Director/PDMR Shareholding

Hargreaves Lansdown PLC

12 October 2023

 

Hargreaves Lansdown plc ("the Company")

Director/PDMR/PCA Transaction - Initial Notification

The Company announces that Penelope Claire Chapman a person discharging managerial responsibility in the Company has exercised an option under the 2022 Deferred Performance Bonus Plan of 5,276 ordinary shares of 0.4p each ("Ordinary Shares"). Penelope Claire Chapman then immediately disposed of 2,475 Ordinary Shares acquired under the exercise to meet the taxation arising on the exercise. The exercise and disposal transactions took place on 10 October 2023. Following this transaction, the beneficial holding of Penelope Claire Chapman (including her connected persons) in the Company has increased.

Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them

1	Details of the person discharging managerial responsibilities / person closely associated
a)	Name	PENELOPE CLAIRE CHAPMAN
2	Reason for the notification
a)	Position/status	PDMR
b)	Initial notification /Amendment	Initial notification
3	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Name	HARGREAVES LANSDOWN PLC
b)	LEI	2138008ZCE93ZDSESG90
4	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument Identification code	ORDINARY SHARES GB00B1VZ0M25
b)	Nature of the transaction	EXERCISE OF options under THE 2022 dEFERRED PERFORMANCE BONUS PLAN
c)	Price(s) and volume(s)	Price(s) Volume(s)  Nil Value 5,276
d)	Aggregated information  - Aggregated volume  - Price	Exercise of option over 5,276 ordinary shares at nil cost per ordinary share
e)	Date of the transaction	10 October 2023
f)	Place of the transaction	Outside a trading venue

1	Details of the person discharging managerial responsibilities / person closely associated
a)	Name	PENELOPE CLAIRE CHAPMAN
2	Reason for the notification
a)	Position/status	PDMR
b)	Initial notification /Amendment	Initial notification
3	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Name	HARGREAVES LANSDOWN PLC
b)	LEI	2138008ZCE93ZDSESG90
4	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument Identification code	ORDINARY SHARES GB00B1VZ0M25
b)	Nature of the transaction	SALE of shares acquired under the 2022 Deferred performance BONUS plan TO COVER TAX LIABILITIES AND COST OF EXERCISE
c)	Price(s) and volume(s)	Price(s) Volume(s)  GBP£7.6380 2,475
d)	Aggregated information  - Aggregated volume  - Price	Sale of 2,475 ordinary shares at a price of £7.6380 per ordinary share
e)	Date of the transaction	10 October 2023
f)	Place of the transaction	LONDON STOCK EXCHANGE (XLON)

The Company announces that Robert Divall a person discharging managerial responsibility in the Company has exercised an option under the 2022 Deferred Performance Bonus Plan of 3,172 ordinary shares of 0.4p each ("Ordinary Shares"). Robert Divall then immediately disposed of 1,489 Ordinary Shares acquired under the exercise to meet the taxation arising on the exercise. The exercise and disposal transactions took place on 10 October 2023. Following this transaction, the beneficial holding of Robert Divall (including his connected persons) in the Company has increased.

Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them

1	Details of the person discharging managerial responsibilities / person closely associated
a)	Name	ROBERT DIVALL
2	Reason for the notification
a)	Position/status	PDMR
b)	Initial notification /Amendment	Initial notification
3	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Name	HARGREAVES LANSDOWN PLC
b)	LEI	2138008ZCE93ZDSESG90
4	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument Identification code	ORDINARY SHARES GB00B1VZ0M25
b)	Nature of the transaction	EXERCISE OF options under THE 2022 dEFERRED PERFORMANCE BONUS PLAN
c)	Price(s) and volume(s)	Price(s) Volume(s)  Nil value 3,172
d)	Aggregated information  - Aggregated volume  - Price	Exercise of option over 3,172 shares at nil cost per ordinary share
e)	Date of the transaction	10 October 2023
f)	Place of the transaction	Outside a trading venue

1	Details of the person discharging managerial responsibilities / person closely associated
a)	Name	ROBERT DIVALL
2	Reason for the notification
a)	Position/status	PDMR
b)	Initial notification /Amendment	Initial notification
3	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Name	HARGREAVES LANSDOWN PLC
b)	LEI	2138008ZCE93ZDSESG90
4	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument Identification code	ORDINARY SHARES GB00B1VZ0M25
b)	Nature of the transaction	SALE of shares acquired under the 2022 Deferred performance BONUS plan TO COVER TAX LIABILITIES AND COST OF EXERCISE
c)	Price(s) and volume(s)	Price(s) Volume(s)  GBP£7.6380 1,489
d)	Aggregated information  - Aggregated volume  - Price	Sale of 1,489 ordinary shares at a price of £7.6380 per ordinary share
e)	Date of the transaction	10 October 2023
f)	Place of the transaction	LONDON STOCK EXCHANGE (XLON)

The Company announces that Shawn Gamble a person discharging managerial responsibility in the Company has exercised an option under the 2022 Deferred Performance Bonus Plan of 8,278 ordinary shares of 0.4p each ("Ordinary Shares"). Shawn Gamble then immediately disposed of 3,883 Ordinary Shares acquired under the exercise to meet the taxation arising on the exercise. The exercise and disposal transactions took place on 10 October 2023. Following this transaction, the beneficial holding of Shawn Gamble (including her connected persons) in the Company has increased.

Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them

1	Details of the person discharging managerial responsibilities / person closely associated
a)	Name	SHAWN GAMBLE
2	Reason for the notification
a)	Position/status	PDMR
b)	Initial notification /Amendment	Initial notification
3	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Name	HARGREAVES LANSDOWN PLC
b)	LEI	2138008ZCE93ZDSESG90
4	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument Identification code	ORDINARY SHARES GB00B1VZ0M25
b)	Nature of the transaction	EXERCISE OF options under THE 2022 dEFERRED PERFORMANCE BONUS PLAN
c)	Price(s) and volume(s)	Price(s) Volume(s)  Nil Value 8,278
d)	Aggregated information  - Aggregated volume  - Price	Exercise of option over 8,278 ordinary shares at nil cost per ordinary share.
e)	Date of the transaction	10 October 2023
f)	Place of the transaction	Outside a trading venue

1	Details of the person discharging managerial responsibilities / person closely associated
a)	Name	SHAWN GAMBLE
2	Reason for the notification
a)	Position/status	PDMR
b)	Initial notification /Amendment	Initial notification
3	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Name	HARGREAVES LANSDOWN PLC
b)	LEI	2138008ZCE93ZDSESG90
4	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument Identification code	ORDINARY SHARES GB00B1VZ0M25
b)	Nature of the transaction	SALE of shares acquired under the 2022 Deferred performance BONUS plan TO COVER TAX LIABILITIES AND COST OF EXERCISE
c)	Price(s) and volume(s)	Price(s) Volume(s)  GBP£7.6380 3,883
d)	Aggregated information  - Aggregated volume  - Price	Sale of 3,883 ordinary shares at a price of £7.6380 per ordinary share
e)	Date of the transaction	10 October 2023
f)	Place of the transaction	LONDON STOCK EXCHANGE (XLON)

The Company announces that David James a person discharging managerial responsibility in the Company has exercised an option under the 2020 Deferred Performance Bonus Plan of 5,953 ordinary shares of 0.4p each ("Ordinary Shares"). David James then immediately disposed of 2,793 Ordinary Shares acquired under the exercise to meet the taxation arising on the exercise. The exercise and disposal transactions took place on 10 October 2023. Following this transaction, the beneficial holding of David James (including his connected persons) in the Company has increased.

Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them

1	Details of the person discharging managerial responsibilities / person closely associated
a)	Name	DAVID JAMES
2	Reason for the notification
a)	Position/status	PDMR
b)	Initial notification /Amendment	Initial notification
3	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Name	HARGREAVES LANSDOWN PLC
b)	LEI	2138008ZCE93ZDSESG90
4	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument Identification code	ORDINARY SHARES GB00B1VZ0M25
b)	Nature of the transaction	EXERCISE OF options under THE 2020 dEFERRED PERFORMANCE BONUS PLAN
c)	Price(s) and volume(s)	Price(s) Volume(s)  Nil value 5,953
d)	Aggregated information  - Aggregated volume  - Price	Exercise of option over 5,953 ordinary shares at nil cost per ordinary share
e)	Date of the transaction	10 October 2023
f)	Place of the transaction	Outside a trading venue

1	Details of the person discharging managerial responsibilities / person closely associated
a)	Name	DAVID JAMES
2	Reason for the notification
a)	Position/status	PDMR
b)	Initial notification /Amendment	Initial notification
3	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Name	HARGREAVES LANSDOWN PLC
b)	LEI	2138008ZCE93ZDSESG90
4	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument Identification code	ORDINARY SHARES GB00B1VZ0M25
b)	Nature of the transaction	SALE of shares acquired under the 2020 Deferred performance BONUS plan TO COVER TAX LIABILITIES AND COST OF EXERCISE
c)	Price(s) and volume(s)	Price(s) Volume(s)  GBP£7.6380 2,793
d)	Aggregated information  - Aggregated volume  - Price	Sale of 2,793 ordinary shares at a price of £7.6380 per ordinary share
e)	Date of the transaction	10 October 2023
f)	Place of the transaction	LONDON STOCK EXCHANGE (XLON)

The Company announces that David James a person discharging managerial responsibility in the Company has exercised an option under the 2021 Deferred Performance Bonus Plan of 3,035 ordinary shares of 0.4p each ("Ordinary Shares"). David James then immediately disposed of 1,425 Ordinary Shares acquired under the exercise to meet the taxation arising on the exercise. The exercise and disposal transactions took place on 10 October 2023. Following this transaction, the beneficial holding of David James (including his connected persons) in the Company has increased.

Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them

1	Details of the person discharging managerial responsibilities / person closely associated
a)	Name	DAVID JAMES
2	Reason for the notification
a)	Position/status	PDMR
b)	Initial notification /Amendment	Initial notification
3	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Name	HARGREAVES LANSDOWN PLC
b)	LEI	2138008ZCE93ZDSESG90
4	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument Identification code	ORDINARY SHARES GB00B1VZ0M25
b)	Nature of the transaction	EXERCISE OF options under THE 2021 dEFERRED PERFORMANCE BONUS PLAN
c)	Price(s) and volume(s)	Price(s) Volume(s)  Nil value 3,035
d)	Aggregated information  - Aggregated volume  - Price	Exercise of option over 3,035 ordinary shares at nil cost per ordinary share
e)	Date of the transaction	10 October 2023
f)	Place of the transaction	Outside a trading venue

1	Details of the person discharging managerial responsibilities / person closely associated
a)	Name	DAVID JAMES
2	Reason for the notification
a)	Position/status	PDMR
b)	Initial notification /Amendment	Initial notification
3	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Name	HARGREAVES LANSDOWN PLC
b)	LEI	2138008ZCE93ZDSESG90
4	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument Identification code	ORDINARY SHARES GB00B1VZ0M25
b)	Nature of the transaction	SALE of shares acquired under the 2021 Deferred performance BONUS plan TO COVER TAX LIABILITIES AND COST OF EXERCISE
c)	Price(s) and volume(s)	Price(s) Volume(s)  GBP£7.6380 1,425
d)	Aggregated information  - Aggregated volume  - Price	Sale of 1,425 ordinary shares at a price of £7.6380 per ordinary share
e)	Date of the transaction	10 October 2023
f)	Place of the transaction	LONDON STOCK EXCHANGE (XLON)

The Company announces that David James a person discharging managerial responsibility in the Company has exercised an option under the 2022 Deferred Performance Bonus Plan of 4,440 ordinary shares of 0.4p each ("Ordinary Shares"). David James then immediately disposed of 2,083 Ordinary Shares acquired under the exercise to meet the taxation arising on the exercise. The exercise and disposal transactions took place on 10 October 2023. Following this transaction, the beneficial holding of David James (including his connected persons) in the Company has increased.

Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them

1	Details of the person discharging managerial responsibilities / person closely associated
a)	Name	DAVID JAMES
2	Reason for the notification
a)	Position/status	PDMR
b)	Initial notification /Amendment	Initial notification
3	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Name	HARGREAVES LANSDOWN PLC
b)	LEI	2138008ZCE93ZDSESG90
4	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted.
a)	Description of the financial instrument, type of instrument Identification code	ORDINARY SHARES GB00B1VZ0M25
b)	Nature of the transaction	EXERCISE OF options under THE 2022 dEFERRED PERFORMANCE BONUS PLAN
c)	Price(s) and volume(s)	Price(s) Volume(s)  Nil value 4,440
d)	Aggregated information  - Aggregated volume  - Price	Exercise of option over 4,440 ordinary shares at nil cost per ordinary share
e)	Date of the transaction	10 October 2023
f)	Place of the transaction	Outside a trading venue

1	Details of the person discharging managerial responsibilities / person closely associated
a)	Name	DAVID JAMES
2	Reason for the notification
a)	Position/status	PDMR
b)	Initial notification /Amendment	Initial notification
3	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Name	HARGREAVES LANSDOWN PLC
b)	LEI	2138008ZCE93ZDSESG90
4	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted.
a)	Description of the financial instrument, type of instrument Identification code	ORDINARY SHARES GB00B1VZ0M25
b)	Nature of the transaction	SALE of shares acquired under the 2022 Deferred performance BONUS plan TO COVER TAX LIABILITIES AND COST OF EXERCISE
c)	Price(s) and volume(s)	Price(s) Volume(s)  GBP£7.6380 2,083
d)	Aggregated information  - Aggregated volume  - Price	Sale of 2,083 ordinary shares at a price of £7.6380 per ordinary share
e)	Date of the transaction	10 October 2023
f)	Place of the transaction	LONDON STOCK EXCHANGE (XLON)

The Company announces that Amanda Shepherd a person discharging managerial responsibility in the Company has exercised an option under the 2022 Deferred Performance Bonus Plan of 4,775 ordinary shares of 0.4p each ("Ordinary Shares"). Amanda Shepherd then immediately disposed of 2,240 Ordinary Shares acquired under the exercise to meet the taxation arising on the exercise. The exercise and disposal transactions took place on 10 October 2023. Following this transaction, the beneficial holding of Amanda Shepherd (including her connected persons) in the Company has increased.

Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them.

1	Details of the person discharging managerial responsibilities / person closely associated
a)	Name	AMANDA SHEPHERD
2	Reason for the notification
a)	Position/status	PDMR
b)	Initial notification /Amendment	Initial notification
3	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Name	HARGREAVES LANSDOWN PLC
b)	LEI	2138008ZCE93ZDSESG90
4	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted.
a)	Description of the financial instrument, type of instrument Identification code	ORDINARY SHARES GB00B1VZ0M25
b)	Nature of the transaction	EXERCISE OF options under THE 2022 dEFERRED PERFORMANCE BONUS PLAN
c)	Price(s) and volume(s)	Price(s) Volume(s)  Nil value 4,775
d)	Aggregated information  - Aggregated volume  - Price	Exercise of option over 4,775 ordinary shares at nil value per ordinary share  £40,492
e)	Date of the transaction	10 October 2023
f)	Place of the transaction	Outside a trading venue

1	Details of the person discharging managerial responsibilities / person closely associated
a)	Name	AMANDA SHEPHERD
2	Reason for the notification
a)	Position/status	PDMR
b)	Initial notification /Amendment	Initial notification
3	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Name	HARGREAVES LANSDOWN PLC
b)	LEI	2138008ZCE93ZDSESG90
4	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted.
a)	Description of the financial instrument, type of instrument Identification code	ORDINARY SHARES GB00B1VZ0M25
b)	Nature of the transaction	SALE of shares acquired under the 2022 Deferred performance BONUS plan TO COVER TAX LIABILITIES AND COST OF EXERCISE
c)	Price(s) and volume(s)	Price(s) Volume(s)  GBP£7.6380 2,240
d)	Aggregated information  - Aggregated volume  - Price	Sale of 2,240 ordinary shares at a price of £7.6380 per ordinary share
e)	Date of the transaction	10 October 2023
f)	Place of the transaction	LONDON STOCK EXCHANGE (XLON)

The Company announces that Amy Stirling a person discharging managerial responsibility in the Company has exercised an option under the 2022 Deferred Performance Bonus Plan of 3,747 ordinary shares of 0.4p each ("Ordinary Shares"). Amy Stirling self-funded the PAYE liability due. The exercise took place on 10 October 2023. Following this transaction, the beneficial holding of Amy Stirling (including her connected persons) in the Company has increased.

Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them

1	Details of the person discharging managerial responsibilities / person closely associated
a)	Name	AMY STIRLING
2	Reason for the notification
a)	Position/status	PDMR
b)	Initial notification /Amendment	Initial notification
3	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Name	HARGREAVES LANSDOWN PLC
b)	LEI	2138008ZCE93ZDSESG90
4	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument Identification code	ORDINARY SHARES GB00B1VZ0M25
b)	Nature of the transaction	EXERCISE OF options under THE 2022 dEFERRED PERFORMANCE BONUS PLAN
c)	Price(s) and volume(s)	Price(s) Volume(s)  Nil value 3,747
d)	Aggregated information  - Aggregated volume  - Price	Exercise of option over 3,747 ordinary shares at nil cost per ordinary share
e)	Date of the transaction	10 October 2023
f)	Place of the transaction	Outside a trading venue

The Company announces that Birger Thorburn a person discharging managerial responsibility in the Company has exercised an option under the 2022 Deferred Performance Bonus Plan of 5,737 ordinary shares of 0.4p each ("Ordinary Shares"). Birger Thorburn then immediately disposed of all shares acquired under the exercise. The exercise and disposal transactions took place on 11 October 2023. Following this transaction, the beneficial holding of Birger Thorburn (including his connected persons) in the Company has not changed.

Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them

1	Details of the person discharging managerial responsibilities / person closely associated
a)	Name	BIRGER THORBURN
2	Reason for the notification
a)	Position/status	PDMR
b)	Initial notification /Amendment	Initial notification
3	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Name	HARGREAVES LANSDOWN PLC
b)	LEI	2138008ZCE93ZDSESG90
4	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument Identification code	ORDINARY SHARES GB00B1VZ0M25
b)	Nature of the transaction	EXERCISE OF options under THE 2022 dEFERRED PERFORMANCE BONUS PLAN
c)	Price(s) and volume(s)	Price(s) Volume(s)  Nil value 5,737
d)	Aggregated information  - Aggregated volume  - Price	Exercise of option over 5,737 ordinary shares at nil cost per ordinary share
e)	Date of the transaction	11 October 2023
f)	Place of the transaction	Outside a trading venue

1	Details of the person discharging managerial responsibilities / person closely associated
a)	Name	BIRGER THORBURN
2	Reason for the notification
a)	Position/status	PDMR
b)	Initial notification /Amendment	Initial notification
3	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Name	HARGREAVES LANSDOWN PLC
b)	LEI	2138008ZCE93ZDSESG90
4	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument Identification code	ORDINARY SHARES GB00B1VZ0M25
b)	Nature of the transaction	SALE of shares acquired under the 2022 Deferred performance BONUS plan
c)	Price(s) and volume(s)	Price(s) Volume(s)  GBP£7.65242 5,737
d)	Aggregated information  - Aggregated volume  - Price	Sale of 5,737 ordinary shares at a price of £7.65242 per ordinary share
e)	Date of the transaction	11 October 2023
f)	Place of the transaction	LONDON STOCK EXCHANGE (XLON)

Claire Chapman

Company Secretary

Enquiries:

Danny Cox, Head of Communications:

07989 672 071

James Found, Head of Investor Relations:

07970 066 634

Copies of our announcements are available on our website http://www.hl.co.uk/investor-relations/regulatory-announcements 

 

END