Holding(s) in Company

Capricorn Energy PLC
21 August 2023
 

TR-1: Standard form for notification of major holdings

1. Issuer Details

ISIN

GB00BQ98V038

Issuer Name

CAPRICORN ENERGY PLC

UK or Non-UK Issuer

UK

2. Reason for Notification

An acquisition or disposal of financial instruments

3. Details of person subject to the notification obligation

Name

The Goldman Sachs Group, Inc.

City of registered office (if applicable)

Wilmington, Delaware

Country of registered office (if applicable)

USA

4. Details of the shareholder

Name

City of registered office

Country of registered office

Goldman Sachs International

London

United Kingdom

5. Date on which the threshold was crossed or reached

16-Aug-2023

6. Date on which Issuer notified

18-Aug-2023

7. Total positions of person(s) subject to the notification obligation

% of voting rights attached to shares (total of 8.A)

% of voting rights through financial instruments (total of 8.B 1 + 8.B 2)

Total of both in % (8.A + 8.B)

Total number of voting rights held in issuer

Resulting situation on the date on which threshold was crossed or reached

2.275847

8.144947

10.420794

14884732

Position of previous notification (if applicable)

1.023405

9.337749

10.361154


8. Notified details of the resulting situation on the date on which the threshold was crossed or reached

8A. Voting rights attached to shares

Class/Type of shares ISIN code(if possible)

Number of direct voting rights (DTR5.1)

Number of indirect voting rights (DTR5.2.1)

% of direct voting rights (DTR5.1)

% of indirect voting rights (DTR5.2.1)

GB00BQ98V038


3250748


2.275847

Sub Total 8.A

3250748

2.275847%

8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))

Type of financial instrument

Expiration date

Exercise/conversion period

Number of voting rights that may be acquired if the instrument is exercised/converted

% of voting rights

Securities Lending

Open


8737282

6.116965

Sub Total 8.B1


8737282

6.116965%

8B2. Financial Instruments with similar economic effect according to (DTR5.3.1R.(1) (b))

Type of financial instrument

Expiration date

Exercise/conversion period

Physical or cash settlement

Number of voting rights

% of voting rights

Swap

06-Jul-2033


Cash

520232

0.364214

Swap

09-Aug-2033


Cash

475646

0.333000

Swap

25-Jul-2033


Cash

464438

0.325153

Swap

21-Jul-2033


Cash

323185

0.226262

Swap

21-Jun-2033


Cash

274121

0.191912

Swap

11-May-2033


Cash

142027

0.099433

Swap

03-May-2033


Cash

83136

0.058203

Swap

21-Apr-2033


Cash

78490

0.054951

Swap

20-Jun-2033


Cash

71646

0.050159

Swap

13-Apr-2033


Cash

70147

0.049110

Swap

21-Jul-2026


Cash

67072

0.046957

Swap

03-Aug-2033


Cash

30776

0.021547

Swap

11-Nov-2026


Cash

30348

0.021247

Swap

30-Jun-2031


Cash

28692

0.020087

Swap

21-Jun-2033


Cash

28305

0.019816

Swap

02-Aug-2033


Cash

27032

0.018925

Swap

13-Jan-2033


Cash

26690

0.018686

Swap

11-Aug-2033


Cash

22289

0.015604

Swap

20-Jun-2033


Cash

20811

0.014570

Swap

19-Dec-2025


Cash

20519

0.014365

Swap

01-Aug-2033


Cash

16894

0.011828

Swap

04-Aug-2033


Cash

15370

0.010760

Swap

08-Aug-2033


Cash

10531

0.007373

Swap

27-Sep-2024


Cash

10423

0.007297

Swap

26-Jul-2033


Cash

10097

0.007069

Swap

21-Jun-2033


Cash

9182

0.006429

Swap

11-Nov-2026


Cash

7723

0.005407

Swap

15-Jun-2033


Cash

3459

0.002422

Swap

01-Aug-2033


Cash

3298

0.002309

Swap

20-Jun-2033


Cash

2923

0.002047

Swap

04-Jan-2033


Cash

1200

0.000840

Sub Total 8.B2


2896702

2.027982%

9. Information in relation to the person subject to the notification obligation

2. Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entities (please add additional rows as necessary)

Ultimate controlling person

Name of controlled undertaking

% of voting rights if it equals or is higher than the notifiable threshold

% of voting rights through financial instruments if it equals or is higher than the notifiable threshold

Total of both if it equals or is higher than the notifiable threshold

The Goldman Sachs Group, Inc. (Chain 1)





The Goldman Sachs Group, Inc. (Chain 1)

Goldman Sachs (UK) L.L.C.

2.257120

8.012486

10.269606%

The Goldman Sachs Group, Inc. (Chain 1)

Goldman Sachs Group UK Limited

2.257120

8.012486

10.269606%

The Goldman Sachs Group, Inc. (Chain 1)

Goldman Sachs International

2.257120

8.012486

10.269606%

The Goldman Sachs Group, Inc. (Chain 2)





The Goldman Sachs Group, Inc. (Chain 2)

Goldman Sachs Bank USA




The Goldman Sachs Group, Inc. (Chain 2)

Goldman Sachs Bank Europe SE




The Goldman Sachs Group, Inc. (Chain 3)





The Goldman Sachs Group, Inc. (Chain 3)

Goldman Sachs & Co. LLC




10. In case of proxy voting

Name of the proxy holder

 

The number and % of voting rights held

 

The date until which the voting rights will be held

 

11. Additional Information

Please note, the total amount of voting rights have been rounded to 6 decimal places therefore there is a possibility of a rounding error.

General email contact:
gs-regops-emea-position-enquiries@gs.com

12. Date of Completion

18-Aug-2023

13. Place Of Completion

Warsaw

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