Holding(s) in Company

RNS Number : 9545A
Regency Mines PLC
01 October 2015
 

REGENCY MINES PLC

("Regency" or the "Company")

HOLDINGS IN COMPANY

01 October 2015

 

Regency, the natural resources exploration and investment company with interests in oil, and in nickel and other minerals in Australia, Greenland, Papua New Guinea, the United States and Sudan has been notified of the following shareholding in the Company:

 



TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi



1. Identity of the issuer or the underlying issuer
of existing shares to which voting rights are
attached:
ii

Regency Mines

2 Reason for the notification (please tick the appropriate box or boxes):

An acquisition or disposal of voting rights

X

An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached


An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments


An event changing the breakdown of voting rights


Other (please specify):



3. Full name of person(s) subject to the
notification obligation:
iii

1Yorkville Advisors Global, LLC

2 Yorkville Advisors Global, LP

3 YA Global Master SPV, Ltd.

4. Full name of shareholder(s)
 (if different from 3.):iv

Jarvis Investment Management Ltd

(Registered Holder)

5. Date of the transaction and date on
which the threshold is crossed or
reached:
v

September 30, 2015

6. Date on which issuer notified:

September 30, 2015

7. Threshold(s) that is/are crossed or
reached:
vi, vii

3.00 %



 

8. Notified details:

A: Voting rights attached to shares viii, ix

Class/type of
shares


if possible using
the ISIN CODE

Situation previous
to the triggering
transaction

Resulting situation after the triggering transaction

Number
of
Shares

Number
of
Voting
Rights

Number
of shares

Number of voting
rights

% of  voting rights x

Direct

Direct xi

Indirect xii

Direct

Indirect

 

 

 

Ordinary Shares

94,000,000

94,000,000

67,250,000

67,250,000

0

2.69%




B: Qualifying Financial Instruments

Resulting situation after the triggering transaction

Type of financial
instrument

Expiration
date
xiii

Exercise/
Conversion Period
xiv

Number of voting
rights that may be
acquired if the
instrument is
exercised/ converted.

% of voting
rights






                                                                                                                                                          

C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi

Resulting situation after the triggering transaction

Type of financial
instrument

Exercise price

Expiration date xvii

Exercise/
Conversion period
xviii

Number of voting rights instrument refers to

 

% of voting rights xix, xx

 





 

 

Nominal

Delta




Total (A+B+C)

Number of voting rights

Percentage of voting rights

67,250,000

2.69%



 

9. Chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held, if applicable:
xxi

Yorkville Advisors Global, LLC is the general partner, and controlling person, of Yorkville Advisors Global, LP, which is the investment manager of Yorkville Global Master SPV, Ltd.

 


Proxy Voting:

10. Name of the proxy holder:


11. Number of voting rights proxy holder will cease
to hold:


12. Date on which proxy holder will cease to hold
voting rights:




13. Additional information:



14. Contact name:

Troy Rillo

15. Contact telephone number:

001.908.906.5127

 

For further information, please contact:

 

Andrew Bell  0207 747 9960 or 0776 647 4849                         Chairman Regency Mines Plc

Roland Cornish/Rosalind Hill Abrahams 0207 628 3396        NOMAD Beaumont Cornish Limited

Jason Robertson 0129 351 7744                                              Broker Dowgate Capital Stockbrokers Ltd.

Christian Pickel 0203 128 8208                                               Media Relations MHP Communications

 


This information is provided by RNS
The company news service from the London Stock Exchange
 
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