/A Cash Settled               44,228 0.00% Swaps 31-Jul-2018 N/A Cash Settled             307,580 0.02% Swaps 10-Sep-2018 N/A Cash Settled             101,526 0.01% Swaps 17-Sep-2018 N/A Cash Settled             179,009 0.01% Swaps 29-Oct-2018 N/A Cash Settled         15,236,531 0.78% Swaps 31-Oct-2018 N/A Cash Settled          6,073,542 0.31% Swaps 17-Dec-2018 N/A Cash Settled          9,092,342 0.47% Swaps 31-Dec-2018 N/A Cash Settled             794,527 0.04% Swaps 31-Jan-2019 N/A Cash Settled             392,171 0.02% Swaps 22-Feb-2019 N/A Cash Settled 901 0.00% Swaps 29-Mar-2019 N/A Cash Settled          5,733,672 0.30% Swaps 10-Apr-2019 N/A Cash Settled          1,073,150 0.06% Swaps 15-Apr-2019 N/A Cash Settled 5,245,837 0.27% Swaps 17-Apr-2019 N/A Cash Settled          2,325,000 0.12% Swaps 25-Apr-2019 N/A Cash Settled          9,400,000 0.48% Swaps 30-Apr-2019 N/A Cash Settled             163,207 0.01% Swaps 01-May-2019 N/A Cash Settled          2,704,000 0.14% Swaps 29-May-2019 N/A Cash Settled                 1,892 0.00% Swaps 31-May-2019 N/A Cash Settled               55,955 0.00% Swaps 26-Jun-2019 N/A Cash Settled 205 0.00% Swaps 31-Jul-2019 N/A Cash Settled          1,154,250 0.06% Swaps 30-Aug-2019 N/A Cash Settled               31,339 0.00% Swaps 30-Sep-2019 N/A Cash Settled          9,243,151 0.48% Swaps 31-Oct-2019 N/A Cash Settled             400,000 0.02% Swaps 15-Feb-2023 N/A Cash Settled          3,655,766 0.19% SUBTOTAL 8.B.2 95,616,645 4.926%

9. Information in relation to the person subject to the notification obligation (please mark the applicable box with an "X")
Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuerxiii
Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entityxiv (please add additional rows as necessary)				X
Namexv	% of voting rights if it equals or is higher than the notifiable threshold	% of voting rights through financial instruments if it equals or is higher than the notifiable threshold	Total of both if it equals or is higher than the notifiable threshold
Bank of America Corporation	N/A	N/A	N/A
NB Holdings Corporation	N/A	N/A	N/A
BofAML Jersey Holdings Limited	N/A	N/A	N/A
BofAML EMEA Holdings 2 Limited	N/A	N/A	N/A
ML UK Capital Holdings Limited	N/A	N/A	N/A
Merrill Lynch International	N/A	4.957%	5.549%

Namexv % of voting rights if it equals or is higher than the notifiable threshold % of voting rights through financial instruments if it equals or is higher than the notifiable threshold Total of both if it equals or is higher than the notifiable threshold Bank of America Corporation N/A N/A N/A NB Holdings Corporation N/A N/A N/A BAC North America Holding Company N/A N/A N/A Merrill Lynch, Pierce, Fenner & Smith Incorporated N/A N/A N/A
10. In case of proxy voting, please identify:
Name of the proxy holder
The number and % of voting rights held
The date until which the voting rights will be held
11. Additional informationxvi

Place of completion	United Kingdom
Date of completion	13th April 2018

 

END

 

 

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