Holding(s) in Company

RNS Number : 5429H

Carillion PLC

01 December 2015

 

TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi

1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: ii				CARILLION PLC
2 Reason for the notification (please tick the appropriate box or boxes):
An acquisition or disposal of voting rights					x
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments					x
An event changing the breakdown of voting rights
Other (please specify):
3. Full name of person(s) subject to the notification obligation: iii		Deutsche Bank AG
4. Full name of shareholder(s)  (if different from 3.):iv		Deutsche Bank AG, London Branch
5. Date of the transaction and date on which the threshold is crossed or reached: v		26/11/2015
6. Date on which issuer notified:		30/11/2015
7. Threshold(s) that is/are crossed or reached: vi, vii		5%,6%,7%,8%,9%

8. Notified details:

A: Voting rights attached to shares viii, ix

Class/type of shares if possible using the ISIN CODE

Situation previous to the triggering transaction

Resulting situation after the triggering transaction

Number of Shares

Number of Voting Rights

Number of shares

Number of voting rights

% of  voting rights x

Direct

Direct xi

Indirect xii

Direct

Indirect

GB0007365546

Below Notifiable Threshold

Below Notifiable Threshold

25,809,474

25,809,474

0

6.00%

0

B: Qualifying Financial Instruments

Resulting situation after the triggering transaction

Type of financial instrument

Expiration date xiii

Exercise/ Conversion Period xiv

Number of voting rights that may be acquired if the instrument is exercised/ converted.

% of voting rights

C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi

Resulting situation after the triggering transaction

Type of financial instrument

Exercise price

Expiration date xvii

Exercise/ Conversion period xviii

Number of voting rights instrument refers to

% of voting rights xix, xx

CFD

17,008,555

Nominal

Delta

3.95%

3.95%

Total (A+B+C)

Number of voting rights

Percentage of voting rights

42,818,029

9.95%

9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable: xxi
Deutsche Bank AG, London Branch - 9.95%
Proxy Voting:
10. Name of the proxy holder:
11. Number of voting rights proxy holder will cease to hold:
12. Date on which proxy holder will cease to hold voting rights:
13. Additional information:	Total CFD Holding   - See appendix.
14. Contact name:	Stacy Otieno
15. Contact telephone number:	02075476268

Appendix

Type of financial Instrument Maturity Date Number of voting rights instrument refers to CFD 17-Mar-16 7,324,020 CFD 14-Mar-16 587,052 CFD 02-Jun-16 600,000 CFD 26-Oct-16 100,000 CFD 31-Aug-16 175,143 CFD 02-Mar-16 17,841 CFD 02-Nov-16 63,662 CFD 12-May-16 7,790 CFD 13-Jan-16 360,145 CFD 14-Sep-16 279,417 CFD 14-Dec-15 67,675 CFD 14-Nov-16 111,243 CFD 17-Mar-16 143,789 CFD 11-Jan-16 246,496 CFD 19-Oct-16 92,436 CFD 20-Apr-16 1,057,879 CFD 19-Apr-16 249,057 CFD 10-Mar-16 2,635,111 CFD 17-Mar-16 2,889,799

 

END

 

 

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