Director/PDMR Shareholding

RNS Number : 5124K
HSBC Holdings PLC
07 July 2017
 


 

HSBC HOLDINGS PLC

 

7 July 2017

 

Notification of Transactions of Persons Discharging Managerial Responsibilities ("PDMRs") and persons closely associated with the PDMRs

The following acquisitions relating to dividends of US$0.50 ordinary shares (the "Shares") were made on 5 July 2017:

Directors

Name

Price per Share / ADS1

Shares acquired

Kathleen Casey

US$43.25001

 

20 American Depositary Shares1

(representing 100 ordinary shares of US$0.50 each)

Henri de Castries

US$8.6500

191

 

Douglas Flint

£7.2917

59

 

Stuart Gulliver

US$8.6500

33,954

 

Irene Lee

US$8.6500

118

 

Iain Mackay

US$8.6500

18,985

 

Heidi Miller

US$43.25001

 

9 American Depositary Shares1

(representing 45 ordinary shares of US$0.50 each)

Marc Moses

US$8.6500

19,190

 

Other PDMRs

Name

Price per Share

Shares acquired

Samir Assaf

US$8.6500

18,711

 

Peter Boyles

US$8.6500

£7.2917

5,489

3,032

 

Patrick Burke

US$8.6500

£7.2917

5,212

2,158

 

John Flint

US$8.6500

6,931

 

Andy Maguire

US$8.6500

3,078

 

Paulo Maia

US$8.6500

£7.2917

£7.2563

2,894

2,207

4

 

Noel Quinn

US$8.6500

 

3,840

Antonio Simoes

US$8.6500

3,934

 

Peter Wong

US$8.6500

£7.2917

23,748

13,096

Persons closely associated ("CAP") with the PDMR

Name

Price per Share

Shares acquired

Camay Wong

(CAP of Peter Wong)

US$8.6500

 

273

1American Depositary Shares ('ADS') are categorised as equity derivatives under Part XV of the Securities and Futures Ordinance of Hong Kong. Each ADS represents five HSBC Holdings plc ordinary shares. ADS are traded in New York.

The following disclosures are made in accordance with Article 19 of the EU Market Abuse Regulation 596/2014.

 

 

1 - Details of the person discharging managerial responsibilities / person closely associated

 

Name of natural person

Kathleen Casey





2 - Reason for the notification

 

Position/status

Non-executive Director



Initial notification/amendment

Initial Notification

 

3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or 

     auction monitor

 

Full name of the entity

HSBC Holdings plc



Legal Entity Identifier code

MLU0ZO3ML4LN2LL2TL39

 

 

4 - Details of the transaction(s)

 

  Transaction(s) summary table

 


Date of Transaction

Financial Instrument

Identification Code

Place of Transaction

Currency


2017-07-05

American Depositary Shares ('ADS'). Each ADS represents five HSBC Holdings plc ordinary shares of US$0.50 each

GB0005405286

Outside a trading venue

USD - United States Dollar


Nature of Transaction:

 

Acquisition


Price

 

Volume

Total

 

$43.25

20

$865.00

 

Aggregated

$43.25

20

$865.00

 

 

 

 

 

1 - Details of the person discharging managerial responsibilities / person closely associated

 

Name of natural person

Henri de Castries





2 - Reason for the notification

 

Position/status

Non-executive Director



Initial notification/amendment

Initial Notification

 

3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or 

     auction monitor

 

Full name of the entity

HSBC Holdings plc



Legal Entity Identifier code

MLU0ZO3ML4LN2LL2TL39

4 - Details of the transaction(s)

 

  Transaction(s) summary table

 


Date of Transaction

Financial Instrument

Identification Code

Place of Transaction

Currency


2017-07-05

Ordinary shares of US$0.50 each

GB0005405286

London Stock Exchange, Main Market (XLON)

USD - United States Dollar


Nature of Transaction:

 

Acquisition


Price

 

Volume

Total

 

$8.65

191

$1,652.15

 

Aggregated

$8.65

191

$1,652.15

 

 

 

 

 

1 - Details of the person discharging managerial responsibilities / person closely associated

 

Name of natural person

Douglas Flint





2 - Reason for the notification

 

Position/status

Group Chairman



Initial notification/amendment

Initial Notification

 

3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or 

     auction monitor

 

Full name of the entity

HSBC Holdings plc



Legal Entity Identifier code

MLU0ZO3ML4LN2LL2TL39

 

 

4 - Details of the transaction(s)

 

  Transaction(s) summary table

 


Date of Transaction

Financial Instrument

Identification Code

Place of Transaction

Currency


2017-07-05

Ordinary shares of US$0.50 each

GB0005405286

London Stock Exchange, Main Market (XLON)

GBP - British Pound


Nature of Transaction:

 

Acquisition


Price

 

Volume

Total

 

£7.29

59

£430.21

 

Aggregated

£7.292

59

£430.21

 

 

 

 

 

1 - Details of the person discharging managerial responsibilities / person closely associated

 

Name of natural person

Stuart Gulliver





2 - Reason for the notification

 

Position/status

Group Chief Executive



Initial notification/amendment

Initial Notification

 

3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or 

     auction monitor

 

Full name of the entity

HSBC Holdings plc



Legal Entity Identifier code

MLU0ZO3ML4LN2LL2TL39

 

 

4 - Details of the transaction(s)

 

  Transaction(s) summary table

 


Date of Transaction

Financial Instrument

Identification Code

Place of Transaction

Currency


2017-07-05

Ordinary shares of US$0.50 each

GB0005405286

London Stock Exchange, Main Market (XLON)

USD - United States Dollar


Nature of Transaction:

 

Acquisition


Price

 

Volume

Total

 

$8.65

33,954

$293,702.10

 

Aggregated

$8.65

33,954

$293,702.10

 

 

 

 

 

 

1 - Details of the person discharging managerial responsibilities / person closely associated

 

Name of natural person

Irene Lee





2 - Reason for the notification

 

Position/status

Non-executive Director



Initial notification/amendment

Initial Notification

 

3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or 

     auction monitor

 

Full name of the entity

HSBC Holdings plc



Legal Entity Identifier code

MLU0ZO3ML4LN2LL2TL39

4 - Details of the transaction(s)

 

  Transaction(s) summary table

 


Date of Transaction

Financial Instrument

Identification Code

Place of Transaction

Currency


2017-07-05

Ordinary shares of US$0.50 each

GB0005405286

London Stock Exchange, Main Market (XLON)

USD - United States Dollar


Nature of Transaction:

 

Acquisition


Price

 

Volume

Total

 

$8.65

118

$1,020.70

 

Aggregated

$8.65

118

$1,020.70

 

 

 

 

 

1 - Details of the person discharging managerial responsibilities / person closely associated

 

Name of natural person

Iain Mackay 





2 - Reason for the notification

 

Position/status

Group Finance Director



Initial notification/amendment

Initial Notification

 

3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or 

     auction monitor

 

Full name of the entity

HSBC Holdings plc



Legal Entity Identifier code

MLU0ZO3ML4LN2LL2TL39

 

 

4 - Details of the transaction(s)

 

  Transaction(s) summary table

 


Date of Transaction

Financial Instrument

Identification Code

Place of Transaction

Currency


2017-07-05

Ordinary shares of US$0.50 each

GB0005405286

London Stock Exchange, Main Market (XLON)

USD - United States Dollar


Nature of Transaction:

 

Acquisition


Price

 

Volume

Total

 

$8.65

 

18,985

$164,220.25

Aggregated

$8.65

 

18,985

$164,220.25

 

 

 

 

1 - Details of the person discharging managerial responsibilities / person closely associated

 

Name of natural person

Heidi Miller 





2 - Reason for the notification

 

Position/status

Non-executive Director



Initial notification/amendment

Initial Notification

 

3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or 

     auction monitor

 

Full name of the entity

HSBC Holdings plc



Legal Entity Identifier code

MLU0ZO3ML4LN2LL2TL39

 

4 - Details of the transaction(s)

 

  Transaction(s) summary table

 


Date of Transaction

Financial Instrument

Identification Code

Place of Transaction

Currency


2017-07-05

American Depositary Shares ('ADS'). Each ADS represents five HSBC Holdings plc ordinary shares of US$0.50 each.

GB0005405286

Outside a trading venue

USD - United States Dollar


Nature of Transaction:

 

Acquisition


Price

 

Volume

Total

 

$43.25

9

$389.25

 

Aggregated

$43.25

9

$389.25

 

 

 

 

 

1 - Details of the person discharging managerial responsibilities / person closely associated

 

Name of natural person

Marc Moses 





2 - Reason for the notification

 

Position/status

Group Chief Risk Officer



Initial notification/amendment

Initial Notification

 

3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or 

     auction monitor

 

Full name of the entity

HSBC Holdings plc



Legal Entity Identifier code

MLU0ZO3ML4LN2LL2TL39

 

 

4 - Details of the transaction(s)

 

  Transaction(s) summary table

 


Date of Transaction

Financial Instrument

Identification Code

Place of Transaction

Currency


2017-07-05

Ordinary shares of US$0.50 each

GB0005405286

London Stock Exchange, Main Market (XLON)

USD - United States Dollar


Nature of Transaction:

 

Acquisition


Price

 

Volume

Total

 

$8.65

19,190

$165,993.50

 

Aggregated

$8.65

19,190

$165,993.50

 

 

 

 

 

 

1 - Details of the person discharging managerial responsibilities / person closely associated

 

Name of natural person

Samir Assaf





2 - Reason for the notification

 

Position/status

Chief Executive, Global Banking and Markets  



Initial notification/amendment

Initial Notification

 

3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or 

     auction monitor

 

Full name of the entity

HSBC Holdings plc



Legal Entity Identifier code

MLU0ZO3ML4LN2LL2TL39

 

 

4 - Details of the transaction(s)

 

  Transaction(s) summary table

 


Date of Transaction

Financial Instrument

Identification Code

Place of Transaction

Currency


2017-07-05

Ordinary shares of US$0.50 each

GB0005405286

London Stock Exchange, Main Market (XLON)

USD - United States Dollar


Nature of Transaction:

 

Acquisition


Price

 

Volume

Total

 

$8.65

18,711

$161,850.15

 

Aggregated

$8.65

18,711

$161,850.15

 

 

 

 

 

1 - Details of the person discharging managerial responsibilities / person closely associated

 

Name of natural person

Peter Boyles





2 - Reason for the notification

 

Position/status

Chief Executive, Global Private Banking



Initial notification/amendment

Initial Notification

 

3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or 

     auction monitor

 

Full name of the entity

HSBC Holdings plc



Legal Entity Identifier code

MLU0ZO3ML4LN2LL2TL39

 

 

4 - Details of the transaction(s)

 

  Transaction(s) summary table

 


Date of Transaction

Financial Instrument

Identification Code

Place of Transaction

Currency


2017-07-05

Ordinary shares of US$0.50 each

GB0005405286

London Stock Exchange, Main Market (XLON)

GBP - British Pound


Nature of Transaction:

 

Acquisition


Price

 

Volume

Total

 

£7.29

3,032

£22,108.43

 

Aggregated

£7.292

3,032

£22,108.43

 

 


Date of Transaction

Financial Instrument

Identification Code

Place of Transaction

Currency


2017-07-05

Ordinary shares of US$0.50 each

GB0005405286

London Stock Exchange, Main Market (XLON)

USD - United States Dollar


Nature of Transaction:

 

Acquisition


Price

 

Volume

Total

 

$8.65

5,489

$47,479.85

 

Aggregated

$8.65

5,489

$47,479.85

 

 

 

 

 

1 - Details of the person discharging managerial responsibilities / person closely associated

 

Name of natural person

Patrick Burke





2 - Reason for the notification

 

Position/status

President and Chief Executive of HSBC US



Initial notification/amendment

Initial Notification

 

3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or 

     auction monitor

 

Full name of the entity

HSBC Holdings plc



Legal Entity Identifier code

MLU0ZO3ML4LN2LL2TL39

 

 

4 - Details of the transaction(s)

 

  Transaction(s) summary table

 


Date of Transaction

Financial Instrument

Identification Code

Place of Transaction

Currency


2017-07-05

Ordinary shares of US$0.50 each

GB0005405286

London Stock Exchange, Main Market (XLON)

GBP - British Pound


Nature of Transaction:

 

Acquisition


Price

 

Volume

Total

 

£7.29

2,158

£15,735.49

 

Aggregated

£7.292

2,158

£15,735.49

 

 


Date of Transaction

Financial Instrument

Identification Code

Place of Transaction

Currency


2017-07-05

Ordinary shares of US$0.50 each

GB0005405286

London Stock Exchange, Main Market (XLON)

USD - United States Dollar


Nature of Transaction:

 

Acquisition


Price

 

Volume

Total

 

$8.65

5,212

$45,083.80

 

Aggregated

$8.65

5,212

$45,083.80

 

 

 

 

 

1 - Details of the person discharging managerial responsibilities / person closely associated

 

Name of natural person

John Flint





2 - Reason for the notification

 

Position/status

Chief Executive, Retail Banking and Wealth Management



Initial notification/amendment

Initial Notification

 

3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or 

     auction monitor

 

Full name of the entity

HSBC Holdings plc



Legal Entity Identifier code

MLU0ZO3ML4LN2LL2TL39

 

 

4 - Details of the transaction(s)

 

  Transaction(s) summary table

 


Date of Transaction

Financial Instrument

Identification Code

Place of Transaction

Currency


2017-07-05

Ordinary shares of US$0.50 each

GB0005405286

London Stock Exchange, Main Market (XLON)

USD -United States Dollar


Nature of Transaction:

 

Acquisition


Price

 

Volume

Total

 

$8.65

6,931

$59,953.15

 

Aggregated

$8.65

6,931

$59,953.15

 

 

 

 

 

1 - Details of the person discharging managerial responsibilities / person closely associated

 

Name of natural person

Andy Maguire





2 - Reason for the notification

 

Position/status

Group Chief Operating Officer



Initial notification/amendment

Initial Notification

 

3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or 

     auction monitor

 

Full name of the entity

HSBC Holdings plc



Legal Entity Identifier code

MLU0ZO3ML4LN2LL2TL39

 

 

4 - Details of the transaction(s)

 

  Transaction(s) summary table

 


Date of Transaction

Financial Instrument

Identification Code

Place of Transaction

Currency


2017-07-05

Ordinary shares of US$0.50 each

GB0005405286

London Stock Exchange, Main Market (XLON)

USD - United States Dollar


Nature of Transaction:

 

Acquisition


Price

 

Volume

Total

 

$8.65

3,078

$26,624.70

Aggregated

$8.65

3,078

$26,624.70

 

 

 

 

 

1 - Details of the person discharging managerial responsibilities / person closely associated

 

Name of natural person

Paulo Maia





2 - Reason for the notification

 

Position/status

Chief Executive, Latin America



Initial notification/amendment

Initial Notification

 

3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or 

     auction monitor

 

Full name of the entity

HSBC Holdings plc



Legal Entity Identifier code

MLU0ZO3ML4LN2LL2TL39

4 - Details of the transaction(s)

 

  Transaction(s) summary table

 


Date of Transaction

Financial Instrument

Identification Code

Place of Transaction

Currency


2017-07-05

Ordinary shares of US$0.50 each

GB0005405286

London Stock Exchange, Main Market (XLON)

GBP - British Pound


Nature of Transaction:

 

Acquisition


Price

 

Volume

Total

 

£7.29

2,207

£16,092.78

 

£7.26

4

£29.03

 

Aggregated

£7.292

2,211

£16,121.81

 

 

 


Date of Transaction

Financial Instrument

Identification Code

Place of Transaction

Currency


2017-07-05

Ordinary shares of US$0.50 each

GB0005405286

London Stock Exchange, Main Market (XLON)

USD - United States Dollar


Nature of Transaction:

 

Acquisition


Price

 

Volume

Total

 

$8.65

2,894

$25,033.10

 

Aggregated

$8.65

 

2,894

$25,033.10

 

 

 

 

 

 

1 - Details of the person discharging managerial responsibilities / person closely associated

 

Name of natural person

Noel Quinn





2 - Reason for the notification

 

Position/status

Chief Executive, Global Commercial Banking



Initial notification/amendment

Initial Notification

 

3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or 

     auction monitor

 

Full name of the entity

HSBC Holdings plc



Legal Entity Identifier code

MLU0ZO3ML4LN2LL2TL39

4 - Details of the transaction(s)

 

  Transaction(s) summary table

 


Date of Transaction

Financial Instrument

Identification Code

Place of Transaction

Currency


2017-07-05

Ordinary shares of US$0.50 each

GB0005405286

London Stock Exchange, Main Market (XLON)

USD - United States Dollar


Nature of Transaction:

 

Acquisition


Price

 

Volume

Total

 

$8.65

3,840

$33,216.00

 

Aggregated

$8.65

3,840

$33,216.00

 

 

 

 

 

1 - Details of the person discharging managerial responsibilities / person closely associated

 

Name of natural person

Antonio Simoes





2 - Reason for the notification

 

Position/status

Chief Executive, HSBC Bank plc 



Initial notification/amendment

Initial Notification

 

3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or 

     auction monitor

 

Full name of the entity

HSBC Holdings plc



Legal Entity Identifier code

MLU0ZO3ML4LN2LL2TL39

4 - Details of the transaction(s)

 

  Transaction(s) summary table

 


Date of Transaction

Financial Instrument

Identification Code

Place of Transaction

Currency


2017-07-05

Ordinary shares of US$0.50 each

GB0005405286

London Stock Exchange, Main Market (XLON)

USD - United States Dollar


Nature of Transaction:

 

Acquisition


Price

 

Volume

Total

 

$8.65

3,934

$34,029.10

 

Aggregated

$8.65

3,934

$34,029.10

 

 

 

 

 

1 - Details of the person discharging managerial responsibilities / person closely associated

 

Name of natural person

Peter Wong





2 - Reason for the notification

 

Position/status

Deputy Chairman and Chief Executive, The Hongkong and Shanghai Banking Corporation Limited 



Initial notification/amendment

Initial Notification

 

3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or 

     auction monitor

 

Full name of the entity

HSBC Holdings plc



Legal Entity Identifier code

MLU0ZO3ML4LN2LL2TL39

 

 

4 - Details of the transaction(s)

 

  Transaction(s) summary table

 


Date of Transaction

Financial Instrument

Identification Code

Place of Transaction

Currency


2017-07-05

Ordinary shares of US$0.50 each

GB0005405286

London Stock Exchange, Main Market (XLON)

GBP - British Pound


Nature of Transaction:

 

Acquisition


Price

 

Volume

Total

 

£7.29

13,096

£95,492.10

 

Aggregated

£7.292

13,096

£95,492.10

 

 

 


Date of Transaction

Financial Instrument

Identification Code

Place of Transaction

Currency


2017-07-05

Ordinary shares of US$0.50 each

GB0005405286

London Stock Exchange, Main Market (XLON)

USD - United States Dollar


Nature of Transaction:

 

Acquisition


Price

 

Volume

Total

 

$8.65

23,748

$205,420.20

 

Aggregated

$8.65

23,748

$205,420.20

 

 

 

 

 

1 - Details of the person discharging managerial responsibilities / person closely associated

 

Name of natural person

Camay Wong





2 - Reason for the notification

 

Position/status

Person closely associated with Peter Wong, Deputy Chairman and Chief Executive, The Hongkong and Shanghai Banking Corporation Limited     



Initial notification/amendment

Initial Notification

 

3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or 

     auction monitor

 

Full name of the entity

HSBC Holdings plc



Legal Entity Identifier code

MLU0ZO3ML4LN2LL2TL39

4 - Details of the transaction(s)

 

  Transaction(s) summary table

 


Date of Transaction

Financial Instrument

Identification Code

Place of Transaction

Currency


2017-07-05

Ordinary shares of US$0.50 each

GB0005405286

London Stock Exchange, Main Market (XLON)

USD -United States Dollar


Nature of Transaction:

 

Acquisition


Price

Volume

Total

$8.65

273

$2,361.45

 

Aggregated

$8.65

273

$2,361.45

 

 

 

 

 

 

For any queries related to this notification please contact:

Loren Wulfsohn

Shareholder Services Team

020 7991 8918


This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
DSHSSFFMWFWSELW
UK 100

Latest directors dealings