Holding(s) in Company

RNS Number : 4771M
FRM Credit Alpha Limited
16 August 2011
 



 

For filings with the FSA include the annex


For filings with issuer exclude the annex



TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi



1. Identity of the issuer or the underlying issuer
of existing shares to which voting rights are
attached:
ii

FRM Credit Alpha Fund

2 Reason for the notification (please tick the appropriate box or boxes):

An acquisition or disposal of voting rights

X

An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached


An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments


An event changing the breakdown of voting rights


Other (please specify):



3. Full name of person(s) subject to the
notification obligation:
iii

Weiss Asset Management LP

 

4. Full name of shareholder(s)
 (if different from 3.):iv

Brookdale International Partners, L.P., Brookdale Global Opportunity Fund1

5. Date of the transaction and date on
which the threshold is crossed or
reached:
v

Aug-09-2011

6. Date on which issuer notified:

Aug-11-2011

7. Threshold(s) that is/are crossed or
reached:
vi, vii

< 29%, 28%, 27%, 26%


_____________________

1 Weiss Asset Management LP is the Investment Manager to Brookdale Global Opportunity Fund and Brookdale International Partners, L.P.

 

8. Notified details:

A: Voting rights attached to shares viii, ix

Class/type of
shares


if possible using
the ISIN CODE

Situation previous
to the triggering
transaction

Resulting situation after the triggering transaction

Number
of
Shares

Number
of
Voting
Rights

Number
of shares

Number of voting
rights

% of  voting rights x

Direct

Direct xi

Indirect xii

Direct

Indirect

GG00B4K46K11

6,584,266

6,584,266

5,584,266

5,584,266

n/a

25.23%

n/a


B: Qualifying Financial Instruments

Resulting situation after the triggering transaction

Type of financial
instrument

Expiration
date
xiii

Exercise/
Conversion Period
xiv

Number of voting
rights that may be
acquired if the
instrument is
exercised/ converted.

% of voting
rights







C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi

Resulting situation after the triggering transaction

Type of financial
instrument

Exercise price

Expiration date xvii

Exercise/
Conversion period
xviii

Number of voting rights instrument refers to

 

% of voting rights xix, xx

 






Nominal

Delta

 

 



Total (A+B+C)

Number of voting rights

Percentage of voting rights

5,584,266

25.23 %



 

9. Chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held, if applicable:
xxi

 

Brookdale International Partners, L.P: 17.72 %

Brookdale Global Opportunity Fund: 7.51 %


Proxy Voting:

10. Name of the proxy holder:


11. Number of voting rights proxy holder will cease
to hold:


12. Date on which proxy holder will cease to hold
voting rights:




13. Additional information:

Please note: This Form TR-1 is not being filing with the FSA, and is being furnished to the issuer pursuant to Article 9.18 of the issuer's Articles of Association dated 3 June 2009.

14. Contact name:

Georgiy Nikitin

15. Contact telephone number:

     +1-617-778-7725

 

 


This information is provided by RNS
The company news service from the London Stock Exchange
 
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