Director/PDMR Shareholding

RNS Number : 7776W

General Electric Company

13 February 2017

 

UNITED STATES SECURITIES AND EXCHANGE COMMISSION

Washington, D.C.  20549

Check this box if no longer subject to Section 16.  Form 4 or Form 5 obligations may continue. See Instruction 1(b).

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES

1. Name and Address of Reporting Person* Susan P. Peters General Electric Company 41 Farnsworth Street Boston MA 02210

2. Issuer Name and Ticker or Trading Symbol General Electric Company (GE) [GE]

5. Relationship of Reporting Person(s) to Issuer (check all applicable)       Director                                 10% Owner _X_ Officer (give title below)        Other (specify below) Senior Vice President

3. Date of Earliest Transaction Required to be Reported (Month/Day/Year) 02/09/2017

4. If amendment, Date Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing  (Check Applicable Line) _X_ Form filed by One Reporting Person Form filed by More Than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned

1. Title of Security (Instr. 3)

2. Transaction Date (mm/dd/yy)

2A. Deemed Execution Date, if any (mm/dd/yy)

3. Transaction Code (Instr. 8)

4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, & 5)

5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3, & 4)

6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)

7. Nature of Indirect Beneficial Ownership (Instr. 4)

Code

V

Amount

(A) or (D)

Price

Common Stock

02/09/2017

M

5,967

A

$0

131,634

D

Common Stock

02/09/2017

F

1,927

D

$29.58

129,707

D

Common Stock

36,138

I

by grantor retained annuity trust

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

* If the form is filed by more than one reporting person, see Instruction 4(b)(v).

Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.

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2/13/2017 4:23:49 PM

Form 4 (cont.)

Name and Address of Reporting Person Susan P. Peters

General Electric Company 41 Farnsworth Street

Boston MA 02210

Issuer Name and Ticker or Trading Symbol General Electric Company (GE) [GE]

Period Of Report 02/09/2017

Table II -Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)

1. Title of Derivative Security (Instr. 3)

2. Con- version or Exercise Price of Derivative Security

3. Trans- action Date (mm/dd/yy)

3A. Deemed Execution Date, if any (mm/dd/yy)

4. Trans- action Code (Instr. 8)

5. No. of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, & 5)

6. Date Exercisable and Expiration Date (mm/dd/yy)

7. Title and Amount of Underlying Securities (Instr. 3 & 4)

8. Price of Derivative Security (Instr. 5)

9. No. of Derivative Securities Beneficially Owned Following Reported Trans- action(s) (Instr. 3, & 4)

10. Ownership Form of Derivative Securities: Direct (D) or Indirect (I) (Instr. 4)

11. Nature of Indirect Beneficial Ownership (Instr. 4)

Code

V

(A)

(D)

Date Exer- cisable

Expiration Date

Title

Amount or Number of Shares

Restricted Stock Units

(1) (2)

02/09/2017

M

5,967

02/09/2017

02/09/2017

Common Stock

5,967

$0

0

D

Explanation of Responses:

(1)         - 1 for 1

(2)         - All transactions reported on this Form 4 were conducted outside a trading venue.

By: By Brian Sandstrom on behalf of Susan P. Peters

**Signature of Reporting Person

2/13/2017

Date

**Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, See Instruction 6 for procedure.

Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.

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2/13/2017 4:23:49 PM

 

END

 

 

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