Form 8 (DD) - Investec plc

RNS Number : 2356U

Investec PLC

19 December 2011

 



Investec Limited Incorporated in the Republic of South Africa Registration number 1925/002833/06 JSE share code: INL ISIN: ZAE000081949

Investec plc Incorporated in England and Wales Registration number 3633621 JSE share code: INP ISIN: GB00B17BBQ50

(jointly "Investec")

As part of the dual listed company structure, Investec plc and Investec Limited notify both the London Stock Exchange and the JSE Limited of matters which are required to be disclosed under the Disclosure, Transparency and Listing Rules of the United Kingdom Listing Authority (the "UKLA") and/or the JSE Listing Requirements.

FORM 8 (DD)

PUBLIC DEALING DISCLOSURE BY A PARTY TO AN OFFER OR PERSON ACTING IN CONCERT (INCLUDING DEALINGS FOR THE ACCOUNT OF DISCRETIONARY INVESTMENT CLIENTS)

Rules 8.1, 8.2 and 8.4 of the Takeover Code (the "Code")

1.         KEY INFORMATION

(a) Identity of the party to the offer or person acting in concert making the disclosure:	INVESTEC BANK PLC / INVESTEC LTD
(b) Owner or controller of interests and short positions disclosed, if different from 1(a):      The naming of nominee or vehicle companies is insufficient
(c) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	INVESTEC PLC
(d) Status of person making the disclosure:      e.g. offeror, offeree, person acting in concert with the offeror/offeree (specify name of offeror/offeree)	OFFEROR
(e) Date dealing undertaken:	16/12/2011
(f)  Has the party previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer?	YES - INVESTEC LTD & EVOLUTION GROUP PLC

2.         POSITIONS OF THE PERSON MAKING THE DISCLOSURE

(a)        Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing

Class of relevant security:	0.02p ordinary
	Interests		Short positions
	Number	%	Number	%
(1) Relevant securities owned and/or controlled:	19,441,978	3.5805	0	0.0000
(2) Derivatives (other than options):
(3) Options and agreements to purchase/sell:	0	0.0000	100,000	0.0184
TOTAL:	19,441,978	3.5805	100,000	0.0184

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

Details of any securities borrowing and lending positions or financial collateral arrangements should be disclosed on a Supplemental Form 8 (SBL).

(b)        Rights to subscribe for new securities (including directors' and other executive options)

Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

3.         DEALINGS BY THE PERSON MAKING THE DISCLOSURE

(a)        Purchases and sales

Class of relevant security	Purchase/sale	Number of securities	Price per unit
			ZAR (cents)
Ordinary	Purchase	1,312	4260
Ordinary	Purchase	1,176	4265
Ordinary	Purchase	1,104	4265
Ordinary	Purchase	3,219	4279
Ordinary	Purchase	663	4280
Ordinary	Purchase	1,394	4281
Ordinary	Purchase	1,237	4282
Ordinary	Purchase	1,766	4283
Ordinary	Purchase	2,515	4284
Ordinary	Purchase	1,172	4286
Ordinary	Purchase	1,856	4287
Ordinary	Purchase	442	4289
Ordinary	Purchase	2,905	4290
Ordinary	Purchase	38	4291
Ordinary	Purchase	300	4295
Ordinary	Purchase	2,644	4297
Ordinary	Purchase	1,166	4298
Ordinary	Purchase	2,962	4300
Ordinary	Purchase	1,161	4302
Ordinary	Purchase	500	4303
Ordinary	Purchase	149	4303
Ordinary	Purchase	5,000	4305
Ordinary	Purchase	2,000	4305
Ordinary	Purchase	108	4305
Ordinary	Purchase	1,323	4309
Ordinary	Purchase	17	4311
Ordinary	Purchase	1,296	4312
Ordinary	Purchase	723	4313
Ordinary	Purchase	858	4318
Ordinary	Purchase	1,699	4322
Ordinary	Purchase	3,433	4323
Ordinary	Purchase	1,500	4325
Ordinary	Purchase	3,392	4327
Ordinary	Purchase	46	4329
Ordinary	Purchase	1,719	4333
Ordinary	Purchase	41	4334
Ordinary	Purchase	1,179	4339
Ordinary	Purchase	2,679	4340
Ordinary	Purchase	5,318	4370
Ordinary	Sale	3,306	4285
Ordinary	Sale	1,338	4287
Ordinary	Sale	1,240	4288
Ordinary	Sale	300	4291
Ordinary	Sale	3,720	4293
Ordinary	Sale	2,480	4294
Ordinary	Sale	7,570	4300
Ordinary	Sale	2,066	4307
Ordinary	Sale	728	4311
Ordinary	Sale	2,066	4314
Ordinary	Sale	2,066	4315
Ordinary	Sale	2,066	4317
Ordinary	Sale	1,400	4320
Ordinary	Sale	40,036	4370
			GBP (pence)
Ordinary	Purchase	81100	326.1
Ordinary	Purchase	460	327.2
Ordinary	Purchase	1883	327.2
Ordinary	Purchase	631	327.2
Ordinary	Purchase	1976	327.2
Ordinary	Purchase	1285	327.2
Ordinary	Purchase	389	327.4
Ordinary	Purchase	1048	327.4
Ordinary	Purchase	1373	327.4
Ordinary	Purchase	303	327.4784
Ordinary	Purchase	961	327.5
Ordinary	Purchase	2	327.5
Ordinary	Purchase	1325	327.5
Ordinary	Purchase	522	327.5
Ordinary	Purchase	2823	327.7
Ordinary	Purchase	6	327.70766
Ordinary	Purchase	477	327.83421
Ordinary	Purchase	2350	328.1
Ordinary	Purchase	1063	328.1
Ordinary	Purchase	1635	328.1
Ordinary	Purchase	1454	328.1
Ordinary	Purchase	1582	328.1
Ordinary	Purchase	946	328.1
Ordinary	Purchase	1028	328.1
Ordinary	Purchase	312	328.13429
Ordinary	Purchase	31	328.2938
Ordinary	Purchase	2476	328.4
Ordinary	Purchase	1115	328.4
Ordinary	Purchase	364	328.4
Ordinary	Purchase	757	328.4
Ordinary	Purchase	593	328.4
Ordinary	Purchase	1092	328.4
Ordinary	Purchase	1679	328.4
Ordinary	Purchase	2768	328.5
Ordinary	Purchase	2051	328.5
Ordinary	Purchase	445	328.5
Ordinary	Purchase	2013	328.9
Ordinary	Purchase	61	329
Ordinary	Purchase	2806	329
Ordinary	Purchase	600	329.1
Ordinary	Purchase	1366	329.1
Ordinary	Purchase	1356	329.1
Ordinary	Purchase	600	329.2
Ordinary	Purchase	200	329.2
Ordinary	Purchase	250	329.2
Ordinary	Purchase	1660	329.2
Ordinary	Purchase	1096	329.2
Ordinary	Purchase	500	329.3
Ordinary	Purchase	2108	329.3
Ordinary	Purchase	42	329.3
Ordinary	Purchase	2150	329.3
Ordinary	Purchase	813	329.3
Ordinary	Purchase	1337	329.3
Ordinary	Purchase	1045	329.3
Ordinary	Purchase	500	329.3
Ordinary	Purchase	605	329.3
Ordinary	Purchase	2566	329.5
Ordinary	Purchase	788	329.6545
Ordinary	Purchase	2396	329.8
Ordinary	Purchase	63	329.8
Ordinary	Purchase	388	329.8
Ordinary	Purchase	2341	329.8
Ordinary	Purchase	3324	329.8
Ordinary	Purchase	2731	329.8
Ordinary	Purchase	621	329.8
Ordinary	Purchase	600	329.9
Ordinary	Purchase	226	329.9
Ordinary	Purchase	250	329.9
Ordinary	Purchase	600	330
Ordinary	Purchase	300	330
Ordinary	Purchase	2377	330
Ordinary	Purchase	500	330
Ordinary	Purchase	9776	330
Ordinary	Purchase	1147	330
Ordinary	Purchase	5137	330
Ordinary	Purchase	480	330
Ordinary	Purchase	2554	330
Ordinary	Purchase	500	330.2
Ordinary	Purchase	639	330.2
Ordinary	Purchase	600	330.2
Ordinary	Purchase	411	330.2
Ordinary	Purchase	560	330.2
Ordinary	Purchase	699	330.2
Ordinary	Purchase	891	330.2
Ordinary	Purchase	1746	330.2
Ordinary	Purchase	512	330.21928
Ordinary	Purchase	250	330.3
Ordinary	Purchase	154	330.3
Ordinary	Purchase	1158	330.3
Ordinary	Purchase	992	330.3
Ordinary	Purchase	1772	330.3
Ordinary	Purchase	378	330.3
Ordinary	Purchase	2150	330.3
Ordinary	Purchase	600	330.3
Ordinary	Purchase	1550	330.3
Ordinary	Purchase	2150	330.3
Ordinary	Purchase	2586	330.3
Ordinary	Purchase	4	330.3
Ordinary	Purchase	3005	330.5
Ordinary	Purchase	1825	330.5
Ordinary	Purchase	2805	330.5
Ordinary	Purchase	1783	330.5
Ordinary	Purchase	713	330.5
Ordinary	Purchase	2716	330.6
Ordinary	Purchase	751	330.65979
Ordinary	Purchase	14666	330.7
Ordinary	Purchase	2974	330.7
Ordinary	Purchase	3328	330.7
Ordinary	Purchase	676	330.7
Ordinary	Purchase	756	330.7
Ordinary	Purchase	1263	330.8
Ordinary	Purchase	500	330.8
Ordinary	Purchase	250	330.8
Ordinary	Purchase	500	330.8
Ordinary	Purchase	2979	330.85
Ordinary	Purchase	500	330.9
Ordinary	Purchase	250	330.9
Ordinary	Purchase	1335	330.9
Ordinary	Purchase	500	330.9
Ordinary	Purchase	1828	330.9
Ordinary	Purchase	2000	330.9
Ordinary	Purchase	500	330.9
Ordinary	Purchase	982	330.9
Ordinary	Purchase	6577	330.9
Ordinary	Purchase	3703	330.9
Ordinary	Purchase	2705	330.9
Ordinary	Purchase	2912	330.9
Ordinary	Purchase	2578	330.9
Ordinary	Purchase	2729	330.9
Ordinary	Purchase	4157	330.9
Ordinary	Purchase	500	331
Ordinary	Purchase	1173	331
Ordinary	Purchase	500	331
Ordinary	Purchase	9480	331
Ordinary	Purchase	4803	331
Ordinary	Purchase	1274	331
Ordinary	Purchase	2955	331.3
Ordinary	Purchase	2	331.7
Ordinary	Purchase	296	331.7
Ordinary	Purchase	879	331.7
Ordinary	Purchase	560	331.8
Ordinary	Purchase	680	331.8
Ordinary	Purchase	925	331.8
Ordinary	Purchase	1095	331.8
Ordinary	Purchase	1632	331.8
Ordinary	Purchase	280	331.9
Ordinary	Purchase	560	331.9
Ordinary	Purchase	560	331.9
Ordinary	Purchase	280	331.9
Ordinary	Purchase	543	331.9
Ordinary	Purchase	500	331.9
Ordinary	Purchase	2518	331.9
Ordinary	Purchase	24	331.96227
Ordinary	Purchase	280	332
Ordinary	Purchase	560	332
Ordinary	Purchase	500	332
Ordinary	Purchase	333	332
Ordinary	Purchase	2493	332
Ordinary	Purchase	700	332
Ordinary	Purchase	970	332
Ordinary	Purchase	500	332
Ordinary	Purchase	560	332
Ordinary	Purchase	2196	332
Ordinary	Purchase	487	332
Ordinary	Purchase	2395	332
Ordinary	Purchase	1276	332
Ordinary	Purchase	1839	332
Ordinary	Purchase	3382	332
Ordinary	Purchase	9779	332
Ordinary	Purchase	948	332
Ordinary	Purchase	2645	332.1
Ordinary	Purchase	1956	332.2
Ordinary	Purchase	290	332.2
Ordinary	Purchase	296	332.5
Ordinary	Purchase	2427	332.5
Ordinary	Purchase	3041	332.6
Ordinary	Purchase	280	332.6
Ordinary	Purchase	725	332.6
Ordinary	Purchase	560	332.6
Ordinary	Purchase	922	332.6
Ordinary	Purchase	140	332.6
Ordinary	Purchase	560	332.7
Ordinary	Purchase	664	332.7
Ordinary	Purchase	500	332.7
Ordinary	Purchase	560	332.7
Ordinary	Purchase	280	332.7
Ordinary	Purchase	611	332.7
Ordinary	Purchase	1337	332.7
Ordinary	Purchase	1354	332.7
Ordinary	Purchase	2423	332.7
Ordinary	Purchase	600	332.8
Ordinary	Purchase	560	332.8
Ordinary	Purchase	9778	332.8
Ordinary	Purchase	280	332.8
Ordinary	Purchase	500	332.8
Ordinary	Purchase	982	332.8
Ordinary	Purchase	1102	332.8
Ordinary	Purchase	1200	332.8
Ordinary	Purchase	700	332.8
Ordinary	Purchase	1832	332.8
Ordinary	Purchase	2220	332.8
Ordinary	Purchase	569	332.9
Ordinary	Purchase	510	332.9
Ordinary	Purchase	982	332.9
Ordinary	Purchase	500	333
Ordinary	Purchase	665	333
Ordinary	Purchase	560	333
Ordinary	Purchase	195	333
Ordinary	Purchase	500	333
Ordinary	Purchase	982	333
Ordinary	Purchase	560	333
Ordinary	Purchase	1704	333
Ordinary	Purchase	1089	333
Ordinary	Purchase	510	333
Ordinary	Purchase	1879	333
Ordinary	Purchase	1638	333
Ordinary	Purchase	535	333
Ordinary	Purchase	393	333
Ordinary	Purchase	4972	333
Ordinary	Purchase	3089	333
Ordinary	Sale	400000	329.8

(b)        Derivatives transactions (other than options)

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit

(c)        Options transactions in respect of existing securities

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

 (ii)       Exercising

Class of relevant security	Product description e.g. call option	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

4.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the party to the offer or person acting in concert making the disclosure and any other person: If there are no such agreements, arrangements or understandings, state "none"

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the party to the offer or person acting in concert making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

None.

(c)        Attachments

Are any Supplemental Forms attached?

Supplemental Form 8 (Open Positions)	YES
Supplemental Form 8 (SBL)	NO

Date of disclosure:	19/12/2011
Contact name:	Gary Darch
Telephone number:	0207 597 4549

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail].  The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the "Code")

1.         KEY INFORMATION

Identity of person whose open positions are being disclosed:	INVESTEC BANK PLC/LTD
Name of offeror/offeree in relation to whose relevant securities the disclosure relates:	INVESTEC PLC

2.         OPTIONS AND DERIVATIVES

Class of relevant security	Product description e.g. call option	Written or purchased	Number of securities to which option or derivative relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date
0.02p ordinary	Put Option	Purchased	50,000	ZAR 75	European	16/07/2012
0.02p ordinary	Call Option	Written	50,000	ZAR 75	European	16/07/2012

3.         AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to contracts for differences ("CFDs") or spread bets.

The currency of all prices and other monetary amounts should be stated.

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END

 

 

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