Holding(s) in Company

RNS Number : 1110H
CleanTech Lithium PLC
21 November 2022
 

21 November 2022

 

CleanTech Lithium PLC ("CleanTech Lithium" or the "Company")

Holding(s) in Company

 

The Board of CleanTech Lithium announces that the Company has received the following TR-1 notification which is set out below without amendment.

 

For further information visit www.ctlithium.com or contact the following:

 

 

CleanTech Lithium PLC

 

Aldo Boitano

Jersey office: +44 (0) 1534 668 321

Chile office: +562-32239222


Or via Celicourt

 

Beaumont Cornish Limited

(Nominated Adviser)

Roland Cornish

 

+44 (0) 207 628 3396

Fox-Davies Capital Limited

(Joint Broker)

Daniel Fox-Davies

 

+44 (0) 20 3884 8450

 

daniel@fox-davies.com

 

Canaccord Genuity Limited

(Joint Broker)

James Asensio

Gordon Hamilton

 

+44 (0) 207 523 4680

 

 

Celicourt Communications  

Felicity Winkles/Philip Dennis

 

+44 (0) 20 8434 2754

ctl@celicourt.uk

Dr. Reuter Investor Relations

Dr. Eva Reuter

+49 69 1532 5857

 

TR-1: S tandard form for notification of major holdings

 

NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible) i

1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached ii :

Cleantech Lithium Plc

1b. Please indicate if the issuer is a non-UK issuer   (please mark with an "X" if appropriate)

Non-UK issuer


2. Reason for the notification (please mark the appropriate box or boxes with an "X")

An acquisition or disposal of voting rights

X

An acquisition or disposal of financial instruments


An event changing the breakdown of voting rights


Other (please specify) iii:


3. Details of person subject to the notification obligation iv

Name

Regal Funds Management Pty Limited and its

associates (including Regal Partners Limited, of which Regal Funds Management Pty Limited is a wholly owned subsidiary) as Trustee for certain funds and investment adviser for certain funds

City and country of registered office (if applicable)

Sydney, Australia

4. Full name of shareholder(s) (if different from 3.) v

Name

BNP Paribas Securities Services

A/C UBS AG, Prime Brokerage Services (Ldn)

 

SNC Nominees

City and country of registered office (if applicable)

London, United Kingdom

5. Date on which the threshold was crossed or reached vi :

16th November 2022

6. Date on which issuer notified (DD/MM/YYYY):

18th November 2022

7. Total positions of person(s) subject to the notification obligation


% of voting rights attached to shares (total of 8. A)

% of voting rights through financial instruments
(total of 8.B 1 + 8.B 2)

Total of both in % (8.A + 8.B)

Total number of voting rights held in issuer (8.A + 8.B) vii

Resulting situation on the date on which threshold was crossed or reached


Position of previous notification (if

applicable)

 

8. Notified details of the resulting situation on the date on which the threshold was crossed or reached viii

A: Voting rights attached to shares

Class/type of
shares

ISIN code (if possible)

Number of voting rights ix

% of voting rights

Direct

(DTR5.1)

Indirect

 (DTR5.2.1)

Direct

(DTR5.1)

Indirect

(DTR5.2.1)

JE00BPCP3Z37













SUBTOTAL 8. A

17,366,666

16.49%

 

 

B 1: Financial Instruments according to DTR5.3.1R (1) (a)

Type of financial instrument

Expiration
date
x

Exercise/
Conversion Period
xi

Number of voting rights that may be acquired if the instrument is

exercised/converted.

% of voting rights


















SUBTOTAL 8. B 1



 

 

B 2: Financial Instruments with similar economic effect according to DTR5.3.1R (1) (b)

Type of financial instrument

Expiration
date
x

Exercise/
Conversion Period
xi

Physical or cash

Settlement xii

Number of voting rights

% of voting rights





















 

SUBTOTAL 8.B.2



 

 

 

9. Information in relation to the person subject to the notification obligation (please mark the

applicable box with an "X")

Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer xiii

X

Full chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held starting with the ultimate controlling natural person or legal entity (please add additional rows as necessary)
xiv


Name xv

% of voting rights if it equals or is higher than the notifiable threshold

% of voting rights through financial instruments if it equals or is higher than the notifiable threshold

Total of both if it equals or is higher than the notifiable threshold





















 

10. In case of proxy voting, please identify:

Name of the proxy holder


The number and % of voting rights held


The date until which the voting rights will be held



11. Additional information xvi

For the purpose of section 9 of this TR-1 Form we have considered holdings in unit trusts for which Regal Funds Management Pty Limited and its associates acts as trustee and investment manager as 'direct holdings'.

 

Holdings in funds which are separate legal entities for which Regal Funds Management Pty Limited and its associates acts as investment adviser have been considered and reported as 'indirect holdings'.

 

 

Place of completion

Sydney, Australia

Date of completion

18th November 2022

 

 

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