Holding(s) in Company

Capricorn Energy PLC
10 November 2023
 

TR-1: Standard form for notification of major holdings

1. Issuer Details

ISIN

GB00BRJ7R218

Issuer Name

CAPRICORN ENERGY PLC

UK or Non-UK Issuer

UK

2. Reason for Notification

An acquisition or disposal of voting rights

3. Details of person subject to the notification obligation

Name

The Goldman Sachs Group, Inc.

City of registered office (if applicable)

Wilmington, Delaware

Country of registered office (if applicable)

USA

4. Details of the shareholder

Name

City of registered office

Country of registered office

Goldman Sachs International

London

United Kingdom

5. Date on which the threshold was crossed or reached

07-Nov-2023

6. Date on which Issuer notified

09-Nov-2023

7. Total positions of person(s) subject to the notification obligation

% of voting rights attached to shares (total of 8.A)

% of voting rights through financial instruments (total of 8.B 1 + 8.B 2)

Total of both in % (8.A + 8.B)

Total number of voting rights held in issuer

Resulting situation on the date on which threshold was crossed or reached

14.079883

5.537107

19.616990

18508812

Position of previous notification (if applicable)

13.653589

5.629344

19.282933


8. Notified details of the resulting situation on the date on which the threshold was crossed or reached

8A. Voting rights attached to shares

Class/Type of shares ISIN code(if possible)

Number of direct voting rights (DTR5.1)

Number of indirect voting rights (DTR5.2.1)

% of direct voting rights (DTR5.1)

% of indirect voting rights (DTR5.2.1)

GB00BRJ7R218


13284501


14.079883

Sub Total 8.A

13284501

14.079883%

8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))

Type of financial instrument

Expiration date

Exercise/conversion period

Number of voting rights that may be acquired if the instrument is exercised/converted

% of voting rights

Securities Lending

Open


4526119

4.797111

Sub Total 8.B1


4526119

4.797111%

8B2. Financial Instruments with similar economic effect according to (DTR5.3.1R.(1) (b))

Type of financial instrument

Expiration date

Exercise/conversion period

Physical or cash settlement

Number of voting rights

% of voting rights

Swap

21-Jun-2033


Cash

291100

0.308529

Swap

21-Jul-2033


Cash

215456

0.228356

Swap

20-Jun-2033


Cash

69896

0.074081

Swap

13-Jan-2033


Cash

33307

0.035302

Swap

21-Jun-2033


Cash

28406

0.030107

Swap

07-Mar-2029


Cash

25680

0.027218

Swap

30-Jun-2031


Cash

10864

0.011514

Swap

21-Jun-2033


Cash

8838

0.009367

Swap

26-Jul-2033


Cash

8031

0.008512

Swap

20-Jun-2033


Cash

3213

0.003405

Swap

26-Oct-2026


Cash

2308

0.002447

Swap

04-Jan-2033


Cash

775

0.000821

Swap

17-Oct-2033


Cash

318

0.000337

Sub Total 8.B2


698192

0.739996%

9. Information in relation to the person subject to the notification obligation

2. Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entities (please add additional rows as necessary)

Ultimate controlling person

Name of controlled undertaking

% of voting rights if it equals or is higher than the notifiable threshold

% of voting rights through financial instruments if it equals or is higher than the notifiable threshold

Total of both if it equals or is higher than the notifiable threshold

The Goldman Sachs Group, Inc. (Chain 1)





The Goldman Sachs Group, Inc. (Chain 1)

Goldman Sachs (UK) L.L.C.

14.079510

5.536973

19.616483%

The Goldman Sachs Group, Inc. (Chain 1)

Goldman Sachs Group UK Limited

14.079510

5.536973

19.616483%

The Goldman Sachs Group, Inc. (Chain 1)

Goldman Sachs International

14.079510

5.536973

19.616483%

The Goldman Sachs Group, Inc. (Chain 2)





The Goldman Sachs Group, Inc. (Chain 2)

Goldman Sachs & Co. LLC




The Goldman Sachs Group, Inc. (Chain 3)





The Goldman Sachs Group, Inc. (Chain 3)

Goldman Sachs Bank USA




The Goldman Sachs Group, Inc. (Chain 3)

Goldman Sachs Bank Europe SE




10. In case of proxy voting

Name of the proxy holder

 

The number and % of voting rights held

 

The date until which the voting rights will be held

 

11. Additional Information

Please note, the total amount of voting rights have been rounded to 6 decimal places therefore there is a possibility of a rounding error. General email contact: gs-regops-emea-position-enquiries@gs.com

12. Date of Completion

09-Nov-2023

13. Place Of Completion

London

 

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