TR-1: Notification of major holdings - Replacement

RNS Number : 9700G
LMS Capital PLC
09 November 2018
 

The following amendment has been made to the TR-1: Notification of major holdings announcement released today at 14:31 under RNS No 9424G.

 

Section 11 "additional information" was missing from the original form. It has now been included in the below.

 

All other details remain unchanged.

 

The full amended text is shown below.

 

 

TR-1: Standard form for notification of major holdings

 

NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible)i

 

1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attachedii:

LMS Capital plc

1b. Please indicate if the issuer is a non-UK issuer  (please mark with an "X" if appropriate)

Non-UK issuer

 

2. Reason for the notification (please mark the appropriate box or boxes with an "X")

An acquisition or disposal of voting rights

X

An acquisition or disposal of financial instruments

 

An event changing the breakdown of voting rights

 

Other (please specify)iii:

 

3. Details of person subject to the notification obligationiv

Name

Withers Trust Corporation Limited, James McCarthy and Nicholas Kelsey as Trustees of The Lord Rayne Will Trust

City and country of registered office (if applicable)

N/A

4. Full name of shareholder(s) (if different from 3.)v

Name

Rathbone Nominees Limited

City and country of registered office (if applicable)

Liverpool, United Kingdom

5. Date on which the threshold was crossed or reachedvi:

18 July 2018

6. Date on which issuer notified (DD/MM/YYYY):

9 November 2018

7. Total positions of person(s) subject to the notification obligation

 

% of voting rights attached to shares (total of 8. A)

% of voting rights through financial instruments
(total of 8.B 1 + 8.B 2)

Total of both in % (8.A + 8.B)

Total number of voting rights of issuervii

Resulting situation on the date on which threshold was crossed or reached

12.87%

 

12.87%

80,727,450

Position of previous notification (if

applicable)

13.40%

 

13.40%

 

             

 

8. Notified details of the resulting situation on the date on which the threshold was crossed or reachedviii

A: Voting rights attached to shares

Class/type of
shares

ISIN code (if possible)

Number of voting rightsix

% of voting rights

Direct

(Art 9 of Directive 2004/109/EC) (DTR5.1)

Indirect

(Art 10 of Directive 2004/109/EC) (DTR5.2.1)

Direct

(Art 9 of Directive 2004/109/EC) (DTR5.1)

Indirect

(Art 10 of Directive 2004/109/EC) (DTR5.2.1)

GB00B12MHD28

10,385,973

 

12.87%

 

 

 

 

 

 

 

 

 

 

 

SUBTOTAL 8. A

10,385,973

12.87%

 

 

B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))

Type of financial instrument

Expiration
date
x

Exercise/
Conversion Period
xi

Number of voting rights that may be acquired if the instrument is

exercised/converted.

% of voting rights

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

SUBTOTAL 8. B 1

 

 

 

 

B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))

Type of financial instrument

Expiration
date
x

Exercise/
Conversion Period
xi

Physical or cash

settlementxii

Number of voting rights

% of voting rights

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

SUBTOTAL 8.B.2

 

 

 

 

 

                   

 

9. Information in relation to the person subject to the notification obligation (please mark the

applicable box with an "X")

Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuerxiii

X

Full chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held starting with the ultimate controlling natural person or legal entity
xiv (please add additional rows as necessary)

 

Namexv

% of voting rights if it equals or is higher than the notifiable threshold

% of voting rights through financial instruments if it equals or is higher than the notifiable threshold

Total of both if it equals or is higher than the notifiable threshold

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

10. In case of proxy voting, please identify:

Name of the proxy holder

 

The number and % of voting rights held

 

The date until which the voting rights will be held

 

 

11. Additional informationxvi

This notification is made in relation to a transaction which took place on 18 July 2018 whereby Withers Trust Corporation Limited, James McCarthy and Nicholas Kelsey as Trustees of The Lord Rayne Will Trust transferred shares (comprising about 0.5% of the Company) from The Lord Rayne Will Trust to a member of the Rayne family ('the member'), who is a beneficiary of The Lord Rayne Will Trust.  Prior to the transfer, the shares were held beneficially for the member (who also had a direct holding in the Company) by the Trustees. The transfer was made for no consideration and did not result in any change in the overall holding, or the overall voting rights, of the extended Rayne family and its trustees collectively, who together hold 43% of the Ordinary Shares and who are treated by the Panel on Takeovers and Mergers as "acting in concert" for the purposes of the City Code on Takeovers and Mergers. The shares were held before and after the transaction in the name of the same nominee, Rathbone Nominees Limited.

         

 

Place of completion

London, United Kingdom

Date of completion

9 November 2018

 

 

 


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