Director/PDMR Shareholding

RNS Number : 8886Y

General Electric Company

08 December 2017

 

FORM 3	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES	OMB APPROVAL OMB Number: 3235-0104 Estimated average burden hours per response... 0.5
	Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940

1. Name and Address of Reporting Person * Krishnamoorthy Raghu

2. Date of Event Requiring Statement (MM/DD/YYYY) 12/1/2017

3. Issuer Name and Ticker or Trading Symbol GENERAL ELECTRIC CO [GE]

(Last)        (First)        (Middle) GENERAL ELECTRIC COMPANY, 41 FARNSWORTH STREET

4. Relationship of Reporting Person(s) to Issuer (Check all applicable) _____ Director                            _____ 10% Owner ___ X ___ Officer (give title below)          _____ Other (specify below) Senior Vice President /

(Street) BOSTON, MA 02210        (City)              (State)              (Zip)

5. If Amendment, Date Original Filed (MM/DD/YYYY)

6. Individual or Joint/Group Filing (Check Applicable Line) _ X _ Form filed by One Reporting Person ___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned

1.Title of Security (Instr. 4)

2. Amount of Securities Beneficially Owned (Instr. 4)

3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)

4. Nature of Indirect Beneficial Ownership (Instr. 5)

Common Stock

34905

D

Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities)

1. Title of Derivate Security (Instr. 4)

2. Date Exercisable and Expiration Date (MM/DD/YYYY)

3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)

4. Conversion or Exercise Price of Derivative Security

5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5)

6. Nature of Indirect Beneficial Ownership (Instr. 5)

Date Exercisable

Expiration Date

Title

Amount or Number of Shares

Restricted Stock Units

(2)

(2)

Common Stock

10000

(1)

D

Restricted Stock Units

(3)

(3)

Common Stock

15000

(1)

D

Restricted Stock Units

(4)

(4)

Common Stock

25000

(1)

D

Restricted Stock Units

(5)

(5)

Common Stock

11786

(1)

D

Employee Stock Option (right to buy)   (6)

9/9/2009

9/9/2018

Common Stock

20000

$28.12

D

Employee Stock Option (right to buy)   (6)

6/9/2012

6/9/2021

Common Stock

150000

$18.58

D

Employee Stock Option (right to buy)   (6)

9/7/2013

9/7/2022

Common Stock

160000

$21.59

D

Employee Stock Option (right to buy)   (6)

9/13/2014

9/13/2023

Common Stock

150000

$23.78

D

Employee Stock Option (right to buy)   (6)

9/5/2015

9/5/2024

Common Stock

160000

$26.10

D

Employee Stock Option (right to buy)   (6)

9/11/2016

9/11/2025

Common Stock

160000

$24.95

D

Employee Stock Option (right to buy)   (6)

9/30/2017

9/30/2026

Common Stock

180000

$29.62

D

Employee Stock Option (right to buy)   (6)

11/17/2018

11/17/2027

Common Stock

82500

$18.21

D

Explanation of Responses:
(1)	1-for-1
(2)	50,000 units granted on 7/25/2013; 10,000 units vested on 7/25/2014; 10,000 units vested on 7/25/2015; 10,000 units vested on 7/25/2016; 10,000 units vested on 7/25/2017; and 10,000 units are scheduled to vest on 7/25/2018.
(3)	25,000 units granted on 9/11/2015; 5,000 units vested on 9/11/2016; 5,000 units vested on 9/11/2017; 5,000 units are scheduled to vest on 9/11/2018; 5,000 units are scheduled to vest on 9/11/2019; and 5,000 units are scheduled to vest on 9/11/2020.
(4)	25,000 units granted on 2/10/2017; 5,000 units scheduled to vest on 2/10/2018; 5,000 units are scheduled to vest on 2/10/2019; 5,000 units are scheduled to vest on 2/10/2020; 5,000 units are scheduled to vest on 2/10/2021; 5,000 units are scheduled to vest on 2/10/2022.
(5)	11,786 units granted on 11/17/2017; 2,357 units are scheduled to vest on 11/17/2018; 2,357 units are scheduled to vest on 11/17/2019; 2,357 units are scheduled to vest on 11/17/2020; 2,357 units are scheduled to vest on 11/17/2021; 2,358 units are scheduled to vest on 11/17/2022.
(6)	The options become exercisable in five equal installments of 20% each beginning on the "Date Exercisable" shown to the right, and another 20% become exercisable each year thereafter.

Reporting Owners
Reporting Owner Name / Address	Relationships
	Director	10% Owner	Officer	Other
Krishnamoorthy Raghu GENERAL ELECTRIC COMPANY 41 FARNSWORTH STREET BOSTON, MA 02210			Senior Vice President

Signatures
Brian Sandstrom on behalf of Raghu Krishnamoorthy		12/8/2017
** Signature of Reporting Person		Date

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
*	If the form is filed by more than one reporting person, see Instruction 5(b)(v).
**	Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note:	File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.

Limited Power of Attorney for Section 16 Reporting Obligations.

I, Raghu Krishnamoorthy, hereby appoint GE to assist me in the preparation and
filing of Section 16 reports, and execute the below Power of Attorney
for this purpose.

I am an officer of General Electric Company (GE) and, until further
written notice, I hereby individually authorize Christoph Pereira
(GE's Vice President, Chief Corporate, Securities and Finance Counsel),
Aaron Briggs (GE's Executive Corporate, Securities and Finance Counsel),
Brian Sandstrom (GE's Executive Corporate, Securities and Finance Counsel)
and Brandon Smith (GE's Executive Corporate, Securities and Finance
Counsel) to sign on my behalf any Form 3, Form 4, Form 5, Form 144 or
related form that I have filed or may file hereafter in connection with
my direct or indirect beneficial ownership of GE securities, and to
take any other action of any type whatsoever in connection with the
foregoing that in his opinion may be for the benefit of, in the best
interest of, or legally required by  me.

Signed: /s/ Raghu Krishnamoorthy
Date: 11/28/2017

 

END

 

 

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