Holding(s) in Company

RNS Number : 1320L

Carillion PLC

07 January 2016

 

TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi

1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: ii				Carillion Plc GB0007365546
2 Reason for the notification (please tick the appropriate box or boxes):
An acquisition or disposal of voting rights					Yes
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached					n/a
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments					Yes
An event changing the breakdown of voting rights					n/a
Other (please specify):					n/a
3. Full name of person(s) subject to the notification obligation: iii		UBS Investment Bank UBS Group AG
4. Full name of shareholder(s)  (if different from 3.):iv		UBS AG London Branch UBS Limited UBS Securities LLC
5. Date of the transaction and date on which the threshold is crossed or reached: v		4 January 2016
6. Date on which issuer notified:		6 January 2016
7. Threshold(s) that is/are crossed or reached: vi, vii		5% (Section A+B+C)

8. Notified details:

A: Voting rights attached to shares viii, ix

Class/type of shares if possible using the ISIN CODE

Situation previous to the triggering transaction

Resulting situation after the triggering transaction

Number of Shares

Number of Voting Rights

Number of shares

Number of voting rights

% of  voting rights x

Direct xi

Indirect xii

Direct

Indirect

GB0007365546

18,011,080

18,011,080

-

-

14,623,520

-

3.40%

B: Qualifying Financial Instruments

Resulting situation after the triggering transaction

Type of financial instrument

Expiration date xiii

Exercise/ Conversion Period xiv

Number of voting rights that may be acquired if the instrument is exercised/ converted.

% of voting rights

Right to recall lent shares

-

Anytime

171,000

0.04%

C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi

Resulting situation after the triggering transaction

Type of financial instrument

Exercise price

Expiration date xvii

Exercise/ Conversion period xviii

Number of voting rights instrument refers to

% of voting rights xix, xx

XS1140296614

-

19.12.2019

4 years

1,115,377

Nominal

Delta

-

0.26%

Equity Swaps

-

from 02.03.2016 to 16.10.2018

-

6,599,558

Nominal

Delta

-

1.53%

Total (A+B+C)

Number of voting rights

Percentage of voting rights

22,509,455

5.23%

9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable: xxi

UBS Group AG is a group holding company for UBS Investment Bank business. Voting rights are held through its controlled undertakings as set out below. UBS AG: -     directly through its branches: UBS AG London Branch - 20,182,876 (4.69%); and -     indirectly through its subsidiaries: UBS Limited - 2,112,679 (0.49%) -     indirectly through its subsidiaries: UBS Securities LLC - 213,900 (0.05%)

Proxy Voting:

10. Name of the proxy holder:

11. Number of voting rights proxy holder will cease to hold:

12. Date on which proxy holder will cease to hold voting rights:

13. Additional information:

14. Contact name:

Konstantina Georgaki / Zuzana Görögová

15. Contact telephone number:

[phone]

Note: Annex should only be submitted to the FCA not the issuer
Annex: Notification of major interests in share
A: Identity of the persons or legal entity subject to the notification obligation
Full name (including legal form of legal entities)	UBS Investment Bank
Contact address (registered office for legal entities)	1 Finsbury Avenue London EC2M 2PP
Phone number & email	[phone] [e-mail]
Other useful information (at least legal representative for legal persons)
B: Identity of the notifier, if applicable
Full name	Konstantina Georgaki / Zuzana Görögová
Contact address	Europastrasse 2 8152 Opfikon Switzerland
Phone number & email	[phone] [e-mail]
Other useful information (e.g. functional relationship with the person or legal entity subject to the notification obligation)
C: Additional information
For notes on how to complete form TR-1 please see the FCA website.

 

END

 

 

HOLLIFSTLIIDIIR