TR-1

RNS Number : 4081R
Itaconix PLC
28 February 2023
 

TR-1: S tandard form for notification of major holdings

 

NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible) i


1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached ii :

ITACONIX PLC

1b. Please indicate if the issuer is a non-UK issuer   (please mark with an "X" if appropriate)

Non-UK issuer


2. Reason for the notification (please mark the appropriate box or boxes with an "X")

An acquisition or disposal of voting rights

X

An acquisition or disposal of financial instruments


An event changing the breakdown of voting rights

X

Other (please specify)iii:


3. Details of person subject to the notification obligation iv

Name

CANACCORD GENUITY GROUP INC

City and country of registered office (if applicable)

VANCOUVER, CANADA

4. Full name of shareholder(s) (if different from 3.) v

Name

DISCRETIONARY CLIENTS

City and country of registered office (if applicable)

As above

5. Date on which the threshold was crossed or reached vi :

27 FEBRUARY 2023

6. Date on which issuer notified (DD/MM/YYYY):

28 FEBRUARY 2023

7. Total positions of person(s) subject to the notification obligation


% of voting rights attached to shares (total of 8. A)

% of voting rights through financial instruments
(total of 8.B 1 + 8.B 2)

Total of both in % (8.A + 8.B)

Total number of voting rights held in issuer (8.A + 8.B) vii

Resulting situation on the date on which threshold was crossed or reached

8.9359


8.9359

60,255,167

Position of previous notification (if

applicable)

N/A


N/A


 

8. Notified details of the resulting situation on the date on which the threshold was crossed or reached viii

A: Voting rights attached to shares

Class/type of
shares

ISIN code (if possible)

Number of voting rights ix

% of voting rights

Direct

(DTR5.1)

Indirect

 (DTR5.2.1)

Direct

(DTR5.1)

Indirect

(DTR5.2.1)

GB00B84LVH87


60,255,167


8.9359











SUBTOTAL 8. A

60,255,167

8.9359

 

 

B 1: Financial Instruments according to DTR5.3.1R (1) (a)

Type of financial instrument

Expiration
date
x

Exercise/
Conversion Period
xi

Number of voting rights that may be acquired if the instrument is

exercised/converted.

% of voting rights


















SUBTOTAL 8. B 1



 

 

B 2: Financial Instruments with similar economic effect according to DTR5.3.1R (1) (b)

Type of financial instrument

Expiration
date
x

Exercise/
Conversion Period
xi

Physical or cash

settlement xii

Number of voting rights

% of voting rights





















 

SUBTOTAL 8.B.2



 

 

 

9. Information in relation to the person subject to the notification obligation (please mark the

applicable box with an "X")

 

Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer xiii


 

Full chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held starting with the ultimate controlling natural person or legal entity
xiv (please add additional rows as necessary)

X

 

Name xv

% of voting rights if it equals or is higher than the notifiable threshold

% of voting rights through financial instruments if it equals or is higher than the notifiable threshold

Total of both if it equals or is higher than the notifiable threshold

 

Canaccord Genuity Group Inc.

8.9359


8.9359

 

Canaccord Genuity Limited

0.1331


0.1331

 

Canaccord Adams Financial Group Inc

0.0001


0.0001

 

Collins Stewart Inc

0.0001


0.0001

 

Canaccord Adams (Delaware) Inc

0.0001


0.0001

 

Canaccord Genuity LLC

0.0001


0.0001

 

Canaccord Genuity Wealth Group Holdings Limited

8.8027


8.8027

 

Canaccord Genuity Wealth Group Holdings (Jersey) Limited

8.8027


8.8027

 

Canaccord Genuity Wealth Group Limited

8.8027


8.8027

 

Punter Southall Wealth Limited

0.0074


0.0074

 

 

Canaccord Genuity Asset Management Limited (formerly Hargreave Hale Limited)

8.7953


8.7953

 

 

 

10. In case of proxy voting, please identify:

 

Name of the proxy holder


 

The number and % of voting rights held


 

The date until which the voting rights will be held


 



 

11. Additional information xvi

The change in the percentage of shares held is due entirely to participation in the placing, subscription and open offer by Itaconix plc, the shares from which were admitted to AIM on 27/02/2023.

 

 

 

Place of completion

BLACKPOOL, ENGLAND

Date of completion

28 FEBRUARY 2023

 

 

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