Holding(s) in Company

RNS Number : 8148M

Griffin Mining Ld

25 January 2021

 

TR-1: S tandard form for notification of major holdings

NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible) i
1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached ii :			Griffin Mining Limited
1b. Please indicate if the issuer is a non-UK issuer   (please mark with an "X" if appropriate)
Non-UK issuer						X
2. Reason for the notification (please mark the appropriate box or boxes with an "X")
An acquisition or disposal of voting rights
An acquisition or disposal of financial instruments
An event changing the breakdown of voting rights
Other (please specify)iii:  -- Initial Notification						X
3. Details of person subject to the notification obligation iv
Name			Andrew Goffe and Controlled Undertakings
City and country of registered office (if applicable)			NY, NY
4. Full name of shareholder(s) (if different from 3.) v
Name			Overbrook Select Master Fund, L.P Overbrook Opportunity Fund I LP Overbrook Opportunity Fund II LP Levin-Goffe Family Foundation Article Seventh UWO MAE GOFFE Andrew Jason Goffe IRA Justin George Levin-Goffe 2015 Trust Zachary Ethan-Levin Goffe 2015 Trust Andrew J Goffe Andrew J Goffe SEP IRA Andrew Goffe GSt Exempt 2012 Trust
City and country of registered office (if applicable)
5. Date on which the threshold was crossed or reached vi :			1/25/21
6. Date on which issuer notified (DD/MM/YYYY):			1/25/21
7. Total positions of person(s) subject to the notification obligation
	% of voting rights attached to shares (total of 8. A)	% of voting rights through financial instruments (total of 8.B 1 + 8.B 2)		Total of both in % (8.A + 8.B)	Total number of voting rights held in issuer vii
Resulting situation on the date on which threshold was crossed or reached	15.227%	0		15.227%	174,117,894
Position of previous notification (if applicable)

8. Notified details of the resulting situation on the date on which the threshold was crossed or reached viii

A: Voting rights attached to shares

Class/type of shares BMG319201049 ISIN

Number of voting rights ix

% of voting rights

Direct (DTR5.1)

Indirect  (DTR5.2.1)

Direct (DTR5.1)

Indirect (DTR5.2.1)

Overbrook Select Master Fund, L.P Overbrook Opportunity Fund I LP Overbrook Opportunity Fund II LP Levin-Goffe Family Foundation Article Seventh UWO MAE GOFFE Andrew Jason Goffe IRA Justin George Levin-Goffe 2015 Trust Zachary Ethan-Levin Goffe 2015 Trust Andrew J Goffe Andrew J Goffe SEP IRA Andrew Goffe GSt Exempt 2012 Trust

6,863,925 625,799 2,166,445 399,000 30,000 1,285,000 83,000 83,000 13,617,489 380,000 980,000

3.942% 0.359% 1.244% 0.229% 0.017% 0.738% 0.048% 0.048% 7.821% 0.218% 0.563%

SUBTOTAL 8. A

Direct 26,513,658

Direct 15.227%

B 1: Financial Instruments according to DTR5.3.1R (1) (a)

Type of financial instrument

Expiration date x

Exercise/ Conversion Period xi

Number of voting rights that may be acquired if the instrument is exercised/converted.

% of voting rights

SUBTOTAL 8. B 1

B 2: Financial Instruments with similar economic effect according to DTR5.3.1R (1) (b)

Type of financial instrument

Expiration date x

Exercise/ Conversion Period xi

Physical or cash settlement xii

Number of voting rights

% of voting rights

SUBTOTAL 8.B.2

9. Information in relation to the person subject to the notification obligation (please mark the applicable box with an "X")
Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer xiii
Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entity xiv (please add additional rows as necessary)					x
Name	% of voting rights if it equals or is higher than the notifiable threshold		% of voting rights through financial instruments if it equals or is higher than the notifiable threshold	Total of both if it equals or is higher than the notifiable threshold
OVERBROOK SELECT MASTER FUND, L.P. OVERBROOK OPPORTUNITY FUND I LP OVERBROOK OPPORTUNITY FUND II LP LEVIN-GOFFE FAMILY FOUNDATION ARTICLE SEVENTH TRUST UWO MAE GOFFE ANDREW JASON GOFFE IRA JUSTIN GEORGE LEVIN-GOFFE 2015 TRUST ZACHARY ETHAN-LEVIN GOFFE 2015 TRUST ANDREW J. GOFFE ANDREW J. GOFFE SEP IRA ANDREW GOFFE GST EXEMPT 2012 TRUST	3.942% 0.359% 1.244% 0.229% 0.017% 0.738% 0.048% 0.048% 7.821% 0.218% 0.563%
10. In case of proxy voting, please identify:
Name of the proxy holder
The number and % of voting rights held
The date until which the voting rights will be held
11. Additional information xvi

Place of completion	New York, NY
Date of completion	1/25/21

 

 

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