Form 8 (DD) - Investec plc

RNS Number : 8642T

Investec PLC

13 December 2011

 



Investec Limited Incorporated in the Republic of South Africa Registration number 1925/002833/06 JSE share code: INL ISIN: ZAE000081949

Investec plc Incorporated in England and Wales Registration number 3633621 JSE share code: INP ISIN: GB00B17BBQ50

(jointly "Investec")

As part of the dual listed company structure, Investec plc and Investec Limited notify both the London Stock Exchange and the JSE Limited of matters which are required to be disclosed under the Disclosure, Transparency and Listing Rules of the United Kingdom Listing Authority (the "UKLA") and/or the JSE Listing Requirements.

FORM 8 (DD)

PUBLIC DEALING DISCLOSURE BY A PARTY TO AN OFFER OR PERSON ACTING IN CONCERT (INCLUDING DEALINGS FOR THE ACCOUNT OF DISCRETIONARY INVESTMENT CLIENTS)

Rules 8.1, 8.2 and 8.4 of the Takeover Code (the "Code")

1.         KEY INFORMATION

(a) Identity of the party to the offer or person acting in concert making the disclosure:	INVESTEC BANK PLC / INVESTEC LTD
(b) Owner or controller of interests and short positions disclosed, if different from 1(a):      The naming of nominee or vehicle companies is insufficient
(c) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	INVESTEC PLC
(d) Status of person making the disclosure:      e.g. offeror, offeree, person acting in concert with the offeror/offeree (specify name of offeror/offeree)	OFFEROR
(e) Date dealing undertaken:	12/12/2011
(f)  Has the party previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer?	YES - INVESTEC LTD & EVOLUTION GROUP PLC

2.         POSITIONS OF THE PERSON MAKING THE DISCLOSURE

(a)        Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing

Class of relevant security:	0.02p ordinary
	Interests		Short positions
	Number	%	Number	%
(1) Relevant securities owned and/or controlled:	19,434,832	3.5792	0	0.0000
(2) Derivatives (other than options):
(3) Options and agreements to purchase/sell:	2,215	0.0004	114,106	0.0210
TOTAL:	19,437,047	3.5796	114,106	0.0210

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

Details of any securities borrowing and lending positions or financial collateral arrangements should be disclosed on a Supplemental Form 8 (SBL).

(b)        Rights to subscribe for new securities (including directors' and other executive options)

Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

3.         DEALINGS BY THE PERSON MAKING THE DISCLOSURE

(a)        Purchases and sales

Class of relevant security	Purchase/sale	Number of securities	Price per unit ZAR (cents)
Ordinary	Purchase	5,992	4450
Ordinary	Purchase	41,318	4450
Ordinary	Purchase	6,317	4450
Ordinary	Purchase	12,600	4450
Ordinary	Purchase	400	4451
Ordinary	Purchase	193	4460
Ordinary	Purchase	200	4471
Ordinary	Purchase	3,000	4472
Ordinary	Purchase	500	4475
Ordinary	Purchase	1,000	4475
Ordinary	Purchase	6,578	4475
Ordinary	Purchase	722	4477
Ordinary	Purchase	1,000	4480
Ordinary	Purchase	1,000	4481
Ordinary	Purchase	9,000	4482
Ordinary	Purchase	1,000	4483
Ordinary	Purchase	620	4488
Ordinary	Sale	11,031	4450
Ordinary	Sale	207	4480
Ordinary	Sale	1,100	4500
			GBP (pence)
Ordinary	Purchase	340	344
Ordinary	Purchase	502	344
Ordinary	Purchase	359	344
Ordinary	Purchase	880	344
Ordinary	Purchase	321	344
Ordinary	Purchase	528	344
Ordinary	Purchase	542	344
Ordinary	Purchase	832	344.1
Ordinary	Purchase	369	344.1
Ordinary	Purchase	1201	344.1
Ordinary	Purchase	832	344.1
Ordinary	Purchase	369	344.1
Ordinary	Purchase	787	344.1
Ordinary	Purchase	414	344.1
Ordinary	Purchase	1201	344.1
Ordinary	Purchase	1201	344.1
Ordinary	Purchase	98	344.1
Ordinary	Purchase	1103	344.1
Ordinary	Purchase	832	344.1
Ordinary	Purchase	369	344.1
Ordinary	Purchase	1201	344.1
Ordinary	Purchase	1201	344.1
Ordinary	Purchase	1201	344.1
Ordinary	Purchase	1201	344.1
Ordinary	Purchase	1201	344.1
Ordinary	Purchase	673	344.1
Ordinary	Purchase	528	344.1
Ordinary	Purchase	131	344.1
Ordinary	Purchase	366	344.1
Ordinary	Purchase	545	344.1
Ordinary	Purchase	290	344.1
Ordinary	Purchase	914	344.1
Ordinary	Purchase	287	344.1
Ordinary	Purchase	703	344.1
Ordinary	Purchase	498	344.1
Ordinary	Purchase	560	344.1
Ordinary	Purchase	420	344.1
Ordinary	Purchase	430	344.7
Ordinary	Purchase	1222	344.8
Ordinary	Purchase	602	344.8
Ordinary	Purchase	1484	344.8
Ordinary	Purchase	770	344.8
Ordinary	Purchase	252	344.8
Ordinary	Purchase	2002	344.8
Ordinary	Purchase	702	344.8
Ordinary	Purchase	1552	344.8
Ordinary	Purchase	790	344.8
Ordinary	Purchase	1464	344.8
Ordinary	Purchase	2254	344.8
Ordinary	Purchase	450	344.8
Ordinary	Purchase	535	344.8
Ordinary	Purchase	534	344.8
Ordinary	Purchase	735	344.8
Ordinary	Purchase	2254	344.8
Ordinary	Purchase	2254	344.8
Ordinary	Purchase	2254	344.8
Ordinary	Purchase	74	344.8
Ordinary	Purchase	2254	345
Ordinary	Purchase	132	345
Ordinary	Purchase	1000	347.2
Ordinary	Purchase	204	347.2
Ordinary	Purchase	1204	347.2
Ordinary	Purchase	1204	347.2
Ordinary	Purchase	1204	347.2
Ordinary	Purchase	396	347.2
Ordinary	Purchase	505	347.2
Ordinary	Purchase	303	347.2
Ordinary	Purchase	206	347.2
Ordinary	Purchase	500	347.2
Ordinary	Purchase	498	347.2
Ordinary	Purchase	1204	347.2
Ordinary	Purchase	1204	347.2
Ordinary	Purchase	201	347.2
Ordinary	Purchase	378	347.2
Ordinary	Purchase	625	347.2
Ordinary	Purchase	787	347.2
Ordinary	Purchase	417	347.2
Ordinary	Purchase	1204	347.2
Ordinary	Purchase	165	347.2
Ordinary	Purchase	1038	347.2
Ordinary	Purchase	1	347.2
Ordinary	Purchase	1204	347.2
Ordinary	Purchase	1204	347.2
Ordinary	Purchase	1204	347.2
Ordinary	Purchase	500	347.2
Ordinary	Purchase	500	347.2
Ordinary	Purchase	204	347.2
Ordinary	Purchase	500	347.2
Ordinary	Purchase	500	347.2
Ordinary	Purchase	204	347.2
Ordinary	Purchase	1204	347.2
Ordinary	Purchase	1204	347.2
Ordinary	Purchase	1204	347.2
Ordinary	Purchase	1204	347.2
Ordinary	Purchase	1204	347.2
Ordinary	Purchase	1204	347.2
Ordinary	Purchase	1204	347.2
Ordinary	Purchase	1204	347.2
Ordinary	Purchase	230	347.2
Ordinary	Purchase	847	347.2
Ordinary	Purchase	127	347.2
Ordinary	Purchase	125	347.2
Ordinary	Purchase	1079	347.2
Ordinary	Purchase	170	347.4
Ordinary	Purchase	126	347.4
Ordinary	Purchase	908	347.4
Ordinary	Purchase	968	347.4
Ordinary	Purchase	236	347.4
Ordinary	Purchase	964	347.4
Ordinary	Purchase	240	347.4
Ordinary	Purchase	1204	347.4
Ordinary	Purchase	1204	347.4
Ordinary	Purchase	1204	347.4
Ordinary	Purchase	1204	347.4
Ordinary	Purchase	62	347.4
Ordinary	Purchase	1142	347.4
Ordinary	Purchase	1204	347.4
Ordinary	Purchase	1204	347.4
Ordinary	Purchase	347	347.4
Ordinary	Purchase	70	347.4
Ordinary	Purchase	14	347.4
Ordinary	Purchase	773	347.4
Ordinary	Purchase	420	347.4
Ordinary	Purchase	241	347.4
Ordinary	Purchase	391	347.5
Ordinary	Purchase	475	347.5
Ordinary	Purchase	338	347.5
Ordinary	Purchase	523	347.5
Ordinary	Purchase	123	347.5
Ordinary	Purchase	418	347.5
Ordinary	Purchase	140	347.5
Ordinary	Purchase	156	347.5
Ordinary	Purchase	32	347.5
Ordinary	Purchase	149	347.5
Ordinary	Purchase	30	347.5
Ordinary	Purchase	137	347.5
Ordinary	Purchase	675	347.5
Ordinary	Purchase	104	347.6
Ordinary	Purchase	500	347.6
Ordinary	Purchase	467	347.6
Ordinary	Purchase	715	347.6
Ordinary	Purchase	318	347.6
Ordinary	Purchase	2104	347.6
Ordinary	Purchase	627	347.6
Ordinary	Purchase	209	347.6
Ordinary	Purchase	1268	347.6
Ordinary	Purchase	1270	347.6
Ordinary	Purchase	834	347.6
Ordinary	Purchase	2104	347.6
Ordinary	Purchase	2104	347.6
Ordinary	Purchase	2104	347.6
Ordinary	Purchase	200	347.8
Ordinary	Purchase	658	347.9
Ordinary	Purchase	583	348
Ordinary	Purchase	500	348.1
Ordinary	Purchase	583	348.1
Ordinary	Purchase	500	348.1
Ordinary	Purchase	1000	348.1
Ordinary	Purchase	800	348.1
Ordinary	Purchase	176	348.1
Ordinary	Purchase	500	348.2
Ordinary	Purchase	369	348.2
Ordinary	Purchase	368	348.2
Ordinary	Purchase	610	348.2
Ordinary	Purchase	520	348.2
Ordinary	Purchase	133	348.2
Ordinary	Purchase	360	348.2
Ordinary	Purchase	945	348.2
Ordinary	Purchase	1026	348.2
Ordinary	Purchase	819	348.2
Ordinary	Purchase	1252	348.2
Ordinary	Purchase	118	348.3
Ordinary	Purchase	752	348.3
Ordinary	Purchase	75	348.3
Ordinary	Purchase	795	348.3
Ordinary	Purchase	870	348.3
Ordinary	Purchase	870	348.3
Ordinary	Purchase	870	348.3
Ordinary	Purchase	768	348.3
Ordinary	Purchase	102	348.3
Ordinary	Purchase	695	348.3
Ordinary	Purchase	175	348.3
Ordinary	Purchase	870	348.3
Ordinary	Purchase	870	348.3
Ordinary	Purchase	870	348.3
Ordinary	Purchase	870	348.3
Ordinary	Purchase	870	348.3
Ordinary	Purchase	1240	348.5
Ordinary	Purchase	1240	348.5
Ordinary	Purchase	765	348.5
Ordinary	Purchase	475	348.5
Ordinary	Purchase	352	348.5
Ordinary	Purchase	169	348.5
Ordinary	Purchase	168	348.5
Ordinary	Purchase	551	348.5
Ordinary	Purchase	1240	348.5
Ordinary	Purchase	1240	348.5
Ordinary	Purchase	896	348.5
Ordinary	Purchase	344	348.5
Ordinary	Purchase	734	348.5
Ordinary	Purchase	506	348.5
Ordinary	Purchase	82	348.6
Ordinary	Purchase	939	348.6
Ordinary	Purchase	301	348.6
Ordinary	Purchase	129	348.6
Ordinary	Purchase	694	348.6
Ordinary	Purchase	417	348.6
Ordinary	Purchase	95	348.6
Ordinary	Purchase	367	348.6
Ordinary	Purchase	493	348.6
Ordinary	Purchase	1114	348.6
Ordinary	Purchase	126	348.6
Ordinary	Purchase	117	348.6
Ordinary	Purchase	532	348.6
Ordinary	Purchase	591	348.6
Ordinary	Purchase	368	348.6
Ordinary	Purchase	490	348.7
Ordinary	Purchase	714	348.7
Ordinary	Purchase	7	348.7
Ordinary	Purchase	502	348.7
Ordinary	Purchase	695	348.7
Ordinary	Purchase	520	348.7
Ordinary	Purchase	684	348.7
Ordinary	Purchase	266	348.7
Ordinary	Purchase	938	348.7
Ordinary	Purchase	1204	348.7
Ordinary	Purchase	101	348.7
Ordinary	Purchase	1103	348.7
Ordinary	Purchase	1204	348.7
Ordinary	Purchase	1204	348.7
Ordinary	Purchase	1204	348.7
Ordinary	Purchase	1122	348.7
Ordinary	Purchase	422	348.7
Ordinary	Purchase	782	348.7
Ordinary	Purchase	1204	348.7
Ordinary	Purchase	1204	348.7
Ordinary	Purchase	1204	348.7
Ordinary	Purchase	1204	348.7
Ordinary	Purchase	1204	348.7
Ordinary	Purchase	446	348.7
Ordinary	Purchase	457	348.7
Ordinary	Purchase	301	348.7
Ordinary	Purchase	1204	348.7
Ordinary	Purchase	208	348.7
Ordinary	Purchase	996	348.7
Ordinary	Purchase	1204	348.7
Ordinary	Purchase	759	348.7
Ordinary	Purchase	161	348.7
Ordinary	Purchase	838	348.7
Ordinary	Purchase	34	348.7
Ordinary	Purchase	209	348.7
Ordinary	Purchase	572	348.7
Ordinary	Purchase	459	348.7
Ordinary	Purchase	49	348.7
Ordinary	Purchase	1167	348.7
Ordinary	Purchase	24	348.7
Ordinary	Purchase	1240	348.7
Ordinary	Purchase	243	348.7
Ordinary	Purchase	626	348.7
Ordinary	Purchase	371	348.7
Ordinary	Purchase	1211	348.7
Ordinary	Purchase	29	348.7
Ordinary	Purchase	1240	348.7
Ordinary	Purchase	264	348.7
Ordinary	Purchase	221	348.7
Ordinary	Purchase	397	348.9
Ordinary	Purchase	473	348.9
Ordinary	Purchase	870	348.9
Ordinary	Purchase	870	348.9
Ordinary	Purchase	870	348.9
Ordinary	Purchase	870	348.9
Ordinary	Purchase	108	348.9
Ordinary	Purchase	290	348.9
Ordinary	Purchase	84	348.9
Ordinary	Purchase	547	349
Ordinary	Purchase	547	349
Ordinary	Purchase	200	349
Ordinary	Purchase	347	349
Ordinary	Purchase	547	349
Ordinary	Purchase	200	349
Ordinary	Purchase	347	349
Ordinary	Purchase	547	349
Ordinary	Purchase	200	349
Ordinary	Purchase	347	349
Ordinary	Purchase	200	349
Ordinary	Purchase	347	349
Ordinary	Purchase	145	349
Ordinary	Purchase	402	349
Ordinary	Purchase	200	349
Ordinary	Purchase	347	349
Ordinary	Purchase	547	349
Ordinary	Purchase	368	349
Ordinary	Purchase	179	349
Ordinary	Purchase	547	349
Ordinary	Purchase	547	349
Ordinary	Purchase	440	349
Ordinary	Purchase	1626	349
Ordinary	Purchase	3844	349
Ordinary	Purchase	5470	349
Ordinary	Purchase	2910	349
Ordinary	Purchase	1198	349
Ordinary	Purchase	1362	349
Ordinary	Purchase	1258	349
Ordinary	Purchase	388	349
Ordinary	Purchase	3824	349
Ordinary	Purchase	951	349
Ordinary	Purchase	2169	349
Ordinary	Purchase	365	352.6
Ordinary	Purchase	616	352.6
Ordinary	Purchase	588	352.6
Ordinary	Purchase	1204	352.6
Ordinary	Purchase	1204	352.6
Ordinary	Purchase	1204	352.6
Ordinary	Purchase	1204	352.6
Ordinary	Purchase	1204	352.6
Ordinary	Purchase	1204	352.6
Ordinary	Purchase	500	352.6
Ordinary	Purchase	704	352.6
Ordinary	Purchase	259	352.6
Ordinary	Purchase	945	352.6
Ordinary	Purchase	1204	352.6
Ordinary	Purchase	1085	352.6
Ordinary	Purchase	119	352.6
Ordinary	Purchase	1204	352.6
Ordinary	Purchase	552	352.6
Ordinary	Purchase	500	352.7
Ordinary	Purchase	864	352.7
Ordinary	Purchase	488	352.7
Ordinary	Purchase	400	352.8
Ordinary	Purchase	1075	352.8
Ordinary	Purchase	1308	352.8
Ordinary	Purchase	500	353.1
Ordinary	Purchase	610	353.1
Ordinary	Purchase	444	353.1
Ordinary	Purchase	3446	353.1
Ordinary	Sale	50000	344.4517
Ordinary	Sale	50000	347.2771
Ordinary	Sale	50000	348.2264
Ordinary	Sale	25000	348.7
Ordinary	Sale	50000	348.7978
Ordinary	Sale	15000	352.6
Ordinary	Sale	10000	352.9242

(b)        Derivatives transactions (other than options)

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit

(c)        Options transactions in respect of existing securities

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

 (ii)       Exercising

Class of relevant security	Product description e.g. call option	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

4.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the party to the offer or person acting in concert making the disclosure and any other person: If there are no such agreements, arrangements or understandings, state "none"

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the party to the offer or person acting in concert making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

None.

(c)        Attachments

Are any Supplemental Forms attached?

Supplemental Form 8 (Open Positions)	YES
Supplemental Form 8 (SBL)	NO

Date of disclosure:	13/12/2011
Contact name:	Gary Darch
Telephone number:	0207 597 4549

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail].  The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the "Code")

1.         KEY INFORMATION

Identity of person whose open positions are being disclosed:	INVESTEC BANK PLC/LTD
Name of offeror/offeree in relation to whose relevant securities the disclosure relates:	INVESTEC PLC

2.         OPTIONS AND DERIVATIVES

Class of relevant security	Product description e.g. call option	Written or purchased	Number of securities to which option or derivative relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date
0.02p ordinary	Call Option	Purchased	1,000	ZAR 47	American	15/12/2011
0.02p ordinary	Put Option	Purchased	4,760	ZAR 42	American	15/12/2011
0.02p ordinary	Put Option	Purchased	50,000	ZAR 75	European	16/07/2012
0.02p ordinary	Call Option	Written	50,000	ZAR 75	European	16/07/2012
0.02p ordinary	Futures	Purchased	715		European	15/12/2011
0.02p ordinary	Put Option	Purchase	2,500	ZAR 46	American	15/12/2011
0.02p ordinary	Futures	Written	9,346		European	15/12/2011

3.         AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to contracts for differences ("CFDs") or spread bets.

The currency of all prices and other monetary amounts should be stated.

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END

 

 

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