Holding(s) in Company

Capricorn Energy PLC
18 September 2023
 

TR-1: Standard form for notification of major holdings

1. Issuer Details

ISIN

GB00BQ98V038

Issuer Name

CAPRICORN ENERGY PLC

UK or Non-UK Issuer

UK

2. Reason for Notification

An acquisition or disposal of voting rights

3. Details of person subject to the notification obligation

Name

The Goldman Sachs Group, Inc.

City of registered office (if applicable)

Wilmington, Delaware

Country of registered office (if applicable)

USA

4. Details of the shareholder

Name

City of registered office

Country of registered office

Goldman Sachs International

London

United Kingdom

5. Date on which the threshold was crossed or reached

13-Sep-2023

6. Date on which Issuer notified

15-Sep-2023

7. Total positions of person(s) subject to the notification obligation

% of voting rights attached to shares (total of 8.A)

% of voting rights through financial instruments (total of 8.B 1 + 8.B 2)

Total of both in % (8.A + 8.B)

Total number of voting rights held in issuer

Resulting situation on the date on which threshold was crossed or reached

3.825870

8.113025

11.938895

17053143

Position of previous notification (if applicable)

4.102103

8.095447

12.197550


8. Notified details of the resulting situation on the date on which the threshold was crossed or reached

8A. Voting rights attached to shares

Class/Type of shares ISIN code(if possible)

Number of direct voting rights (DTR5.1)

Number of indirect voting rights (DTR5.2.1)

% of direct voting rights (DTR5.1)

% of indirect voting rights (DTR5.2.1)

GB00BQ98V038


5464753


3.825870

Sub Total 8.A

5464753

3.825870%

8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))

Type of financial instrument

Expiration date

Exercise/conversion period

Number of voting rights that may be acquired if the instrument is exercised/converted

% of voting rights

Securities Lending

Open


10674247

7.473033

Sub Total 8.B1


10674247

7.473033%

8B2. Financial Instruments with similar economic effect according to (DTR5.3.1R.(1) (b))

Type of financial instrument

Expiration date

Exercise/conversion period

Physical or cash settlement

Number of voting rights

% of voting rights

Swap

21-Jun-2033


Cash

340499

0.238383

Swap

21-Jul-2033


Cash

323185

0.226262

Swap

20-Jun-2033


Cash

85102

0.059580

Swap

13-Jan-2033


Cash

66682

0.046684

Swap

21-Jun-2033


Cash

33779

0.023649

Swap

30-Jun-2031


Cash

26392

0.018477

Swap

21-Jun-2033


Cash

11009

0.007707

Swap

26-Jul-2033


Cash

10097

0.007069

Swap

19-Dec-2025


Cash

10040

0.007029

Swap

20-Jun-2033


Cash

3809

0.002667

Swap

11-Aug-2033


Cash

2386

0.001671

Swap

04-Jan-2033


Cash

1163

0.000814

Sub Total 8.B2


914143

0.639992%

9. Information in relation to the person subject to the notification obligation

2. Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entities (please add additional rows as necessary)

Ultimate controlling person

Name of controlled undertaking

% of voting rights if it equals or is higher than the notifiable threshold

% of voting rights through financial instruments if it equals or is higher than the notifiable threshold

Total of both if it equals or is higher than the notifiable threshold

The Goldman Sachs Group, Inc. (Chain 1)





The Goldman Sachs Group, Inc. (Chain 1)

Goldman Sachs (UK) L.L.C.

3.825870

7.987714

11.813584%

The Goldman Sachs Group, Inc. (Chain 1)

Goldman Sachs Group UK Limited

3.825870

7.987714

11.813584%

The Goldman Sachs Group, Inc. (Chain 1)

Goldman Sachs International

3.825870

7.987714

11.813584%

The Goldman Sachs Group, Inc. (Chain 2)





The Goldman Sachs Group, Inc. (Chain 2)

Goldman Sachs Bank USA




The Goldman Sachs Group, Inc. (Chain 2)

Goldman Sachs Bank Europe SE




10. In case of proxy voting

Name of the proxy holder

 

The number and % of voting rights held

 

The date until which the voting rights will be held

 

11. Additional Information

Please note, the total amount of voting rights have been rounded to 6 decimal places therefore there is a possibility of a rounding error.

General email contact:
gs-regops-emea-position-enquiries@gs.com

12. Date of Completion

15-Sep-2023

13. Place Of Completion

Warsaw

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