3
SEC Form 3
FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION |
|
1. Name and Address of Reporting Person*
(Street)
|
2. Date of Event Requiring Statement (Month/Day/Year) |
3. Issuer Name and Ticker or Trading Symbol |
|||||||||||||
4. Relationship of Reporting Person(s) to Issuer
|
5. If Amendment, Date of Original Filed (Month/Day/Year) |
||||||||||||||
6. Individual or Joint/Group Filing (Check Applicable Line)
|
Table I - Non-Derivative Securities Beneficially Owned |
|||
1. Title of Security (Instr. 4) |
2. Amount of Securities Beneficially Owned (Instr. 4) |
3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) |
4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock |
15,758 |
D |
|
Common Stock |
225 |
I |
by spouse |
Common Stock |
5 |
I |
by decendant's trust |
Table II - Derivative Securities Beneficially Owned |
|||||||
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
||
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
||||
Restricted Stock Units |
(1) |
(1) |
Common Stock |
23,973 |
(2) |
D |
|
Restricted Stock Units |
(1) |
(1) |
Common Stock |
22,631 |
(2) |
D |
|
Restricted Stock Units |
(3) |
(3) |
Common Stock |
58,598 |
(2) |
D |
|
Explanation of Responses: |
1. The Restricted Stock Units vest in two equal installments of 50% each, on the second and third anniversary of the grant date. |
2. Each Restricted Stock Unit represents a contingent right to receive one share of the issuer's common stock. |
3. The Restricted Stock Units vest in three equal installments on the first, second and third anniversary of the grant date. |
Remarks: |
|
|
/s/ Brandon Smith, attorney in fact for Rahul Ghai |
09/06/2023 |
|
** Signature of Reporting Person |
Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
||
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v). |
||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |
EC Form 4
FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION |
|
|||||||||
|
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). |
||||||||||
1. Name and Address of Reporting Person*
(Street)
|
2. Issuer Name and Ticker or Trading Symbol |
5. Relationship of Reporting Person(s) to Issuer
|
||||||||||||||||||||||||
3. Date of Earliest Transaction (Month/Day/Year) |
||||||||||||||||||||||||||
4. If Amendment, Date of Original Filed (Month/Day/Year) |
6. Individual or Joint/Group Filing (Check Applicable Line)
|
|||||||||||||||||||||||||
Rule 10b5-1(c) Transaction Indication
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned |
||||||||||
1. Title of Security (Instr. 3) |
2. Transaction Date (Month/Day/Year) |
2A. Deemed Execution Date, if any (Month/Day/Year) |
3. Transaction Code (Instr. 8) |
4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) |
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) |
7. Nature of Indirect Beneficial Ownership (Instr. 4) |
|||
Code |
V |
Amount |
(A) or (D) |
Price |
||||||
Common Stock |
09/03/2023 |
|
M |
|
7,234 |
A |
$0 |
28,187 |
D |
|
Common Stock |
09/03/2023 |
|
F |
|
3,502 |
D |
$114.5 |
24,685 |
D |
|
Common Stock |
|
|
|
|
|
|
|
1,250 |
I |
By trust |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned |
|||||||||||||||
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security |
3. Transaction Date (Month/Day/Year) |
3A. Deemed Execution Date, if any (Month/Day/Year) |
4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
||||
Code |
V |
(A) |
(D) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
||||||||
Restricted Stock Units |
(1) |
09/03/2023 |
|
M |
|
|
7,234 |
(2) |
(2) |
Common Stock |
7,234 |
$0 |
7,234 |
D |
|
Explanation of Responses: |
1. Each Restricted Stock Unit represents a contingent right to receive one share of the issuer's common stock. |
2. The Restricted Stock Units vest in two equal installments of 50% each, on the third and fourth anniversary of the grant date. |
Remarks: |
|
|
/s/ Brandon Smith, attorney in fact for Thomas S. Timko |
09/06/2023 |
|
** Signature of Reporting Person |
Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
||
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). |
||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |
SEC Form 4
FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION |
|
|||||||||
|
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). |
||||||||||
1. Name and Address of Reporting Person*
(Street)
|
2. Issuer Name and Ticker or Trading Symbol |
5. Relationship of Reporting Person(s) to Issuer
|
||||||||||||||||||||||||
3. Date of Earliest Transaction (Month/Day/Year) |
||||||||||||||||||||||||||
4. If Amendment, Date of Original Filed (Month/Day/Year) |
6. Individual or Joint/Group Filing (Check Applicable Line)
|
|||||||||||||||||||||||||
Rule 10b5-1(c) Transaction Indication
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned |
||||||||||
1. Title of Security (Instr. 3) |
2. Transaction Date (Month/Day/Year) |
2A. Deemed Execution Date, if any (Month/Day/Year) |
3. Transaction Code (Instr. 8) |
4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) |
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) |
7. Nature of Indirect Beneficial Ownership (Instr. 4) |
|||
Code |
V |
Amount |
(A) or (D) |
Price |
||||||
Common Stock |
09/03/2023 |
|
M |
|
59,043 |
A |
$0 |
115,092 |
D |
|
Common Stock |
09/03/2023 |
|
F |
|
28,742 |
D |
$114.5 |
86,350 |
D |
|
Common Stock |
|
|
|
|
|
|
|
9,582 |
I |
401(k) |
Common Stock |
|
|
|
|
|
|
|
5,240 |
I |
Spouse's 401(k) |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned |
|||||||||||||||
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security |
3. Transaction Date (Month/Day/Year) |
3A. Deemed Execution Date, if any (Month/Day/Year) |
4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
||||
Code |
V |
(A) |
(D) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
||||||||
Restricted Stock Units |
(1) |
09/03/2023 |
|
M |
|
|
59,043 |
(2) |
(2) |
Common Stock |
59,043 |
$0 |
59,044 |
D |
|
Explanation of Responses: |
1. Each Restricted Stock Unit represents a contingent right to receive one share of the issuer's common stock. |
2. The Restricted Stock Units vest in two equal installments of 50% each, on the third and fourth anniversary of the grant date. |
Remarks: |
|
|
/s/ Brandon Smith, attorney in fact for Scott Strazik |
09/06/2023 |
|
** Signature of Reporting Person |
Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
||
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). |
||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |
SEC Form 4
FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION |
|
|||||||||
|
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). |
||||||||||
1. Name and Address of Reporting Person*
(Street)
|
2. Issuer Name and Ticker or Trading Symbol |
5. Relationship of Reporting Person(s) to Issuer
|
||||||||||||||||||||||||
3. Date of Earliest Transaction (Month/Day/Year) |
||||||||||||||||||||||||||
4. If Amendment, Date of Original Filed (Month/Day/Year) |
6. Individual or Joint/Group Filing (Check Applicable Line)
|
|||||||||||||||||||||||||
Rule 10b5-1(c) Transaction Indication
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned |
||||||||||
1. Title of Security (Instr. 3) |
2. Transaction Date (Month/Day/Year) |
2A. Deemed Execution Date, if any (Month/Day/Year) |
3. Transaction Code (Instr. 8) |
4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) |
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) |
7. Nature of Indirect Beneficial Ownership (Instr. 4) |
|||
Code |
V |
Amount |
(A) or (D) |
Price |
||||||
Common Stock |
09/03/2023 |
|
M |
|
59,043 |
A |
$0 |
110,344 |
D |
|
Common Stock |
09/03/2023 |
|
F |
|
26,681 |
D |
$114.5 |
83,663 |
D |
|
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned |
|||||||||||||||
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security |
3. Transaction Date (Month/Day/Year) |
3A. Deemed Execution Date, if any (Month/Day/Year) |
4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
||||
Code |
V |
(A) |
(D) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
||||||||
Restricted Stock Units |
(1) |
09/03/2023 |
|
M |
|
|
59,043 |
(2) |
(2) |
Common Stock |
59,043 |
$0 |
59,044 |
D |
|
Explanation of Responses: |
1. Each Restricted Stock Unit represents a contingent right to receive one share of the issuer's common stock. |
2. The Restricted Stock Units vest in two equal installments of 50% each, on the third and fourth anniversary of the grant date. |
Remarks: |
|
|
/s/ Brandon Smith, attorney in fact for Russell Stokes |
09/06/2023 |
|
** Signature of Reporting Person |
Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
||
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). |
||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |
SEC Form 4
FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION |
|
|||||||||
|
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). |
||||||||||
1. Name and Address of Reporting Person*
(Street)
|
2. Issuer Name and Ticker or Trading Symbol |
5. Relationship of Reporting Person(s) to Issuer
|
||||||||||||||||||||||||
3. Date of Earliest Transaction (Month/Day/Year) |
||||||||||||||||||||||||||
4. If Amendment, Date of Original Filed (Month/Day/Year) |
6. Individual or Joint/Group Filing (Check Applicable Line)
|
|||||||||||||||||||||||||
Rule 10b5-1(c) Transaction Indication
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned |
||||||||||
1. Title of Security (Instr. 3) |
2. Transaction Date (Month/Day/Year) |
2A. Deemed Execution Date, if any (Month/Day/Year) |
3. Transaction Code (Instr. 8) |
4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) |
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) |
7. Nature of Indirect Beneficial Ownership (Instr. 4) |
|||
Code |
V |
Amount |
(A) or (D) |
Price |
||||||
Common Stock |
09/03/2023 |
|
M |
|
36,169 |
A |
$0 |
94,092 |
D |
|
Common Stock |
09/03/2023 |
|
F |
|
17,152 |
D |
$114.5 |
76,940 |
D |
|
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned |
|||||||||||||||
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security |
3. Transaction Date (Month/Day/Year) |
3A. Deemed Execution Date, if any (Month/Day/Year) |
4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
||||
Code |
V |
(A) |
(D) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
||||||||
Restricted Stock Units |
(1) |
09/03/2023 |
|
M |
|
|
36,169 |
(2) |
(2) |
Common Stock |
36,169 |
$0 |
0 |
D |
|
Explanation of Responses: |
1. Each Restricted Stock Unit represents a contingent right to receive one share of the issuer's common stock. |
2. The Restricted Stock Units vests in two equal installments of 50% each, on the second and third anniversary of the grant date. |
Remarks: |
|
|
/s/ Brandon Smith, attorney in fact for Michael J. Holston |
09/06/2023 |
|
** Signature of Reporting Person |
Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
||
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). |
||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |
SEC Form 4
FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION |
|
|||||||||
|
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). |
||||||||||
1. Name and Address of Reporting Person*
(Street)
|
2. Issuer Name and Ticker or Trading Symbol |
5. Relationship of Reporting Person(s) to Issuer
|
||||||||||||||||||||||||
3. Date of Earliest Transaction (Month/Day/Year) |
||||||||||||||||||||||||||
4. If Amendment, Date of Original Filed (Month/Day/Year) |
6. Individual or Joint/Group Filing (Check Applicable Line)
|
|||||||||||||||||||||||||
Rule 10b5-1(c) Transaction Indication
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned |
||||||||||
1. Title of Security (Instr. 3) |
2. Transaction Date (Month/Day/Year) |
2A. Deemed Execution Date, if any (Month/Day/Year) |
3. Transaction Code (Instr. 8) |
4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) |
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) |
7. Nature of Indirect Beneficial Ownership (Instr. 4) |
|||
Code |
V |
Amount |
(A) or (D) |
Price |
||||||
Common Stock |
09/03/2023 |
|
M |
|
48,226 |
A |
$0 |
57,102 |
D |
|
Common Stock |
09/03/2023 |
|
F |
|
21,865 |
D |
$114.5 |
35,237 |
D |
|
Common Stock |
|
|
|
|
|
|
|
110 |
I |
by wife's trust |
Common Stock |
|
|
|
|
|
|
|
794 |
I |
by descendant's trust |
Common Stock |
|
|
|
|
|
|
|
12,431 |
I |
by trust |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned |
|||||||||||||||
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security |
3. Transaction Date (Month/Day/Year) |
3A. Deemed Execution Date, if any (Month/Day/Year) |
4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
||||
Code |
V |
(A) |
(D) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
||||||||
Restricted Stock Units |
(1) |
09/03/2023 |
|
M |
|
|
48,226 |
(2) |
(2) |
Common Stock |
48,226 |
$0 |
48,225 |
D |
|
Explanation of Responses: |
1. Each Restricted Stock Unit represents a contingent right to receive one share of the issuer's common stock. |
2. The Restricted Stock Units vest in two equal installments of 50% each, on the third and fourth anniversary of the grant date. |
Remarks: |
|
|
/s/ Brandon Smith, attorney in fact for L. Kevin Cox |
09/06/2023 |
|
** Signature of Reporting Person |
Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
||
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). |
||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |