Holding(s) in Company

Capricorn Energy PLC

09 October 2023

 

TR-1: Standard form for notification of major holdings

1. Issuer Details

ISIN

GB00BQ98V038

Issuer Name

CAPRICORN ENERGY PLC

UK or Non-UK Issuer

UK

2. Reason for Notification

An acquisition or disposal of voting rights

3. Details of person subject to the notification obligation

Name

The Goldman Sachs Group, Inc.

City of registered office (if applicable)

Wilmington, Delaware

Country of registered office (if applicable)

USA

4. Details of the shareholder

Name	City of registered office	Country of registered office
Goldman Sachs International	London	United Kingdom

5. Date on which the threshold was crossed or reached

05-Oct-2023

6. Date on which Issuer notified

09-Oct-2023

7. Total positions of person(s) subject to the notification obligation

	% of voting rights attached to shares (total of 8.A)	% of voting rights through financial instruments (total of 8.B 1 + 8.B 2)	Total of both in % (8.A + 8.B)	Total number of voting rights held in issuer
Resulting situation on the date on which threshold was crossed or reached	11.303938	0.704708	12.008646	17152773
Position of previous notification (if applicable)	11.181081	0.689441	11.870522

8. Notified details of the resulting situation on the date on which the threshold was crossed or reached

8A. Voting rights attached to shares

Class/Type of shares ISIN code(if possible)	Number of direct voting rights (DTR5.1)	Number of indirect voting rights (DTR5.2.1)	% of direct voting rights (DTR5.1)	% of indirect voting rights (DTR5.2.1)
GB00BQ98V038		16146191		11.303938
Sub Total 8.A	16146191		11.303938%

8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))

Type of financial instrument	Expiration date	Exercise/conversion period	Number of voting rights that may be acquired if the instrument is exercised/converted	% of voting rights
Securities Lending	Open		10043	0.007031
Sub Total 8.B1			10043	0.007031%

8B2. Financial Instruments with similar economic effect according to (DTR5.3.1R.(1) (b))

Type of financial instrument	Expiration date	Exercise/conversion period	Physical or cash settlement	Number of voting rights	% of voting rights
Swap	21-Jun-2033		Cash	373123	0.261223
Swap	21-Jul-2033		Cash	323088	0.226194
Swap	20-Jun-2033		Cash	89934	0.062963
Swap	13-Jan-2033		Cash	48269	0.033793
Swap	7-Mar-2029		Cash	38510	0.026961
Swap	21-Jun-2033		Cash	36385	0.025473
Swap	29-Sep-2026		Cash	34142	0.023903
Swap	30-Jun-2031		Cash	25185	0.017632
Swap	21-Jun-2033		Cash	11328	0.007930
Swap	26-Jul-2033		Cash	11293	0.007907
Swap	20-Jun-2033		Cash	4120	0.002884
Swap	4-Jan-2033		Cash	1162	0.000814
Sub Total 8.B2				996539	0.697677%

9. Information in relation to the person subject to the notification obligation

2. Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entities (please add additional rows as necessary)

Ultimate controlling person	Name of controlled undertaking	% of voting rights if it equals or is higher than the notifiable threshold	% of voting rights through financial instruments if it equals or is higher than the notifiable threshold	Total of both if it equals or is higher than the notifiable threshold
The Goldman Sachs Group, Inc. (Chain 1)
The Goldman Sachs Group, Inc. (Chain 1)	Goldman Sachs (UK) L.L.C.	11.303938	0.704708	12.008645%
The Goldman Sachs Group, Inc. (Chain 1)	Goldman Sachs Group UK Limited	11.303938	0.704708	12.008645%
The Goldman Sachs Group, Inc. (Chain 1)	Goldman Sachs International	11.303938	0.704708	12.008645%

10. In case of proxy voting

Name of the proxy holder

The number and % of voting rights held

The date until which the voting rights will be held

11. Additional Information

Please note, the total amount of voting rights have been rounded to 6 decimal places therefore there is a possibility of a rounding error. General email contact: [e-mail]

12. Date of Completion

09-Oct-2023

13. Place Of Completion

London

 

END