Holding(s) in Company - TR-1 Notification

RNS Number : 8321Z

Herald Investment Trust PLC

11 February 2014

 



TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES

 

1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached:				Herald Investment Trust plc 25p Ordinary Shares
2 Reason for the notification (please tick the appropriate box or boxes):
An acquisition or disposal of voting rights					yes
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments
An event changing the breakdown of voting rights
Other (please specify):
3. Full name of person(s) subject to the notification obligation:		RATHBONE BROTHERS PLC
4. Full name of shareholder(s)  (if different from 3.):		RATHBONE BROTHERS PLC Rathbone Investment Management Limited Rathbone Investment Management International Limited Rathbone Unit Trust Management Limited
5. Date of the transaction and date on which the threshold is crossed or reached:		7 February 2014
6. Date on which issuer notified:		10 February 2014
7. Threshold(s) that is/are crossed or reached:		10%

8. Notified details:

A: Voting rights attached to shares

Class/type of shares if possible using the ISIN CODE

Situation previous to the triggering transaction

Resulting situation after the triggering transaction

Number of Shares

Number of Voting Rights

Number of shares

Number of voting rights

% of  voting rights x

Direct

Direct xi

Indirect xii

Direct

Indirect

25p Ordinary GB0004228648

7,776,798

7,776,798

N/A

N/A

7,785,903

N/A

10.01%

B: Qualifying Financial Instruments

Resulting situation after the triggering transaction

Type of financial instrument

Expiration date

Exercise/ Conversion Period

Number of voting rights that may be acquired if the instrument is exercised/ converted.

% of voting rights

N/A

N/A

N/A

N/A

N/A

C: Financial Instruments with similar economic effect to Qualifying Financial Instruments

Resulting situation after the triggering transaction

Type of financial instrument

Exercise price

Expiration date

Exercise/ Conversion period

Number of voting rights instrument refers to

% of voting rights

N/A

N/A

N/A

N/A

N/A

Nominal

Delta

N/A

N/A

Total (A+B+C)

Number of voting rights

Percentage of voting rights

7,785,903

10.01%

9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable:
RATHBONE BROTHERS PLC* Rathbone Investment Management Limited                            -           9,93887% Rathbone Investment Management International Limited                                                                                         -           0.04561% Rathbone Unit Trust Management Limited                              -           0.03862% *Rathbone Brothers Plc is the holding company of the following.
Proxy Voting:
10. Name of the proxy holder:
11. Number of voting rights proxy holder will cease to hold:
12. Date on which proxy holder will cease to hold voting rights:
13. Additional information:	Total shares in issue used as denominator: 77,679,546
14. Contact name:	COMPLIANCE DEPARTMENT
15. Contact telephone number:	020 7399 0000

Note: Annex should only be submitted to the FSA not the issuer
Annex: Notification of major interests in share
A: Identity of the persons or legal entity subject to the notification obligation
Full name (including legal form of legal entities)
Contact address (registered office for legal entities)
Phone number & email
Other useful information (at least legal representative for legal persons)
B: Identity of the notifier, if applicable
Full name
Contact address
Phone number & email
Other useful information (e.g. functional relationship with the person or legal entity subject to the notification obligation)
C: Additional information
For notes on how to complete form TR-1 please see the FSA website.

 

END

 

 

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