Holding(s) in Company

RNS Number : 4761F
First Derivatives PLC
16 November 2020
 

TR-1: S tandard form for notification of major holdings

 

NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible) i


1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached ii :

First Derivatives Plc

1b. Please indicate if the issuer is a non-UK issuer   (please mark with an "X" if appropriate)

Non-UK issuer


2. Reason for the notification (please mark the appropriate box or boxes with an "X")

An acquisition or disposal of voting rights

X

An acquisition or disposal of financial instruments


An event changing the breakdown of voting rights


Other (please specify)iii: Obligation to return / right to recall

X

3. Details of person subject to the notification obligation iv

Name

CREDIT SUISSE GROUP AG

City and country of registered office (if applicable)

ZURICH, SWITZERLAND

4. Full name of shareholder(s) (if different from 3.) v

Name


City and country of registered office (if applicable)


5. Date on which the threshold was crossed or reached vi :

12/11/2020

6. Date on which issuer notified (DD/MM/YYYY):

16/11/2020

7. Total positions of person(s) subject to the notification obligation


% of voting rights attached to shares (total of 8. A)

% of voting rights through financial instruments
(total of 8.B 1 + 8.B 2)

Total of both in % (8.A + 8.B)

Total number of voting rights of issuer vii

Resulting situation on the date on which threshold was crossed or reached

3.73%

0.04%

3.77%

27,613,507

Position of previous notification (if

applicable)

N/A


N/A


 

8. Notified details of the resulting situation on the date on which the threshold was crossed or reached viii

A: Voting rights attached to shares

Class/type of
shares

ISIN code (if possible)

Number of voting rights ix

% of voting rights

Direct

(Art 9 of Directive 2004/109/EC) (DTR5.1)

Indirect

(Art 10 of Directive 2004/109/EC) (DTR5.2.1)

Direct

(Art 9 of Directive 2004/109/EC) (DTR5.1)

Indirect

(Art 10 of Directive 2004/109/EC) (DTR5.2.1)

ORD

GB0031477770


1,029,990


3.73%











SUBTOTAL 8. A

1,029,990

3.73%

 

 

B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))

Type of financial instrument

Expiration
date
x

Exercise/
Conversion Period
xi

Number of voting rights that may be acquired if the instrument is

exercised/converted.

% of voting rights


















SUBTOTAL 8. B 1



 

 

B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))

Type of financial instrument

Expiration
date
x

Exercise/
Conversion Period
xi

Physical or cash

settlement xii

Number of voting rights

% of voting rights

Swap

2/7/2022


Cash

2,041

0.0074

Swap

2/3/2021


Cash

1

0.0000

Swap

4/1/2021


Cash

5,115

0.0185

Swap

4/1/2021


Cash

3,460

0.0125

Swap

3/3/2021


Cash

958

0.0035

Swap

12/3/2020


Cash

722

0.0026




SUBTOTAL 8.B.2

12,297

0.04

 

 

 


 

9. Information in relation to the person subject to the notification obligation (please mark the

applicable box with an "X")

Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer xiii


Full chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held starting with the ultimate controlling natural person or legal entity
xiv (please add additional rows as necessary)


Name xv

% of voting rights if it equals or is higher than the notifiable threshold

% of voting rights through financial instruments if it equals or is higher than the notifiable threshold

Total of both if it equals or is higher than the notifiable threshold

Credit Suisse Group AG




Credit Suisse AG




Credit Suisse AG, Dublin Branch








Credit Suisse Group AG




Credit Suisse AG

 




Credit Suisse Asset Management International Holding Limited




Credit Suisse Asset Management & Investor Services (Schweiz) Holding AG




Credit Suisse Funds AG








Credit Suisse Group AG




Credit Suisse AG

 




Credit Suisse Asset Management International Holding Ltd




Credit Suisse Asset Management & Investor Services (Schweiz) Holding AG




Credit Suisse Fund Management S.A.

3.62%


3.62%





Credit Suisse Group AG




Credit Suisse AG

 




Credit Suisse International








Credit Suisse Group AG




Credit Suisse AG

 




Credit Suisse Securities (Europe) Limited








 

 

10. In case of proxy voting, please identify:

Name of the proxy holder

N/A

The number and % of voting rights held

N/A

The date until which the voting rights will be held

N/A


11. Additional information xvi

Ref: 26006503

 

Place of completion

London, England

Date of completion

16/11/2020

 

This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact rns@lseg.com or visit www.rns.com.

RNS may use your IP address to confirm compliance with the terms and conditions, to analyse how you engage with the information contained in this communication, and to share such analysis on an anonymised basis with others as part of our commercial services. For further information about how RNS and the London Stock Exchange use the personal data you provide us, please see our Privacy Policy.
 
END
 
 
HOLGPGWUGUPUGAQ
UK 100

Latest directors dealings