Director/PDMR Shareholding

RNS Number : 2247A

General Electric Company

30 July 2008

 

SEC Form 3 

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person*  KRENICKI JOHN  (Last) (First) (Middle) GENERAL ELECTRIC COMPANY 3135 EASTON TURNPIKE (Street)  FAIRFIELD CT 06828 (City) (State) (Zip)	2. Date of Event Requiring Statement (Month/Day/Year)  07/25/2008	3. Issuer Name and Ticker or Trading Symbol  GENERAL ELECTRIC CO [ GE ]
		4. Relationship of Reporting Person(s) to Issuer  (Check all applicable)  Director 10% Owner X Officer (give title below) Other (specify below) Vice Chairman	5. If Amendment, Date of Original Filed (Month/Day/Year)
			6. Individual or Joint/Group Filing (Check Applicable Line)  X Form filed by One Reporting Person Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock	35,183	D
Common Stock	46,958	I	by 401(k)

Table II - Derivative Securities Beneficially Owned  (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Phantom Stock Units	( 1 )	( 1 )	Common Stock	38,100	( 1 )	D
Restricted Stock Units	( 3 )	( 3 )	Common Stock	10,000	( 2 )	D
Restricted Stock Units	( 4 )	( 4 )	Common Stock	10,000	( 2 )	D
Restricted Stock Units	( 5 )	( 5 )	Common Stock	13,334	( 2 )	D
Restricted Stock Units	( 6 )	( 6 )	Common Stock	23,334	( 2 )	D
Restricted Stock Units	( 7 )	( 7 )	Common Stock	10,000	( 2 )	D
Restricted Stock Units	( 8 )	( 8 )	Common Stock	50,000	( 2 )	D
Restricted Stock Units	( 9 )	( 9 )	Common Stock	13,334	( 2 )	D
Restricted Stock Units	( 10 )	( 10 )	Common Stock	33,334	( 2 )	D
Restricted Stock Units	( 11 )	( 11 )	Common Stock	50,000	( 2 )	D
Restricted Stock Units	( 12 )	( 12 )	Common Stock	45,834	( 2 )	D
Restricted Stock Units	( 13 )	( 13 )	Common Stock	50,000	( 2 )	D
Restricted Stock Units	( 14 )	( 14 )	Common Stock	52,500	( 2 )	D
Restricted Stock Units	( 15 )	( 15 )	Common Stock	50,000	( 2 )	D
Employee Stock Options (right to buy) ( 16 )	09/11/2001	09/11/2008	Common Stock	24,000	26.42	D
Employee Stock Options (right to buy) ( 16 )	09/10/2002	09/10/2009	Common Stock	30,000	39.73	D
Employee Stock Options (right to buy) ( 16 )	09/22/2003	09/22/2010	Common Stock	35,000	57.31	D
Employee Stock Options (right to buy) ( 16 )	07/26/2004	07/26/2011	Common Stock	60,000	43.75	D
Employee Stock Options (right to buy) ( 16 )	09/26/2004	09/26/2011	Common Stock	30,000	35.48	D
Employee Stock Options (right to buy) ( 17 )	09/13/2003	09/13/2012	Common Stock	100,000	27.05	D
Employee Stock Options (right to buy) ( 17 )	09/12/2004	09/12/2013	Common Stock	90,000	31.53	D
Employee Stock Options (right to buy) ( 17 )	09/17/2005	09/07/2014	Common Stock	120,000	34.22	D
Employee Stock Options (right to buy) ( 17 )	09/16/2006	09/16/2015	Common Stock	150,000	34.47	D
Employee Stock Options (right to buy) ( 17 )	09/08/2007	09/08/2016	Common Stock	137,500	34.01	D
Employee Stock Options (right to buy) ( 17 )	09/07/2008	09/07/2017	Common Stock	157,500	38.75	D

Explanation of Responses:

1. Each unit of phantom stock is the economic equivalent of one share of common stock. These units can be reallocated into other plan investments and are payable in cash after termination of employment. Total includes accrued dividends.

2. 1 for 1.

3. Vesting schedule: 5,000 units on May 1, 2010; 5,000 units on May 1, 2011.

4. Vesting schedule: 5,000 units on May 1, 2010; 5,000 units on May 1, 2011.

5. Vesting schedule: 6,667 units on May 1, 2010; 6,667 units on May 1, 2011.

6. Vesting schedule: 10,000 units on September 10, 2008; 6,667 units on May 1, 2010; 6,667 units on May 1, 2011.

7. Vesting schedule: 10,000 units on September 12, 2008.

8. Vesting schedule: 18,750 units September 12, 2008; 6,250 units on May 1, 2010; 6,250 units on May 1, 2011; 18,750 units on September 12, 2013.

9. Vesting schedule: 13,334 units on September 17, 2009.

10. Vesting schedule: 16,667 units September 16, 2008; 16,667 units on September 16, 2010.

11. Vesting schedule: 12,500 on July 27, 2009; 12,500 units on July 27, 2011; 12,500 units on July 27, 2013; 12,500 units on July 27, 2016.

12. Vesting schedule: 22,917 units on September 8, 2009; 22,917 units on September 8, 2011.

13. Vesting schedule: 10,000 units on July 26, 2008; 10,000 units on July 26, 2009; 10,000 units on July 26, 2010; 10,000 units on July 26, 2011; 10,000 units on July 26, 2012.

14. Vesting schedule: 10,500 units on September 7, 2008; 10,500 units on September 7, 2009; 10,500 units on September 7, 2010; 10,500 units on September 7, 2011; 10,500 units on September 7, 2012.

15. Vesting schedule: 10,000 units on June 5, 2009; 10,000 units on June 5, 2010; 10,000 units on June 5, 2011; 10,000 units on June 5, 2012; 10,000 units on June 5, 2013

16. The options become exercisable in two equal installments of 50% each, beginning on the 'Date Exercisable' shown to the right, and another 50% two years thereafter.

17. The options become exercisable in five equal installments of 20% each, beginning on the 'Date Exercisable' shown to the right, and another 20% each year thereafter.

Remarks:

	Elizabeth Nemeth on behalf of John Krenicki	07/29/2008
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

 

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