Director/PDMR Shareholding

RNS Number : 3242Z

HSBC Holdings PLC

13 March 2017

 

HSBC HOLDINGS PLC

13 March 2017

Notification of Transactions by Persons Discharging Managerial Responsibilities ("PDMRs")

Deferred awards (the "Awards") of US$0.50 ordinary shares (the "Shares") in HSBC Holdings plc (the "Company") were granted in 2014 as a part of variable pay for the performance year ended 31 December 2013.

On 10 March, the final tranche of the Awards granted in 2014 vested and the following transactions took place in London:

Directors

Name	Additional Shares issued in lieu of the 2016 4th interim dividend1	Total number of Shares vested	Number of Shares sold at £6.6716 per Share2
Stuart Gulliver	920	36,268	36,268
Iain Mackay	539	21,245	9,986
Marc Moses	540	21,244	21,244

Other PDMRs

Name	Additional Shares issued in lieu of the 2016 4th interim dividend1	Total number of Shares vested	Number of Shares sold at £6.6716 per Share2
Samir Assaf	1,608	63,361	29,780
Peter Boyles	519	20,440	9,199
Patrick Burke	406	15,968	8,914
John Flint	722	28,432	13,364
Paulo Maia	267	10,532	4,233
Noel Quinn	405	15,959	3,167
Antonio Simoes	438	17,254	8,110
Peter Wong	827	32,584	4,888

¹ At USD$8.0636 per Share being the average closing price of the Company's Shares on the London Stock Exchange between 23 February and 1 March 2017 converted into USD. 

² Includes shares sold to cover withholding tax 

The Directors may separately retain such number of Shares equivalent in value to those that vested under the Award (net of tax liabilities) for six months from the original vesting date.

In addition to the above, on 10 March 2017 Stuart Gulliver sold 204,851 shares at £6.6716.

The following disclosures are made in accordance with Article 19 of the EU Market Abuse Regulation 596/2014.

1 - Details of the person discharging managerial responsibilities / person closely associated

Name of natural person Stuart Gulliver

2 - Reason for the notification

Position/status Group Chief Executive Initial notification/amendment Initial Notification

3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or       auction monitor

Full name of the entity HSBC Holdings plc Legal Entity Identifier code MLU0ZO3ML4LN2LL2TL39

4 - Details of the transaction(s)

Transaction(s) summary table Date of Transaction Financial Instrument Identification Code Place of Transaction Currency 2017-03-10 Ordinary shares of US$0.50 each GB0005405286 London Stock Exchange, Main Market (XLON) USD - United States Dollar Nature of Transaction: Acquisition Price Volume Total $8.06 920 $7,418.51 Aggregated $8.064 920 $7,418.51 Date of Transaction Financial Instrument Identification Code Place of Transaction Currency 2017-03-10 Ordinary shares of US$0.50 each GB0005405286 London Stock Exchange, Main Market (XLON) GBP - British Pound Nature of Transaction: Disposal Price Volume Total £6.67 241,119 £1,608,649.52 Aggregated £6.672 241,119 £1,608,649.52

1 - Details of the person discharging managerial responsibilities / person closely associated

Name of natural person Iain Mackay

2 - Reason for the notification

Position/status Group Finance Director Initial notification/amendment Initial Notification

3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or       auction monitor

Full name of the entity HSBC Holdings plc Legal Entity Identifier code MLU0ZO3ML4LN2LL2TL39

4 - Details of the transaction(s)

Transaction(s) summary table Date of Transaction Financial Instrument Identification Code Place of Transaction Currency 2017-03-10 Ordinary shares of US$0.50 each GB0005405286 London Stock Exchange, Main Market (XLON) USD - United States Dollar Nature of Transaction: Acquisition Price Volume Total $8.06 539 $4,346.28 Aggregated $8.064 539 $4,346.28 Date of Transaction Financial Instrument Identification Code Place of Transaction Currency 2017-03-10 Ordinary shares of US$0.50 each GB0005405286 London Stock Exchange, Main Market (XLON) GBP - British Pound Nature of Transaction: Disposal Price Volume Total £6.67 9,986 £66,622.60 Aggregated £6.672 9,986 £66,622.60

1 - Details of the person discharging managerial responsibilities / person closely associated

Name of natural person Marc Moses

2 - Reason for the notification

Position/status Group Chief Risk Officer Initial notification/amendment Initial Notification

3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or       auction monitor

Full name of the entity HSBC Holdings plc Legal Entity Identifier code MLU0ZO3ML4LN2LL2TL39

4 - Details of the transaction(s)

Transaction(s) summary table Date of Transaction Financial Instrument Identification Code Place of Transaction Currency 2017-03-10 Ordinary shares of US$0.50 each GB0005405286 London Stock Exchange, Main Market (XLON) USD - United States Dollar Nature of Transaction: Acquisition Price Volume Total $8.06 540 $4,354.34 Aggregated $8.064 540 $4,354.34  Date of Transaction Financial Instrument Identification Code Place of Transaction Currency 2017-03-10 Ordinary shares of US$0.50 each GB0005405286 London Stock Exchange, Main Market (XLON) GBP - British Pound Nature of Transaction: Disposal Price Volume Total £6.67 21,244 £141,731.47 Aggregated £6.672 21,244 £141,731.47

1 - Details of the person discharging managerial responsibilities / person closely associated

Name of natural person Samir Assaf

2 - Reason for the notification

Position/status Chief Executive, Global Banking and Markets   Initial notification/amendment Initial Notification

3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or       auction monitor

Full name of the entity HSBC Holdings plc Legal Entity Identifier code MLU0ZO3ML4LN2LL2TL39

4 - Details of the transaction(s)

Transaction(s) summary table Date of Transaction Financial Instrument Identification Code Place of Transaction Currency 2017-03-10 Ordinary shares of US$0.50 each GB0005405286 London Stock Exchange, Main Market (XLON) USD - United States Dollar Nature of Transaction: Acquisition Price Volume Total $8.06 1,608 $12,966.27 Aggregated $8.064 1,608 $12,966.27    Date of Transaction Financial Instrument Identification Code Place of Transaction Currency 2017-03-10 Ordinary shares of US$0.50 each GB0005405286 London Stock Exchange, Main Market (XLON) GBP - British Pound Nature of Transaction: Disposal Price Volume Total £6.67 29,780 £198,680.25 Aggregated £6.672 29,780 £198,680.25

1 - Details of the person discharging managerial responsibilities / person closely associated

Name of natural person Peter Boyles

2 - Reason for the notification

Position/status Chief Executive of Global Private Banking Initial notification/amendment Initial Notification

3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or       auction monitor

Full name of the entity HSBC Holdings plc Legal Entity Identifier code MLU0ZO3ML4LN2LL2TL39

4 - Details of the transaction(s)

Transaction(s) summary table Date of Transaction Financial Instrument Identification Code Place of Transaction Currency 2017-03-10 Ordinary shares of US$0.50 each GB0005405286 London Stock Exchange, Main Market (XLON) USD - United States Dollar Nature of Transaction: Acquisition Price Volume Total $8.06 519 $4,185.01 Aggregated $8.064 519 $4,185.01 Date of Transaction Financial Instrument Identification Code Place of Transaction Currency 2017-03-10 Ordinary shares of US$0.50 each GB0005405286 London Stock Exchange, Main Market (XLON) GBP - British Pound Nature of Transaction: Disposal Price Volume Total £6.67 9,199 £61,372.05 Aggregated £6.672 9,199 £61,372.05

1 - Details of the person discharging managerial responsibilities / person closely associated

Name of natural person Patrick Burke

2 - Reason for the notification

Position/status President and Chief Executive of HSBC US Initial notification/amendment Initial Notification

3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or       auction monitor

Full name of the entity HSBC Holdings plc Legal Entity Identifier code MLU0ZO3ML4LN2LL2TL39

4 - Details of the transaction(s)

Transaction(s) summary table Date of Transaction Financial Instrument Identification Code Place of Transaction Currency 2017-03-10 Ordinary shares of US$0.50 each GB0005405286 London Stock Exchange, Main Market (XLON) USD - United States Dollar Nature of Transaction: Acquisition Price Volume Total $8.06 406 $3,273.82 Aggregated $8.064 406 $3,273.82 Date of Transaction Financial Instrument Identification Code Place of Transaction Currency 2017-03-10 Ordinary shares of US$0.50 each GB0005405286 London Stock Exchange, Main Market (XLON) GBP - British Pound Nature of Transaction: Disposal Price Volume Total £6.67 8,914 £59,470.64 Aggregated £6.672 8,914 £59,470.64

1 - Details of the person discharging managerial responsibilities / person closely associated

Name of natural person John Flint

2 - Reason for the notification

Position/status Chief Executive, Retail Banking and Wealth Management Initial notification/amendment Initial Notification

3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or       auction monitor

Full name of the entity HSBC Holdings plc Legal Entity Identifier code MLU0ZO3ML4LN2LL2TL39

4 - Details of the transaction(s)

Transaction(s) summary table Date of Transaction Financial Instrument Identification Code Place of Transaction Currency 2017-03-10 Ordinary shares of US$0.50 each GB0005405286 London Stock Exchange, Main Market (XLON) USD - United States Dollar Nature of Transaction: Acquisition Price Volume Total $8.06 722 $5,821.92 Aggregated $8.064 722 $5,821.92 Date of Transaction Financial Instrument Identification Code Place of Transaction Currency 2017-03-10 Ordinary shares of US$0.50 each GB0005405286 London Stock Exchange, Main Market (XLON) GBP - British Pound Nature of Transaction: Disposal Price Volume Total £6.67 13,364 £89,159.26 Aggregated £6.672 13,364 £89,159.26

1 - Details of the person discharging managerial responsibilities / person closely associated

Name of natural person Paulo Maia

2 - Reason for the notification

Position/status Chief Executive, Latin America Initial notification/amendment Initial Notification

3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or       auction monitor

Full name of the entity HSBC Holdings plc Legal Entity Identifier code MLU0ZO3ML4LN2LL2TL39

4 - Details of the transaction(s)

Transaction(s) summary table Date of Transaction Financial Instrument Identification Code Place of Transaction Currency 2017-03-10 Ordinary shares of US$0.50 each GB0005405286 London Stock Exchange, Main Market (XLON) USD - United States Dollar Nature of Transaction: Acquisition Price Volume Total $8.06 267 $2,152.98 Aggregated $8.064 267 $2,152.98 Date of Transaction Financial Instrument Identification Code Place of Transaction Currency 2017-03-10 Ordinary shares of US$0.50 each GB0005405286 London Stock Exchange, Main Market (XLON) GBP - British Pound Nature of Transaction: Disposal Price Volume Total £6.67 4,233 £28,240.88 Aggregated £6.672 4,233 £28,240.88

1 - Details of the person discharging managerial responsibilities / person closely associated

Name of natural person Noel Quinn

2 - Reason for the notification

Position/status Chief Executive, Global Commercial Banking Initial notification/amendment Initial Notification

3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or       auction monitor

Full name of the entity HSBC Holdings plc Legal Entity Identifier code MLU0ZO3ML4LN2LL2TL39

4 - Details of the transaction(s)

Transaction(s) summary table Date of Transaction Financial Instrument Identification Code Place of Transaction Currency 2017-03-10 Ordinary shares of US$0.50 each GB0005405286 London Stock Exchange, Main Market (XLON) USD - United States Dollar Nature of Transaction: Acquisition Price Volume Total $8.06 405 $3,265.76 Aggregated $8.064 405 $3,265.76 Date of Transaction Financial Instrument Identification Code Place of Transaction Currency 2017-03-10 Ordinary shares of US$0.50 each GB0005405286 London Stock Exchange, Main Market (XLON) GBP - British Pound Nature of Transaction: Disposal Price Volume Total £6.67 3,167 £21,128.96 Aggregated £6.672 3,167 £21,128.96

1 - Details of the person discharging managerial responsibilities / person closely associated

Name of natural person Antonio Simoes

2 - Reason for the notification

Position/status Chief Executive, HSBC Bank plc  Initial notification/amendment Initial Notification

3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or       auction monitor

Full name of the entity HSBC Holdings plc Legal Entity Identifier code MLU0ZO3ML4LN2LL2TL39

4 - Details of the transaction(s)

Transaction(s) summary table Date of Transaction Financial Instrument Identification Code Place of Transaction Currency 2017-03-10 Ordinary shares of US$0.50 each GB0005405286 London Stock Exchange, Main Market (XLON) USD - United States Dollar Nature of Transaction: Acquisition Price Volume Total $8.06 438 $3,531.86 Aggregated $8.064 438 $3,531.86 Date of Transaction Financial Instrument Identification Code Place of Transaction Currency 2017-03-10 Ordinary shares of US$0.50 each GB0005405286 London Stock Exchange, Main Market (XLON) GBP - British Pound Nature of Transaction: Disposal Price Volume Total £6.67 8,110 £54,106.68 Aggregated £6.672 8,110 £54,106.68

1 - Details of the person discharging managerial responsibilities / person closely associated

Name of natural person Peter Wong

2 - Reason for the notification

Position/status Deputy Chairman and Chief Executive, The Hongkong and Shanghai Banking Corporation Limited  Initial notification/amendment Initial Notification

3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or       auction monitor

Full name of the entity HSBC Holdings plc Legal Entity Identifier code MLU0ZO3ML4LN2LL2TL39

4 - Details of the transaction(s)

Transaction(s) summary table Date of Transaction Financial Instrument Identification Code Place of Transaction Currency 2017-03-10 Ordinary shares of US$0.50 each GB0005405286 London Stock Exchange, Main Market (XLON) USD - United States Dollar Nature of Transaction: Acquisition Price Volume Total $8.06 827 $6,668.60 Aggregated $8.064 827 $6,668.60 Date of Transaction Financial Instrument Identification Code Place of Transaction Currency 2017-03-10 Ordinary shares of US$0.50 each GB0005405286 London Stock Exchange, Main Market (XLON) GBP - British Pound Nature of Transaction: Disposal Price Volume Total £6.67 4,888 £32,610.78 Aggregated £6.672 4,888 £32,610.78

For any queries related to this notification please contact: 

Loren Wulfsohn

Shareholder Services

020 7991 8918

 

END

 

 

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