PDMR Shareholding

RNS Number : 9501A
Mattioli Woods PLC
04 January 2018
 

 

 

4 January 2018

 

Mattioli Woods plc

 

("Mattioli Woods" or "the Company")

 

Notification of Transactions of Persons Discharging Managerial Responsibilities ("PDMRs")

 

As required by Article 19.3 of Regulation (EU) No. 596/2014 on market abuse, Mattioli Woods (AIM: MTW.L), the specialist wealth management and employee benefits business, announces that on 3 January 2018 certain of its persons discharging managerial responsibilities ("PDMRs") exercised options to subscribe for 5,203 new Ordinary Shares ("Options").  Immediately following the exercise of the Options, Ordinary Shares totalling 13,808 were sold on behalf of PDMRs.  

 

Exercise of Options

 

On 3 January 2018 Mark Smith (Chief Operating Officer of the Company), who is considered to be a PDMR, exercised 5,203 Options at an option exercise price of 1 pence per share.  His total interest in Options following these exercises is:

 

Name

Total Interest in

Nominal Cost Options before exercise

Nominal Cost Options exercised on 3 January 2018

Total Interest in

Nominal Cost Options following exercise

Mark Smith

91,067

5,203

85,864

 

Following the exercise of the Options, on 3 January 2018 Mark Smith and Murray Smith (Group Managing Director of the Company, also considered to be a PDMR) sold 5,203 and 8,605 Ordinary Shares respectively at a price of 760.00 pence per share.  Their resultant interests in the Company are:

 

Name

Date of transaction

Number of shares purchased

Purchase price

Number of shares sold

Sale price

Total shares held

Percentage of issued share capital

Mark Smith

3-Jan-2018

5,203

1.00p

5,203

760.00p

5,312

0.02%

Murray Smith

3-Jan-2018

-

-

8,605

760.00p

79,181

0.30%

 

 

Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them

 

The information set out below is provided in accordance with the requirements of Article 19(3) of the EU Market Abuse Regulation No 596/2014.

 

1

Details of the person discharging managerial responsibilities/person closely associated

a)

Name

Mark Smith

 

2

Reason for the notification

a)

Position/status

 

PDMR, Chief Operating Officer

 

b)

Initial notification /Amendment

 

Initial Notification

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

 

Name

 

Mattioli Woods plc

b)

 

LEI

 

2138003LAM79SNI63R97

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted  

a)

 

Description of the financial instrument, type of instrument

 

Identification code

 

Ordinary Shares of 1 pence each

 

 

ISIN: GB00B0MT3Y97

 

b)

 

Nature of the transaction

 

Exercise of share options

c)

 

Price(s) and volume(s)

 

 

 Price(s)

 

   Volume(s)

1p per Ordinary Share

 

5,203

d)

 

Aggregated information

 

- Aggregated volume

 

- Price

 

 

 

N/a (Single transaction)

e)

 

Date of the transaction

 

3 January 2018

 

f)

 

Place of the transaction

 

London Stock Exchange, AIM

 

1

Details of the person discharging managerial responsibilities/person closely associated

a)

Name

1.   Murray Smith

2.   Mark Smith

 

2

Reason for the notification

a)

Position/status

 

1.   Executive director and PDMR, Group Managing Director

2.   PDMR, Chief Operating Officer

 

b)

Initial notification /Amendment

 

Initial Notification

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

 

Name

 

Mattioli Woods plc

b)

 

LEI

 

2138003LAM79SNI63R97

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted  

a)

 

Description of the financial instrument, type of instrument

 

Identification code

 

Ordinary Shares of 1 pence each

 

 

ISIN: GB00B0MT3Y97

 

b)

 

Nature of the transaction

 

Sale of ordinary shares

c)

 

Price(s) and volume(s)

 

 

 Price(s)

 

   Volume(s)

1.   760.00p per Ordinary Share

2.   760.00p per Ordinary Share

 

1.   8,605

2.   5,203

d)

 

Aggregated information

 

- Aggregated volume

 

- Price

 

 

 

N/a (Single transaction)

e)

 

Date of the transaction

 

1.   3 January 2018

2.   3 January 2018

 

f)

 

Place of the transaction

 

London Stock Exchange, AIM

 

- Ends -

 

For further information please contact:

Mattioli Woods plc


Nathan Imlach, Chief Financial Officer

Tel: +44 (0) 116 240 8700


www.mattioli-woods.com

 

Canaccord Genuity Limited


Sunil Duggal, Investment Banking

Tel: +44 (0) 20 7523 8000

Andrew Buchanan, Corporate Broking

www.canaccordgenuity.com

Margarita Mitropoulou, Corporate Broking


 


This information is provided by RNS
The company news service from the London Stock Exchange
 
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