Director/PDMR Shareholding

RNS Number : 3196M

General Electric Company

26 April 2018

 

FORM 3	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES	OMB APPROVAL OMB Number: 3235-0104 Estimated average burden hours per response... 0.5
	Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940

1. Name and Address of Reporting Person * GENERAL ELECTRIC CO

2. Date of Event Requiring Statement (MM/DD/YYYY) 4/19/2018

3. Issuer Name and Ticker or Trading Symbol Pivotal Software, Inc. [NYSE: PVTL]

(Last)        (First)        (Middle) 3135 EASTON TURNPIKE

4. Relationship of Reporting Person(s) to Issuer (Check all applicable) _____ Director                            ___ X ___ 10% Owner _____ Officer (give title below)          _____ Other (specify below)

(Street) FAIRFIELD, CT 06828-0001        (City)              (State)              (Zip)

5. If Amendment, Date Original Filed (MM/DD/YYYY)

6. Individual or Joint/Group Filing (Check Applicable Line) ___ Form filed by One Reporting Person _ X _ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned

1.Title of Security (Instr. 4)

2. Amount of Securities Beneficially Owned (Instr. 4)

3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)

4. Nature of Indirect Beneficial Ownership (Instr. 5)

Class A Common Stock

19415075

I   (1)

See footnote

Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities)

1. Title of Derivate Security (Instr. 4)

2. Date Exercisable and Expiration Date (MM/DD/YYYY)

3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)

4. Conversion or Exercise Price of Derivative Security

5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5)

6. Nature of Indirect Beneficial Ownership (Instr. 5)

Date Exercisable

Expiration Date

Title

Amount or Number of Shares

Explanation of Responses:
(1)	This statement is being filed by General Electric Company and GE International Holdings B.V. General Electric Company, as the ultimate parent of GE International Holdings B.V., is the sole beneficial owner of all shares of Class A common stock owned of record by GE International Holdings B.V.

Reporting Owners
Reporting Owner Name / Address	Relationships
	Director	10% Owner	Officer	Other
GENERAL ELECTRIC CO 3135 EASTON TURNPIKE FAIRFIELD, CT 06828-0001		X
GE International Holdings B.V. BERGSCHOT 69, 2, 4817PA BREDA, P7 00000		X

Signatures
/s/ Alana L. Griffin, attorney-in-fact		4/19/2018
** Signature of Reporting Person		Date

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
*	If the form is filed by more than one reporting person, see Instruction 5(b)(v).
**	Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note:	File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.

                               POWER OF ATTORNEY

        The undersigned, General Electric Company, a New York company
(hereinafter referred to as the "Company") does hereby make, constitute and
appoint each of the persons listed below as the Company's true and lawful agent
and attorney-in-fact (hereinafter referred to as the "Attorney") to act either
together or alone in the name and on behalf of the Company for and with respect
to the matters hereinafter described.

Name of Attorney:

              Alana L. Griffin                Robert Morimoto

        Each Attorney shall have the power and authority to execute and deliver
any Schedule 13D, Schedule 13G or Forms 3, 4 and 5 or any amendments thereto
required to be filed with the Securities and Exchange Commission under the
Securities Exchange Act of 1934 on behalf of the Company with regard to any
securities owned by the Company or any of their subsidiaries; and, in connection
with the foregoing, to execute and deliver all documents, acknowledgments,
consents and other agreements and to take such further action as may be
necessary or convenient for the Company in order to more effectively carry out
the intent and purpose of the foregoing.

        Agreements, commitments, documents, instruments and other writings
executed by the Attorney in accordance with the terms hereof shall be binding
upon the Company without attestation and without affixation of the seal of the
Company. The Power of Attorney conferred hereby shall not be delegable by any
Attorney. The Attorney shall serve without compensation for acting in the
capacity of agent and attorney-in-fact hereunder.

        Unless revoked by the Company, this Power of Attorney shall be governed
under the laws of the State of New York.

        IN WITNESS WHEREOF, the Company has caused this Power of Attorney to be
executed as of April 18, 2018.

                                  GENERAL ELECTRIC COMPANY

                                  By: /s/ Christoph A. Pereira
                                  Christoph A. Pereira
                                  Vice President,
                                  Chief Corporate, Securities & Finance Counsel



                               POWER OF ATTORNEY

Know all by these presents, that the undersigned hereby constitutes and appoints
each of Alana L. Griffin and Robert Morimoto as the undersigned's true and
lawful attorneys-in-fact to:

(1) execute for and on behalf of the undersigned, in the undersigned's capacity
as a stockholder of Pivotal Software, Inc. (the "Company"), Forms 3, 4 and 5,
including any amendments thereto, in accordance with Section 16(a) of the
Securities Exchange Act of 1934 and the rules and regulations thereunder (the
"Exchange Act");

(2) do and perform any and all acts for and on behalf of the undersigned which
may be necessary or desirable to complete and execute any such Form 3, 4 or 5,
complete and execute any amendment or amendments thereto and timely file such
form with the United States Securities and Exchange Commission and the
applicable stock exchange or similar authority; and

(3) take any other action of any type whatsoever in connection with the
foregoing which, in the opinion of any of such attorneys-in-fact, may be of
benefit to, in the best interest of, or legally required by, the undersigned, it
being understood that the documents executed by any of such attorneys-in-fact on
behalf of the undersigned pursuant to this Power of Attorney shall be in such
form and shall contain such terms and conditions as any of such attorneys-in-
fact may approve in his discretion.

The undersigned hereby grants to each such attorney-in-fact full power and
authority to act separately and to do and perform any and every act and thing
whatsoever requisite, necessary, or proper to be done in the exercise of any of
the rights and powers herein granted, as fully to all intents and purposes as
the undersigned might or could do if personally present, with full power of
substitution or revocation, hereby ratifying and confirming all that any of such
attorneys-in-fact, or the substitute or substitutes of any of such attorneys-in-
fact, shall lawfully do or cause to be done by virtue of this Power of Attorney
and the rights and powers herein granted. The undersigned acknowledges that the
foregoing attorneys-in-fact, in serving in such capacity at the request of the
undersigned, are not assuming, nor is the Company assuming, any of the
undersigned's responsibilities to comply with Section 16 of the Exchange Act.

This Power of Attorney shall remain in full force and effect until the
undersigned is no longer required to file Forms 3, 4 and 5 with respect to the
undersigned's holdings of and transactions in securities issued by the Company,
unless earlier revoked by the undersigned in a signed writing delivered to the
foregoing attorneys-in-fact.

IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be
executed as of April 16, 2018.

GE INTERNATIONAL HOLDINGS B.V.

Signature: /s/ Arjan Cornelis van der Linde

Name: Arjan Cornelis van der Linde

Title: Managing Director

FORM 4 [ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES	OMB APPROVAL OMB Number: 3235-0287 Estimated average burden hours per response... 0.5
	Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940

1. Name and Address of Reporting Person * GENERAL ELECTRIC CO

2. Issuer Name and Ticker or Trading Symbol Pivotal Software, Inc. [ NYSE: PVTL ]

5. Relationship of Reporting Person(s) to Issuer (Check all applicable) _____ Director                      __ X __ 10% Owner _____ Officer (give title below)      _____ Other (specify below)

(Last)          (First)          (Middle) 41 FARNSWORTH STREET

3. Date of Earliest Transaction (MM/DD/YYYY) 4/24/2018

(Street) BOSTON, MA 02210 (City)        (State)        (Zip)

4. If Amendment, Date Original Filed (MM/DD/YYYY)

6. Individual or Joint/Group Filing (Check Applicable Line) ___ Form filed by One Reporting Person _ X _ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned

1.Title of Security (Instr. 3)

2. Trans. Date

2A. Deemed Execution Date, if any

3. Trans. Code (Instr. 8)

4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)

5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)

6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)

7. Nature of Indirect Beneficial Ownership (Instr. 4)

Code

V

Amount

(A) or (D)

Price

Class A Common Stock

4/24/2018

S

3883000

D

$15.00

15532075

I   (1)

See footnote

Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities)

1. Title of Derivate Security (Instr. 3)

2. Conversion or Exercise Price of Derivative Security

3. Trans. Date

3A. Deemed Execution Date, if any

4. Trans. Code (Instr. 8)

5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)

6. Date Exercisable and Expiration Date

7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)

8. Price of Derivative Security (Instr. 5)

9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)

10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)

11. Nature of Indirect Beneficial Ownership (Instr. 4)

Code

V

(A)

(D)

Date Exercisable

Expiration Date

Title

Amount or Number of Shares

Explanation of Responses:
(1)	This statement is being filed by General Electric Company and GE International Holdings B.V. General Electric Company, as the ultimate parent of GE International Holdings B.V., is the sole beneficial owner of all shares of Class A common stock owned of record by GE International Holdings B.V.

Reporting Owners
Reporting Owner Name / Address	Relationships
	Director	10% Owner	Officer	Other
GENERAL ELECTRIC CO 41 FARNSWORTH STREET BOSTON, MA 02210		X
GE International Holdings B.V. BERGSCHOT 69, 2, 4817PA BREDA, P7 00000		X

Signatures
/s/ Alana L. Griffin, attorney-in-fact		4/26/2018
** Signature of Reporting Person		Date

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
*	If the form is filed by more than one reporting person, see Instruction 4(b)(v).
**	Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note:	File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.

 

END

 

 

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