Holding(s) in Company

RNS Number : 4644Z
Carillion PLC
14 March 2017
 

      

TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi
                                                     



1. Identity of the issuer or the underlying issuer
of existing shares to which voting rights are
attached:
ii

Carillion Plc

GB0007365546

2 Reason for the notification (please tick the appropriate box or boxes):

An acquisition or disposal of voting rights

n/a

An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached

n/a

An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments

Yes

An event changing the breakdown of voting rights

n/a

Other (please specify):


n/a

3. Full name of person(s) subject to the
notification obligation:
iii

UBS Investment Bank

UBS Group AG

4. Full name of shareholder(s)
 (if different from 3.):iv

 

UBS AG London Branch

 

5. Date of the transaction and date on
which the threshold is crossed or
reached:
v

10 March 2017

6. Date on which issuer notified:

14 March 2017

7. Threshold(s) that is/are crossed or
reached:
vi, vii

5% Section (B+C)



 

8. Notified details:

A: Voting rights attached to shares viii, ix

Class/type of
shares


if possible using
the ISIN CODE

Situation previous
to the triggering
transaction

Resulting situation after the triggering transaction

Number
of
Shares

Number
of
Voting
Rights

Number
of shares

Number of voting
rights

% of  voting rights x


Direct xi

Indirect xii

Direct

Indirect

 

GB0007365546

80,447

80,447

-

-

1,146,104

-

0.27%



B: Qualifying Financial Instruments

Resulting situation after the triggering transaction

Type of financial
instrument

Expiration
date
xiii

Exercise/
Conversion Period
xiv

Number of voting
rights that may be
acquired if the
instrument is
exercised/ converted.

% of voting
rights

Right to recall lent shares

-

Anytime

264,271

0.06%

XS1140296614

19.12.2019

4 years

216,509

0.05%

 

 

C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi

Resulting situation after the triggering transaction

Type of financial
instrument

Exercise price

Expiration date xvii

Exercise/
Conversion period
xviii

Number of voting rights instrument refers to

 

% of voting rights xix, xx

 

Equity Swaps

-

from 02.05.2017

to 16.01.2020

-

20,368,245

Nominal

Delta

-

4.73%


Total (A+B+C)

Number of voting rights

Percentage of voting rights

21,995,129

5.11%

9. Chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held, if applicable:
xxi

 

UBS Group AG is a group holding company for UBS Investment Bank business. Voting rights are held through its controlled undertakings as set out below.

 

UBS AG:

 -    directly through its branches: UBS AG London Branch - 21,995,129 (5.11%)

    

 


Proxy Voting:

10. Name of the proxy holder:


11. Number of voting rights proxy holder will cease
to hold:


12. Date on which proxy holder will cease to hold
voting rights:




13. Additional information:



14. Contact name:

Jamie Bonney / David Iglesias

15. Contact telephone number:

+41 44 239 8058

 

 

 

 

 

 

 

 

 

 

 


This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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