Form 8 (DD) - Investec plc

RNS Number : 1494U

Investec PLC

16 December 2011

 



Investec Limited Incorporated in the Republic of South Africa Registration number 1925/002833/06 JSE share code: INL ISIN: ZAE000081949

Investec plc Incorporated in England and Wales Registration number 3633621 JSE share code: INP ISIN: GB00B17BBQ50

(jointly "Investec")

As part of the dual listed company structure, Investec plc and Investec Limited notify both the London Stock Exchange and the JSE Limited of matters which are required to be disclosed under the Disclosure, Transparency and Listing Rules of the United Kingdom Listing Authority (the "UKLA") and/or the JSE Listing Requirements.

FORM 8 (DD)

PUBLIC DEALING DISCLOSURE BY A PARTY TO AN OFFER OR PERSON ACTING IN CONCERT (INCLUDING DEALINGS FOR THE ACCOUNT OF DISCRETIONARY INVESTMENT CLIENTS)

Rules 8.1, 8.2 and 8.4 of the Takeover Code (the "Code")

1.         KEY INFORMATION

(a) Identity of the party to the offer or person acting in concert making the disclosure:	INVESTEC BANK PLC / INVESTEC LTD
(b) Owner or controller of interests and short positions disclosed, if different from 1(a):      The naming of nominee or vehicle companies is insufficient
(c) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	INVESTEC PLC
(d) Status of person making the disclosure:      e.g. offeror, offeree, person acting in concert with the offeror/offeree (specify name of offeror/offeree)	OFFEROR
(e) Date dealing undertaken:	15/12/2011
(f)  Has the party previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer?	YES - INVESTEC LTD & EVOLUTION GROUP PLC

2.         POSITIONS OF THE PERSON MAKING THE DISCLOSURE

(a)        Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing

Class of relevant security:	0.02p ordinary
	Interests		Short positions
	Number	%	Number	%
(1) Relevant securities owned and/or controlled:	19,441,978	3.5805	0	0.0000
(2) Derivatives (other than options):
(3) Options and agreements to purchase/sell:	2,215	0.0004	114,106	0.0210
TOTAL:	19,444,193	3.5809	114,106	0.0210

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

Details of any securities borrowing and lending positions or financial collateral arrangements should be disclosed on a Supplemental Form 8 (SBL).

(b)        Rights to subscribe for new securities (including directors' and other executive options)

Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

3.         DEALINGS BY THE PERSON MAKING THE DISCLOSURE

(a)        Purchases and sales

Class of relevant security	Purchase/sale	Number of securities	Price per unit (ZAR-cents)
Ordinary	Purchase	1,312	4260
Ordinary	Purchase	1,176	4265
Ordinary	Purchase	1,104	4265
Ordinary	Purchase	3,219	4279
Ordinary	Purchase	663	4280
Ordinary	Purchase	1,394	4281
Ordinary	Purchase	1,237	4282
Ordinary	Purchase	1,766	4283
Ordinary	Purchase	2,515	4284
Ordinary	Purchase	1,172	4286
Ordinary	Purchase	1,856	4287
Ordinary	Purchase	442	4289
Ordinary	Purchase	2,905	4290
Ordinary	Purchase	38	4291
Ordinary	Purchase	300	4295
Ordinary	Purchase	2,644	4297
Ordinary	Purchase	1,166	4298
Ordinary	Purchase	2,962	4300
Ordinary	Purchase	1,161	4302
Ordinary	Purchase	500	4303
Ordinary	Purchase	149	4303
Ordinary	Purchase	5,000	4305
Ordinary	Purchase	2,000	4305
Ordinary	Purchase	108	4305
Ordinary	Purchase	1,323	4309
Ordinary	Purchase	17	4311
Ordinary	Purchase	1,296	4312
Ordinary	Purchase	723	4313
Ordinary	Purchase	858	4318
Ordinary	Purchase	1,699	4322
Ordinary	Purchase	3,433	4323
Ordinary	Purchase	1,500	4325
Ordinary	Purchase	3,392	4327
Ordinary	Purchase	46	4329
Ordinary	Purchase	1,719	4333
Ordinary	Purchase	41	4334
Ordinary	Purchase	1,179	4339
Ordinary	Purchase	2,679	4340
Ordinary	Purchase	5,318	4370
Ordinary	Sale	-3,306	4285
Ordinary	Sale	-1,338	4287
Ordinary	Sale	-1,240	4288
Ordinary	Sale	-300	4291
Ordinary	Sale	-3,720	4293
Ordinary	Sale	-2,480	4294
Ordinary	Sale	-7,570	4300
Ordinary	Sale	-2,066	4307
Ordinary	Sale	-728	4311
Ordinary	Sale	-2,066	4314
Ordinary	Sale	-2,066	4315
Ordinary	Sale	-2,066	4317
Ordinary	Sale	-1,400	4320
Ordinary	Sale	-40,036	4370
			(GBP-pence)
Ordinary	Purchase	459	328
Ordinary	Purchase	600	328
Ordinary	Purchase	1195	328
Ordinary	Purchase	2254	328
Ordinary	Purchase	396	328
Ordinary	Purchase	1155	328
Ordinary	Purchase	703	328
Ordinary	Purchase	2099	328
Ordinary	Purchase	155	328
Ordinary	Purchase	791	328
Ordinary	Purchase	732	328
Ordinary	Purchase	731	328
Ordinary	Purchase	722	328
Ordinary	Purchase	425	328
Ordinary	Purchase	1107	328
Ordinary	Purchase	1514	328
Ordinary	Purchase	569	328
Ordinary	Purchase	3544	328.1
Ordinary	Purchase	576	328.1
Ordinary	Purchase	600	328.2
Ordinary	Purchase	560	328.2
Ordinary	Purchase	452	328.2
Ordinary	Purchase	755	328.2
Ordinary	Purchase	175	328.2
Ordinary	Purchase	2458	328.2
Ordinary	Purchase	513	328.2
Ordinary	Purchase	554	328.3
Ordinary	Purchase	1156	328.3
Ordinary	Purchase	1665	328.3
Ordinary	Purchase	1112	328.3
Ordinary	Purchase	402	328.4
Ordinary	Purchase	526	328.4
Ordinary	Purchase	1362	328.4
Ordinary	Purchase	2523	328.4
Ordinary	Purchase	187	328.4
Ordinary	Purchase	1471	328.5
Ordinary	Purchase	783	328.5
Ordinary	Purchase	1432	328.5
Ordinary	Purchase	500	328.5
Ordinary	Purchase	322	328.5
Ordinary	Purchase	807	328.5
Ordinary	Purchase	846	328.5
Ordinary	Purchase	601	328.5
Ordinary	Purchase	2254	328.5
Ordinary	Purchase	41	328.5
Ordinary	Purchase	258	328.5
Ordinary	Purchase	78	328.5
Ordinary	Purchase	574	328.5
Ordinary	Purchase	881	328.5
Ordinary	Purchase	785	328.5
Ordinary	Purchase	850	328.5
Ordinary	Purchase	1390	328.5
Ordinary	Purchase	782	328.5
Ordinary	Purchase	753	328.5
Ordinary	Purchase	73	328.5
Ordinary	Purchase	632	328.5
Ordinary	Purchase	1154	328.5
Ordinary	Purchase	1086	328.5
Ordinary	Purchase	1086	328.5
Ordinary	Purchase	834	328.5
Ordinary	Purchase	527	329
Ordinary	Purchase	700	329
Ordinary	Purchase	1013	329
Ordinary	Purchase	2084	329
Ordinary	Purchase	156	329
Ordinary	Purchase	1142	329
Ordinary	Purchase	1098	329
Ordinary	Purchase	1854	329
Ordinary	Purchase	128	329
Ordinary	Purchase	258	329
Ordinary	Purchase	1374	329
Ordinary	Purchase	866	329
Ordinary	Purchase	1388	329
Ordinary	Purchase	112	329
Ordinary	Purchase	740	329
Ordinary	Purchase	1222	329
Ordinary	Purchase	517	329
Ordinary	Purchase	501	329
Ordinary	Purchase	51	329
Ordinary	Purchase	771	329
Ordinary	Purchase	886	329
Ordinary	Purchase	532	329
Ordinary	Purchase	1872	329
Ordinary	Purchase	208	329
Ordinary	Purchase	500	329.5
Ordinary	Purchase	1125	329.5
Ordinary	Purchase	806	329.5
Ordinary	Purchase	500	329.5
Ordinary	Purchase	1235	329.5
Ordinary	Purchase	834	329.5
Ordinary	Purchase	2254	329.5
Ordinary	Purchase	858	329.5
Ordinary	Purchase	700	329.5
Ordinary	Purchase	504	329.5
Ordinary	Purchase	1112	329.5
Ordinary	Purchase	92	329.5
Ordinary	Purchase	1204	329.5
Ordinary	Purchase	672	329.5
Ordinary	Purchase	532	329.5
Ordinary	Purchase	1204	329.5
Ordinary	Purchase	219	329.5
Ordinary	Purchase	985	329.5
Ordinary	Purchase	23	329.5
Ordinary	Purchase	383	329.5
Ordinary	Purchase	527	330
Ordinary	Purchase	2479	330
Ordinary	Purchase	3006	330
Ordinary	Purchase	3006	330
Ordinary	Purchase	3006	330
Ordinary	Purchase	3006	330
Ordinary	Purchase	3006	330
Ordinary	Purchase	1482	330
Ordinary	Purchase	1524	330
Ordinary	Purchase	3006	330
Ordinary	Purchase	952	330
Ordinary	Purchase	2240	330
Ordinary	Purchase	145	330
Ordinary	Purchase	2254	330
Ordinary	Purchase	2111	330
Ordinary	Purchase	143	330
Ordinary	Purchase	2254	330
Ordinary	Purchase	1814	330
Ordinary	Purchase	440	330
Ordinary	Purchase	600	330
Ordinary	Purchase	1144	330
Ordinary	Purchase	510	330
Ordinary	Purchase	2254	330
Ordinary	Purchase	2254	330
Ordinary	Purchase	2254	330
Ordinary	Purchase	174	330
Ordinary	Purchase	585	330
Ordinary	Purchase	1010	330
Ordinary	Purchase	485	330
Ordinary	Purchase	2254	330
Ordinary	Purchase	2254	330
Ordinary	Purchase	2254	330
Ordinary	Purchase	1895	330
Ordinary	Purchase	359	330
Ordinary	Purchase	2254	330
Ordinary	Purchase	2254	330
Ordinary	Purchase	2246	330
Ordinary	Purchase	8	330
Ordinary	Purchase	1274	330
Ordinary	Purchase	980	330
Ordinary	Purchase	553	330
Ordinary	Purchase	1701	330
Ordinary	Purchase	1104	330
Ordinary	Purchase	1150	330
Ordinary	Purchase	2254	330
Ordinary	Purchase	280	330
Ordinary	Purchase	1528	330
Ordinary	Purchase	1204	330
Ordinary	Purchase	611	330
Ordinary	Purchase	593	330
Ordinary	Purchase	1204	330
Ordinary	Purchase	896	330
Ordinary	Purchase	62	330.8
Ordinary	Purchase	600	330.9
Ordinary	Purchase	540	330.9
Ordinary	Purchase	264	330.9
Ordinary	Purchase	876	330.9
Ordinary	Purchase	540	330.9
Ordinary	Purchase	537	330.9
Ordinary	Purchase	63	330.9
Ordinary	Purchase	655	330.9
Ordinary	Purchase	485	330.9
Ordinary	Purchase	848	330.9
Ordinary	Purchase	292	330.9
Ordinary	Purchase	250	330.9
Ordinary	Purchase	890	330.9
Ordinary	Purchase	1022	330.9
Ordinary	Purchase	1525	331
Ordinary	Purchase	715	331
Ordinary	Purchase	715	331
Ordinary	Purchase	1525	331
Ordinary	Purchase	2240	331
Ordinary	Purchase	2061	331
Ordinary	Purchase	179	331
Ordinary	Purchase	1863	331
Ordinary	Purchase	377	331
Ordinary	Purchase	2240	331
Ordinary	Purchase	1718	331
Ordinary	Purchase	522	331
Ordinary	Purchase	2240	331
Ordinary	Purchase	2240	331
Ordinary	Purchase	2240	331
Ordinary	Purchase	1874	331
Ordinary	Purchase	366	331
Ordinary	Purchase	2240	331
Ordinary	Purchase	1776	331
Ordinary	Purchase	464	331
Ordinary	Purchase	2240	331
Ordinary	Purchase	2240	331
Ordinary	Purchase	393	331
Ordinary	Purchase	393	331
Ordinary	Purchase	1454	331
Ordinary	Purchase	832	331
Ordinary	Purchase	1408	331
Ordinary	Purchase	2240	331
Ordinary	Purchase	2148	331
Ordinary	Purchase	92	331
Ordinary	Purchase	501	331
Ordinary	Purchase	714	331
Ordinary	Purchase	100	331
Ordinary	Purchase	100	331
Ordinary	Purchase	825	331
Ordinary	Purchase	952	331
Ordinary	Purchase	190	331
Ordinary	Purchase	1098	331
Ordinary	Purchase	575	331
Ordinary	Purchase	800	331.9
Ordinary	Purchase	900	332
Ordinary	Purchase	1400	332
Ordinary	Purchase	1400	332
Ordinary	Purchase	142	332
Ordinary	Purchase	750	332
Ordinary	Purchase	8	332
Ordinary	Purchase	2300	332
Ordinary	Purchase	112	332
Ordinary	Purchase	1000	332
Ordinary	Purchase	500	332
Ordinary	Purchase	688	332
Ordinary	Purchase	2300	332
Ordinary	Purchase	2300	332
Ordinary	Purchase	2300	332
Ordinary	Purchase	2300	332
Ordinary	Purchase	2300	332
Ordinary	Purchase	1000	332
Ordinary	Purchase	500	332
Ordinary	Purchase	800	332
Ordinary	Purchase	1200	332
Ordinary	Purchase	486	334.9
Ordinary	Purchase	2428	334.9
Ordinary	Purchase	2914	335.1
Ordinary	Purchase	100	335.2
Ordinary	Purchase	100	335.2
Ordinary	Purchase	839	335.4
Ordinary	Purchase	1594	335.4
Ordinary	Purchase	25	335.4
Ordinary	Purchase	690	335.5
Ordinary	Purchase	370	335.5
Ordinary	Purchase	1207	335.5
Ordinary	Purchase	282	335.5
Ordinary	Purchase	300	335.5
Ordinary	Purchase	100	335.6
Ordinary	Purchase	413	335.7
Ordinary	Purchase	1920	335.7
Ordinary	Purchase	747	335.8
Ordinary	Purchase	3004	336
Ordinary	Purchase	624	336
Ordinary	Purchase	400	336
Ordinary	Purchase	314	336
Ordinary	Purchase	903	336
Ordinary	Purchase	1281	336
Ordinary	Purchase	653	337.1
Ordinary	Purchase	1521	337.1
Ordinary	Purchase	100	337.1
Ordinary	Purchase	268	337.1
Ordinary	Purchase	84	337.1
Ordinary	Purchase	2310	337.1
Ordinary	Purchase	525	337.1
Ordinary	Purchase	2729	337.1
Ordinary	Purchase	100	337.1
Ordinary	Purchase	2522	337.1
Ordinary	Purchase	355	337.3
Ordinary	Purchase	48	337.3
Ordinary	Purchase	652	337.3
Ordinary	Purchase	827	337.3
Ordinary	Purchase	797	337.3
Ordinary	Purchase	1744	337.4
Ordinary	Purchase	1134	337.4
Ordinary	Purchase	1510	338.1
Ordinary	Purchase	982	338.1
Ordinary	Purchase	95	338.1
Ordinary	Purchase	209	338.1
Ordinary	Purchase	800	338.1
Ordinary	Purchase	283	338.1
Ordinary	Purchase	505	338.1
Ordinary	Purchase	600	338.1
Ordinary	Purchase	8	338.2
Ordinary	Purchase	1060	338.3
Ordinary	Purchase	488	338.3
Ordinary	Purchase	254	338.3
Ordinary	Purchase	600	338.3
Ordinary	Purchase	300	338.3
Ordinary	Purchase	100	338.4
Ordinary	Purchase	21	338.4
Ordinary	Purchase	1042	338.5
Ordinary	Purchase	226	338.5
Ordinary	Purchase	1382	338.6
Ordinary	Purchase	2125	338.6
Ordinary	Sale	75000	328.47
Ordinary	Sale	75000	329.9894
Ordinary	Sale	25000	330
Ordinary	Sale	62	330.8
Ordinary	Sale	50000	331
Ordinary	Sale	25000	332
Ordinary	Sale	486	334.9
Ordinary	Sale	2428	334.9
Ordinary	Sale	2914	335.1
Ordinary	Sale	100	335.2
Ordinary	Sale	100	335.2
Ordinary	Sale	839	335.4
Ordinary	Sale	1594	335.4
Ordinary	Sale	25	335.4
Ordinary	Sale	690	335.5
Ordinary	Sale	370	335.5
Ordinary	Sale	1207	335.5
Ordinary	Sale	282	335.5
Ordinary	Sale	300	335.5
Ordinary	Sale	100	335.6
Ordinary	Sale	413	335.7
Ordinary	Sale	1920	335.7
Ordinary	Sale	747	335.8
Ordinary	Sale	3004	336
Ordinary	Sale	624	336
Ordinary	Sale	400	336
Ordinary	Sale	314	336
Ordinary	Sale	903	336
Ordinary	Sale	1281	336
Ordinary	Sale	653	337.1
Ordinary	Sale	1521	337.1
Ordinary	Sale	100	337.1
Ordinary	Sale	268	337.1
Ordinary	Sale	84	337.1
Ordinary	Sale	2310	337.1
Ordinary	Sale	525	337.1
Ordinary	Sale	2729	337.1
Ordinary	Sale	100	337.1
Ordinary	Sale	2522	337.1
Ordinary	Sale	355	337.3
Ordinary	Sale	48	337.3
Ordinary	Sale	652	337.3
Ordinary	Sale	827	337.3
Ordinary	Sale	797	337.3
Ordinary	Sale	1744	337.4
Ordinary	Sale	1134	337.4
Ordinary	Sale	1510	338.1
Ordinary	Sale	982	338.1
Ordinary	Sale	95	338.1
Ordinary	Sale	209	338.1
Ordinary	Sale	800	338.1
Ordinary	Sale	283	338.1
Ordinary	Sale	505	338.1
Ordinary	Sale	600	338.1
Ordinary	Sale	8	338.2
Ordinary	Sale	1060	338.3
Ordinary	Sale	488	338.3
Ordinary	Sale	254	338.3
Ordinary	Sale	600	338.3
Ordinary	Sale	300	338.3
Ordinary	Sale	100	338.4
Ordinary	Sale	21	338.4
Ordinary	Sale	1042	338.5
Ordinary	Sale	226	338.5
Ordinary	Sale	1382	338.6
Ordinary	Sale	2125	338.6

(b)        Derivatives transactions (other than options)

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit

(c)        Options transactions in respect of existing securities

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit
0.02p Ordinary	Call Option	Purchased	1,000	ZAR 47	American	15/12/2011
0.02p Ordinary	Put Option	Purchased	4,760	ZAR 42	American	15/12/2011
0.02p Ordinary	Futures	Purchased	715		European	15/12/2011
0.02p Ordinary	Put Option	Purchase	2,500	ZAR 46	American	15/12/2011
0.02p Ordinary	Futures	Written	9,346		European	15/12/2011

 (ii)       Exercising

Class of relevant security	Product description e.g. call option	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

4.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the party to the offer or person acting in concert making the disclosure and any other person: If there are no such agreements, arrangements or understandings, state "none"

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the party to the offer or person acting in concert making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

None.

(c)        Attachments

Are any Supplemental Forms attached?

Supplemental Form 8 (Open Positions)	YES
Supplemental Form 8 (SBL)	NO

Date of disclosure:	16/12/2011
Contact name:	Jacqueline Lovis
Telephone number:	0207 597 4815

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail].  The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the "Code")

1.         KEY INFORMATION

Identity of person whose open positions are being disclosed:	INVESTEC BANK PLC/LTD
Name of offeror/offeree in relation to whose relevant securities the disclosure relates:	INVESTEC PLC

2.         OPTIONS AND DERIVATIVES

Class of relevant security	Product description e.g. call option	Written or purchased	Number of securities to which option or derivative relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date
0.02p ordinary	Put Option	Purchased	50,000	ZAR 75	European	16/07/2012
0.02p ordinary	Call Option	Written	50,000	ZAR 75	European	16/07/2012

3.         AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to contracts for differences ("CFDs") or spread bets.

The currency of all prices and other monetary amounts should be stated.

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END

 

 

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