Holding(s) in Company

RNS Number : 5594R
Hammerson PLC
30 June 2020
 

TR-1: S tandard form for notification of major holdings

 

NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible) i


1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached ii :

Hammerson Plc

1b. Please indicate if the issuer is a non-UK issuer   (please mark with an "X" if appropriate)

Non-UK issuer


2. Reason for the notification (please mark the appropriate box or boxes with an "X")

An acquisition or disposal of voting rights

X

An acquisition or disposal of financial instruments


An event changing the breakdown of voting rights


Other (please specify)iii:


3. Details of person subject to the notification obligation iv

Name

JPMorgan Chase & Co.

City and country of registered office (if applicable)

Wilmington, Delaware, USA

4. Full name of shareholder(s) (if different from 3.) v

Name

J.P. Morgan Securities plc

J.P. Morgan Equities South Africa Proprietary Ltd

JPMorgan Chase Bank, National Association

City and country of registered office (if applicable)

London, United Kingdom

5. Date on which the threshold was crossed or reached vi :

26 June 2020

6. Date on which issuer notified (DD/MM/YYYY):

30 June 2020

7. Total positions of person(s) subject to the notification obligation


% of voting rights attached to shares (total of 8. A)

% of voting rights through financial instruments
(total of 8.B 1 + 8.B 2)

Total of both in % (8.A + 8.B)

Total number of voting rights of issuer vii

Resulting situation on the date on which threshold was crossed or reached

0.88%

4.13%

5.01%

766,293,613

Position of previous notification (if

applicable)

Below minimum threshold

Below minimum threshold

Below minimum threshold


 



 

 

8. Notified details of the resulting situation on the date on which the threshold was crossed or reached viii

A: Voting rights attached to shares

Class/type of
shares

ISIN code (if possible)

Number of voting rights ix

% of voting rights

Direct

(Art 9 of Directive 2004/109/EC) (DTR5.1)

Indirect

(Art 10 of Directive 2004/109/EC) (DTR5.2.1)

Direct

(Art 9 of Directive 2004/109/EC) (DTR5.1)

Indirect

(Art 10 of Directive 2004/109/EC) (DTR5.2.1)

GB0004065016


6,751,981


0.88%











SUBTOTAL 8. A

6,751,981

0.88%

 

 

B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))

Type of financial instrument

Expiration
date
x

Exercise/
Conversion Period
xi

Number of voting rights that may be acquired if the instrument is

exercised/converted.

% of voting rights

Right to Recall

N/A

N/A

458,600

0.06%

Physically Settled Call or Put Option*

29/06/2020

Call: 7.864, Put: 5.243

600,000

0.08%

Physically Settled Call or Put Option*

06/07/2020

Call: 7.864, Put: 5.243

600,000

0.08%

Physically Settled Call or Put Option*

13/07/2020

Call: 7.864, Put: 5.243

600,000

0.08%

Physically Settled Call or Put Option*

20/07/2020

Call: 7.864, Put: 5.243

600,000

0.08%

Physically Settled Call or Put Option*

27/07/2020

Call: 7.864, Put: 5.243

600,000

0.08%

Physically Settled Call or Put Option*

03/08/2020

Call: 7.864, Put: 5.243

600,000

0.08%

Physically Settled Call or Put Option*

10/08/2020

Call: 7.864, Put: 5.243

600,000

0.08%

Physically Settled Call or Put Option*

17/08/2020

Call: 7.864, Put: 5.243

600,000

0.08%

Physically Settled Call or Put Option*

24/08/2020

Call: 7.864, Put: 5.243

600,000

0.08%

Physically Settled Call or Put Option*

28/08/2020

Call: 7.864, Put: 5.243

600,000

0.08%

Physically Settled Call or Put Option*

07/09/2020

Call: 7.864, Put: 5.243

600,000

0.08%

Physically Settled Call or Put Option*

14/09/2020

Call: 7.864, Put: 5.243

600,000

0.08%

Physically Settled Call or Put Option*

21/09/2020

Call: 7.864, Put: 5.243

600,000

0.08%

Physically Settled Call or Put Option*

28/09/2020

Call: 7.864, Put: 5.243

600,000

0.08%

Physically Settled Call or Put Option*

05/10/2020

Call: 7.864, Put: 5.243

600,000

0.08%

Physically Settled Call or Put Option*

12/10/2020

Call: 7.864, Put: 5.243

600,000

0.08%

Physically Settled Call or Put Option*

19/10/2020

Call: 7.864, Put: 5.243

600,000

0.08%

Physically Settled Call or Put Option*

26/10/2020

Call: 7.864, Put: 5.243

600,000

0.08%

Physically Settled Call or Put Option*

02/11/2020

Call: 7.864, Put: 5.243

600,000

0.08%

Physically Settled Call or Put Option*

09/11/2020

Call: 7.864, Put: 5.243

600,000

0.08%

Physically Settled Call or Put Option*

16/11/2020

Call: 7.864, Put: 5.243

600,000

0.08%

Physically Settled Call or Put Option*

23/11/2020

Call: 7.864, Put: 5.243

600,000

0.08%

Physically Settled Call or Put Option*

30/11/2020

Call: 7.864, Put: 5.243

600,000

0.08%

Physically Settled Call or Put Option*

07/12/2020

Call: 7.864, Put: 5.243

600,000

0.08%

Physically Settled Call or Put Option*

14/12/2020

Call: 7.864, Put: 5.243

600,000

0.08%

Physically Settled Call or Put Option*

21/12/2020

Call: 7.864, Put: 5.243

600,000

0.08%

Physically Settled Call or Put Option*

29/12/2020

Call: 7.864, Put: 5.243

600,000

0.08%

Physically Settled Call or Put Option*

04/01/2021

Call: 7.864, Put: 5.243

600,000

0.08%

Physically Settled Call or Put Option*

11/01/2021

Call: 7.864, Put: 5.243

600,000

0.08%

Physically Settled Call or Put Option*

18/01/2021

Call: 7.864, Put: 5.243

600,000

0.08%

Physically Settled Call or Put Option*

25/01/2021

Call: 7.864, Put: 5.243

600,000

0.08%

Physically Settled Call or Put Option*

01/02/2021

Call: 7.864, Put: 5.243

600,000

0.08%

Physically Settled Call or Put Option*

08/02/2021

Call: 7.864, Put: 5.243

600,000

0.08%



SUBTOTAL 8. B 1

20,258,600

2.64%

 

 

* Please note that either a call or a put option (but not both) can be exercised upon maturity, depending on the share price of Hammerson Plc.

 

 

 


B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))

Type of financial instrument

Expiration
date
x

Exercise/
Conversion Period
xi

Physical or cash

settlement xii

Number of voting rights

% of voting rights

Cash-settled Equity Swap

02/07/2020

02/07/2020

Cash

440,422

  0.06%

Cash-settled Equity Swap

03/11/2020

03/11/2020

Cash

286

  0.00%

Cash-settled Equity Swap

02/12/2020

02/12/2020

Cash

10,176

  0.00%

Cash-settled Equity Swap

05/01/2021

05/01/2021

Cash

17,312

  0.00%

Cash-settled Equity Swap

02/02/2021

02/02/2021

Cash

13,595

  0.00%

Cash-settled Equity Swap

02/03/2021

02/03/2021

Cash

6,458

  0.00%

Cash-settled Equity Swap

06/04/2021

06/04/2021

Cash

34,499

  0.00%

Cash-settled Equity Swap

19/04/2021

19/04/2021

Cash

645,407

  0.08%

Cash-settled Equity Swap

29/04/2021

29/04/2021

Cash

29,089

  0.00%

Cash-settled Equity Swap

30/04/2021

30/04/2021

Cash

2,291,144

  0.30%

Cash-settled Equity Swap

05/05/2021

05/05/2021

Cash

130,836

  0.02%

Cash-settled Equity Swap

06/05/2021

06/05/2021

Cash

15,310

  0.00%

Cash-settled Equity Swap

11/05/2021

11/05/2021

Cash

12,248

  0.00%

Cash-settled Equity Swap

12/05/2021

12/05/2021

Cash

2,449,407

  0.32%

Cash-settled Equity Swap

02/06/2021

24/05/2021

Cash

73,253

  0.01%

Cash-settled Equity Swap

23/06/2021

28/05/2021

Cash

95,036

  0.01%

Cash-settled Equity Swap

30/06/2021

02/06/2021

Cash

3,042

  0.00%

Cash-settled Equity Swap

02/07/2021

21/06/2021

Cash

49437

  0.01%

Cash-settled Equity Swap

21/07/2021

23/06/2021

Cash

47,115

  0.01%

Cash-settled Equity Swap

23/07/2021

30/06/2021

Cash

693,962

  0.09%

Cash-settled Equity Swap

28/07/2021

02/07/2021

Cash

7,647

  0.00%

Cash-settled Equity Swap

03/08/2021

06/07/2021

Cash

111,602

  0.01%

Cash-settled Equity Swap

27/05/2022

07/07/2021

Cash

1,243,134

  0.16%

Cash-settled Equity Swap

08/06/2023

12/07/2021

Cash

500,000

  0.07%

Cash-settled Equity Swap

09/06/2023

03/08/2021

Cash

500,000

  0.07%

Cash-settled Equity Swap

12/06/2023

19/11/2021

Cash

1,000,000

  0.13%

Cash-settled Equity Swap

13/09/2024

27/05/2022

Cash

952,777

  0.12%

Cash-settled Equity Swap

18/06/2025

06/06/2022

Cash

39,745

  0.01%




SUBTOTAL 8.B.2

11,412,939

1.49%

 

 

9. Information in relation to the person subject to the notification obligation (please mark the

applicable box with an "X")

Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer xiii


Full chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held starting with the ultimate controlling natural person or legal entity
xiv (please add additional rows as necessary)

X

Name xv

% of voting rights if it equals or is higher than the notifiable threshold

% of voting rights through financial instruments if it equals or is higher than the notifiable threshold

Total of both if it equals or is higher than the notifiable threshold

JPMorgan Chase & Co.




JPMorgan Chase Bank, National Association




J.P. Morgan International Finance Limited




J.P. Morgan Capital Holdings Limited




J.P. Morgan Securities plc


4.13%

4.94%





JPMorgan Chase & Co.




JPMorgan Chase Bank, National Association








JPMorgan Chase & Co.




JPMorgan Chase Bank, National Association




J.P. Morgan International Finance Limited




J.P. Morgan EU Capital Holdings Limited




J.P. Morgan EU Holdings Limited




J.P. Morgan Equities South Africa Proprietary Limited




10. In case of proxy voting, please identify:

Name of the proxy holder

N/A

The number and % of voting rights held

N/A

The date until which the voting rights will be held

N/A


11. Additional information xvi

Chain of controlled undertakings :

 

JPMorgan Chase & Co.

JPMorgan Chase Bank, National Association (100%)

J.P. Morgan International Finance Limited (100%)

J.P. Morgan Capital Holdings Limited (100%)

J.P. Morgan Securities plc (100%)

 

JPMorgan Chase & Co.

JPMorgan Chase Bank, National Association (100%)

 

JPMorgan Chase & Co.

JPMorgan Chase Bank, National Association (100%)

J.P. Morgan International Finance Limited (100%)

J.P. Morgan EU Capital Holdings Limited (100%)

J.P. Morgan EU Holdings Limited (100%)

J.P. Morgan Equities South Africa Proprietary Limited (100%)

 

Place of completion

London, United Kingdom

Date of completion

30 June 2020

 

 

 

 

For further information contact:

 

Richard Crowle

Assistant Company Secretary

Tel: +44 (0)20 7887 1000

 

30 June 2020

 

The announcement above has also been released on the SENS system of the Johannesburg Stock Exchange.

 

 

 

 

 

 

 


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END
 
 
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