Holding(s) in Company

RNS Number : 3464G

Hammerson PLC

05 November 2018

 

TR-1: Standard form for notification of major holdings

NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible)i
1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attachedii:			Hammerson Plc
1b. Please indicate if the issuer is a non-UK issuer  (please mark with an "X" if appropriate)
Non-UK issuer
2. Reason for the notification (please mark the appropriate box or boxes with an "X")
An acquisition or disposal of voting rights
An acquisition or disposal of financial instruments						X
An event changing the breakdown of voting rights
Other (please specify)iii:
3. Details of person subject to the notification obligationiv
Name			JPMorgan Chase & Co.
City and country of registered office (if applicable)			Wilmington, Delaware, USA
4. Full name of shareholder(s) (if different from 3.)v
Name			J.P. Morgan Securities plc J.P. Morgan Securities LLC J.P. Morgan Equities South Africa Proprietary Ltd JPMorgan Chase Bank, National Association
City and country of registered office (if applicable)			London, United Kingdom
5. Date on which the threshold was crossed or reachedvi:			31 October 2018
6. Date on which issuer notified (DD/MM/YYYY):			02 November 2018
7. Total positions of person(s) subject to the notification obligation
	% of voting rights attached to shares (total of 8. A)	% of voting rights through financial instruments (total of 8.B 1 + 8.B 2)		Total of both in % (8.A + 8.B)	Total number of voting rights of issuervii
Resulting situation on the date on which threshold was crossed or reached	0.42%	4.87%		5.30%	776,107,850
Position of previous notification (if applicable)	0.01%	5.15%		5.16%

8. Notified details of the resulting situation on the date on which the threshold was crossed or reachedviii
A: Voting rights attached to shares
Class/type of shares ISIN code (if possible)	Number of voting rightsix				% of voting rights
	Direct (Art 9 of Directive 2004/109/EC) (DTR5.1)		Indirect (Art 10 of Directive 2004/109/EC) (DTR5.2.1)		Direct (Art 9 of Directive 2004/109/EC) (DTR5.1)	Indirect (Art 10 of Directive 2004/109/EC) (DTR5.2.1)
GB0004065016			3,282,720			0.42%
SUBTOTAL 8. A	3,282,720				0.42%
B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))
Type of financial instrument	Expiration datex	Exercise/ Conversion Periodxi		Number of voting rights that may be acquired if the instrument is exercised/converted.		% of voting rights
Physically Settled Call or Put Option*	15/01/2019	Call: 7.864, Put: 5.243		739,705		0.10
Physically Settled Call or Put Option*	22/01/2019	Call: 7.864, Put: 5.243		739,705		0.10
Physically Settled Call or Put Option*	29/01/2019	Call: 7.864, Put: 5.243		739,705		0.10
Physically Settled Call or Put Option*	05/02/2019	Call: 7.864, Put: 5.243		739,705		0.10
Physically Settled Call or Put Option*	12/02/2019	Call: 7.864, Put: 5.243		739,705		0.10
Physically Settled Call or Put Option*	19/02/2019	Call: 7.864, Put: 5.243		739,705		0.10
Physically Settled Call or Put Option*	26/02/2019	Call: 7.864, Put: 5.243		739,705		0.10
Physically Settled Call or Put Option*	05/03/2019	Call: 7.864, Put: 5.243		739,705		0.10
Physically Settled Call or Put Option*	12/03/2019	Call: 7.864, Put: 5.243		739,705		0.10
Physically Settled Call or Put Option*	19/03/2019	Call: 7.864, Put: 5.243		739,705		0.10
Physically Settled Call or Put Option*	15/06/2020	Call: 7.864, Put: 5.243		600,000		0.08
Physically Settled Call or Put Option*	22/06/2020	Call: 7.864, Put: 5.243		600,000		0.08
Physically Settled Call or Put Option*	29/06/2020	Call: 7.864, Put: 5.243		600,000		0.08
Physically Settled Call or Put Option*	06/07/2020	Call: 7.864, Put: 5.243		600,000		0.08
Physically Settled Call or Put Option*	13/07/2020	Call: 7.864, Put: 5.243		600,000		0.08
Physically Settled Call or Put Option*	20/07/2020	Call: 7.864, Put: 5.243		600,000		0.08
Physically Settled Call or Put Option*	27/07/2020	Call: 7.864, Put: 5.243		600,000		0.08
Physically Settled Call or Put Option*	03/08/2020	Call: 7.864, Put: 5.243		600,000		0.08
Physically Settled Call or Put Option*	10/08/2020	Call: 7.864, Put: 5.243		600,000		0.08
Physically Settled Call or Put Option*	17/08/2020	Call: 7.864, Put: 5.243		600,000		0.08
Physically Settled Call or Put Option*	24/08/2020	Call: 7.864, Put: 5.243		600,000		0.08
Physically Settled Call or Put Option*	28/08/2020	Call: 7.864, Put: 5.243		600,000		0.08
Physically Settled Call or Put Option*	07/09/2020	Call: 7.864, Put: 5.243		600,000		0.08
Physically Settled Call or Put Option*	14/09/2020	Call: 7.864, Put: 5.243		600,000		0.08
Physically Settled Call or Put Option*	21/09/2020	Call: 7.864, Put: 5.243		600,000		0.08
Physically Settled Call or Put Option*	28/09/2020	Call: 7.864, Put: 5.243		600,000		0.08
Physically Settled Call or Put Option*	05/10/2020	Call: 7.864, Put: 5.243		600,000		0.08
Physically Settled Call or Put Option*	12/10/2020	Call: 7.864, Put: 5.243		600,000		0.08
Physically Settled Call or Put Option*	19/10/2020	Call: 7.864, Put: 5.243		600,000		0.08
Physically Settled Call or Put Option*	26/10/2020	Call: 7.864, Put: 5.243		600,000		0.08
Physically Settled Call or Put Option*	02/11/2020	Call: 7.864, Put: 5.243		600,000		0.08
Physically Settled Call or Put Option*	09/11/2020	Call: 7.864, Put: 5.243		600,000		0.08
Physically Settled Call or Put Option*	16/11/2020	Call: 7.864, Put: 5.243		600,000		0.08
Physically Settled Call or Put Option*	23/11/2020	Call: 7.864, Put: 5.243		600,000		0.08
Physically Settled Call or Put Option*	30/11/2020	Call: 7.864, Put: 5.243		600,000		0.08
Physically Settled Call or Put Option*	07/12/2020	Call: 7.479, Put: 4.986		600,000		0.08
Physically Settled Call or Put Option*	14/12/2020	Call: 7.479, Put: 4.986		600,000		0.08
Physically Settled Call or Put Option*	21/12/2020	Call: 7.479, Put: 4.986		600,000		0.08
Physically Settled Call or Put Option*	29/12/2020	Call: 7.479, Put: 4.986		600,000		0.08
Physically Settled Call or Put Option*	04/01/2021	Call: 7.479, Put: 4.986		600,000		0.08
Physically Settled Call or Put Option*	11/01/2021	Call: 7.479, Put: 4.986		600,000		0.08
Physically Settled Call or Put Option*	18/01/2021	Call: 7.479, Put: 4.986		600,000		0.08
Physically Settled Call or Put Option*	25/01/2021	Call: 7.479, Put: 4.986		600,000		0.08
Physically Settled Call or Put Option*	01/02/2021	Call: 7.479, Put: 4.986		600,000		0.08
Physically Settled Call or Put Option*	08/02/2021	Call: 7.479, Put: 4.986		600,000		0.08
Right of Recall	n/a	n/a		5,000		0.00
		SUBTOTAL 8. B 1		28,402,050		3.66%

* Please note that either a call or a put option (but not both) can be exercised upon maturity, depending on the share price of Hammerson Plc.

B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))
Type of financial instrument	Expiration datex	Exercise/ Conversion Period xi	Physical or cash settlementxii	Number of voting rights	% of voting rights
Cash-settled Equity Swap	08/02/2019	08/02/2019	Cash	3,351	0.00
Cash-settled Equity Swap	11/02/2019	11/02/2019	Cash	3,111	0.00
Cash-settled Equity Swap	12/02/2019	12/02/2019	Cash	10,308	0.00
Cash-settled Equity Swap	13/02/2019	13/02/2019	Cash	3,323	0.00
Cash-settled Equity Swap	14/02/2019	14/02/2019	Cash	8,985	0.00
Cash-settled Equity Swap	15/02/2019	15/02/2019	Cash	4,821	0.00
Cash-settled Equity Swap	18/02/2019	18/02/2019	Cash	13,255	0.00
Cash-settled Equity Swap	19/02/2019	19/02/2019	Cash	4,331	0.00
Cash-settled Equity Swap	20/02/2019	20/02/2019	Cash	14,853	0.00
Cash-settled Equity Swap	21/02/2019	21/02/2019	Cash	17,151	0.00
Cash-settled Equity Swap	22/02/2019	22/02/2019	Cash	5,811	0.00
Cash-settled Equity Swap	25/02/2019	25/02/2019	Cash	1,264,545	0.16
Cash-settled Equity Swap	26/02/2019	26/02/2019	Cash	2,658	0.00
Cash-settled Equity Swap	27/02/2019	27/02/2019	Cash	11,747	0.00
Cash-settled Equity Swap	28/02/2019	28/02/2019	Cash	10,734	0.00
Cash-settled Equity Swap	01/03/2019	01/03/2019	Cash	3,581	0.00
Cash-settled Equity Swap	04/03/2019	04/03/2019	Cash	8,465	0.00
Cash-settled Equity Swap	05/03/2019	05/03/2019	Cash	6,786	0.00
Cash-settled Equity Swap	06/03/2019	06/03/2019	Cash	5,803	0.00
Cash-settled Equity Swap	07/03/2019	07/03/2019	Cash	6,683	0.00
Cash-settled Equity Swap	08/03/2019	08/03/2019	Cash	2,259,789	0.29
Cash-settled Equity Swap	11/03/2019	11/03/2019	Cash	10,295	0.00
Cash-settled Equity Swap	12/03/2019	12/03/2019	Cash	13,097	0.00
Cash-settled Equity Swap	13/03/2019	13/03/2019	Cash	6,321	0.00
Cash-settled Equity Swap	14/03/2019	14/03/2019	Cash	15,969	0.00
Cash-settled Equity Swap	15/03/2019	15/03/2019	Cash	18,140	0.00
Cash-settled Equity Swap	18/03/2019	18/03/2019	Cash	8,363	0.00
Cash-settled Equity Swap	19/03/2019	19/03/2019	Cash	7,759	0.00
Cash-settled Equity Swap	20/03/2019	20/03/2019	Cash	9,129	0.00
Cash-settled Equity Swap	21/03/2019	21/03/2019	Cash	10,852	0.00
Cash-settled Equity Swap	22/03/2019	22/03/2019	Cash	4,554	0.00
Cash-settled Equity Swap	26/03/2019	26/03/2019	Cash	708	0.00
Cash-settled Equity Swap	29/03/2019	29/03/2019	Cash	5,651	0.00
Cash-settled Equity Swap	01/04/2019	01/04/2019	Cash	843	0.00
Cash-settled Equity Swap	02/04/2019	02/04/2019	Cash	2,893	0.00
Cash-settled Equity Swap	08/04/2019	08/04/2019	Cash	4,346	0.00
Cash-settled Equity Swap	11/04/2019	11/04/2019	Cash	4,641	0.00
Cash-settled Equity Swap	12/04/2019	12/04/2019	Cash	1,378,536	0.18
Cash-settled Equity Swap	15/04/2019	15/04/2019	Cash	6,699	0.00
Cash-settled Equity Swap	16/04/2019	16/04/2019	Cash	11,207	0.00
Cash-settled Equity Swap	17/04/2019	17/04/2019	Cash	4,221	0.00
Cash-settled Equity Swap	18/04/2019	18/04/2019	Cash	510,429	0.07
Cash-settled Equity Swap	23/04/2019	23/04/2019	Cash	2,661	0.00
Cash-settled Equity Swap	24/04/2019	24/04/2019	Cash	55	0.00
Cash-settled Equity Swap	25/04/2019	25/04/2019	Cash	29,194	0.00
Cash-settled Equity Swap	26/04/2019	26/04/2019	Cash	16,033	0.00
Cash-settled Equity Swap	29/04/2019	29/04/2019	Cash	8,725	0.00
Cash-settled Equity Swap	30/04/2019	30/04/2019	Cash	10,323	0.00
Cash-settled Equity Swap	01/05/2019	01/05/2019	Cash	12,613	0.00
Cash-settled Equity Swap	02/05/2019	02/05/2019	Cash	14,705	0.00
Cash-settled Equity Swap	03/05/2019	03/05/2019	Cash	12,956	0.00
Cash-settled Equity Swap	08/05/2019	08/05/2019	Cash	10,044	0.00
Cash-settled Equity Swap	09/05/2019	09/05/2019	Cash	5,795	0.00
Cash-settled Equity Swap	10/05/2019	10/05/2019	Cash	9,732	0.00
Cash-settled Equity Swap	13/05/2019	13/05/2019	Cash	984	0.00
Cash-settled Equity Swap	14/05/2019	14/05/2019	Cash	1,590	0.00
Cash-settled Equity Swap	15/05/2019	15/05/2019	Cash	6,607	0.00
Cash-settled Equity Swap	16/05/2019	16/05/2019	Cash	16,690	0.00
Cash-settled Equity Swap	17/05/2019	17/05/2019	Cash	6,138	0.00
Cash-settled Equity Swap	20/05/2019	20/05/2019	Cash	10,553	0.00
Cash-settled Equity Swap	22/05/2019	22/05/2019	Cash	12,356	0.00
Cash-settled Equity Swap	24/05/2019	24/05/2019	Cash	4,444	0.00
Cash-settled Equity Swap	28/05/2019	28/05/2019	Cash	5,638	0.00
Cash-settled Equity Swap	29/05/2019	29/05/2019	Cash	8,225	0.00
Cash-settled Equity Swap	30/05/2019	30/05/2019	Cash	5,433	0.00
Cash-settled Equity Swap	31/05/2019	31/05/2019	Cash	10,593	0.00
Cash-settled Equity Swap	03/06/2019	03/06/2019	Cash	10,535	0.00
Cash-settled Equity Swap	04/06/2019	04/06/2019	Cash	6,722	0.00
Cash-settled Equity Swap	05/06/2019	05/06/2019	Cash	36,544	0.00
Cash-settled Equity Swap	06/06/2019	06/06/2019	Cash	7,755	0.00
Cash-settled Equity Swap	07/06/2019	07/06/2019	Cash	1,902	0.00
Cash-settled Equity Swap	10/06/2019	10/06/2019	Cash	1,866	0.00
Cash-settled Equity Swap	11/06/2019	11/06/2019	Cash	6,708	0.00
Cash-settled Equity Swap	12/06/2019	12/06/2019	Cash	127,332	0.02
Cash-settled Equity Swap	13/06/2019	13/06/2019	Cash	6,958	0.00
Cash-settled Equity Swap	14/06/2019	14/06/2019	Cash	6,315	0.00
Cash-settled Equity Swap	17/06/2019	17/06/2019	Cash	100,162	0.01
Cash-settled Equity Swap	18/06/2019	18/06/2019	Cash	10,108	0.00
Cash-settled Equity Swap	19/06/2019	19/06/2019	Cash	3,353	0.00
Cash-settled Equity Swap	20/06/2019	20/06/2019	Cash	8,262	0.00
Cash-settled Equity Swap	21/06/2019	21/06/2019	Cash	3,426	0.00
Cash-settled Equity Swap	24/06/2019	24/06/2019	Cash	5,857	0.00
Cash-settled Equity Swap	25/06/2019	25/06/2019	Cash	9,190	0.00
Cash-settled Equity Swap	26/06/2019	26/06/2019	Cash	11,876	0.00
Cash-settled Equity Swap	28/06/2019	28/06/2019	Cash	4,203	0.00
Cash-settled Equity Swap	01/07/2019	01/07/2019	Cash	3,657	0.00
Cash-settled Equity Swap	02/07/2019	02/07/2019	Cash	1,674	0.00
Cash-settled Equity Swap	05/07/2019	05/07/2019	Cash	1,239	0.00
Cash-settled Equity Swap	08/07/2019	08/07/2019	Cash	1,643	0.00
Cash-settled Equity Swap	17/07/2019	17/07/2019	Cash	40,470	0.01
Cash-settled Equity Swap	19/07/2019	19/07/2019	Cash	463	0.00
Cash-settled Equity Swap	05/08/2019	05/08/2019	Cash	31,811	0.00
Cash-settled Equity Swap	09/08/2019	09/08/2019	Cash	804,415	0.10
Cash-settled Equity Swap	22/08/2019	22/08/2019	Cash	22,200	0.00
Cash-settled Equity Swap	23/09/2019	23/09/2019	Cash	10,755	0.00
Cash-settled Equity Swap	02/10/2019	02/10/2019	Cash	1,668	0.00
Cash-settled Equity Swap	16/10/2019	16/10/2019	Cash	6,727	0.00
Cash-settled Equity Swap	21/10/2019	21/10/2019	Cash	84,905	0.01
Cash-settled Equity Swap	25/11/2019	25/11/2019	Cash	379,234	0.05
Cash-settled Equity Swap	06/01/2020	06/01/2020	Cash	9,698	0.00
Cash-settled Equity Swap	30/04/2020	30/04/2020	Cash	316,626	0.04
Cash-settled Equity Swap	01/05/2020	01/05/2020	Cash	15,093	0.00
Cash-settled Equity Swap	05/05/2020	05/05/2020	Cash	54,593	0.01
Cash-settled Equity Swap	08/02/2023	08/02/2023	Cash	1,267,129	0.16
Cash-settled Equity Swap	17/04/2023	17/04/2023	Cash	92	0.00
			SUBTOTAL 8.B.2	9,349,997	1.20%

9. Information in relation to the person subject to the notification obligation (please mark the applicable box with an "X")
Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuerxiii
Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entityxiv (please add additional rows as necessary)				X
Namexv	% of voting rights if it equals or is higher than the notifiable threshold	% of voting rights through financial instruments if it equals or is higher than the notifiable threshold	Total of both if it equals or is higher than the notifiable threshold
JPMorgan Chase & Co.
JPMorgan Chase Bank, National Association
J.P. Morgan International Finance Limited
J.P. Morgan Capital Holdings Limited
J.P. Morgan Securities plc		4.87%	5.27%
JPMorgan Chase & Co.
JPMorgan Chase Bank, National Association
JPMorgan Chase & Co.
JPMorgan Chase Holdings LLC
J.P. Morgan Broker-Dealer Holdings Inc.
J.P. Morgan Securities LLC
10. In case of proxy voting, please identify:
Name of the proxy holder		N/A
The number and % of voting rights held		N/A
The date until which the voting rights will be held		N/A
11. Additional informationxvi
Table 8A) Includes stock borrows of 17,000,597 (2.19%) Chain of controlled undertakings: JPMorgan Chase & Co. JPMorgan Chase Bank, National Association (100%) J.P. Morgan International Finance Limited (100%) J.P. Morgan Capital Holdings Limited (100%) J.P. Morgan Securities plc (100%) JPMorgan Chase & Co. JPMorgan Chase Bank, National Association (100%) J.P. Morgan International Finance Limited (100%) J.P. Morgan EU Capital Holdings Limited (100%) J.P. Morgan EU Holdings Limited (100%) J.P. Morgan Equities South Africa Proprietary Limited (100%) JPMorgan Chase & Co. JPMorgan Chase Bank, National Association (100%) JPMorgan Chase & Co. (100%) JPMorgan Chase Holdings LLC (100%) J.P. Morgan Broker-Dealer Holdings Inc. (100%) J.P. Morgan Securities LLC (100%)

Place of completion	London, United Kingdom
Date of completion	02 November 2018

For further information contact:

Verity Pickard

Assistant Company Secretary

Tel: [phone]

The announcement above has also been released on the SENS system of the Johannesburg Stock Exchange.

 

END

 

 

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