Holding(s) in Company

RNS Number : 3932D

Capricorn Energy PLC

19 October 2022

 

TR-1: Standard form for notification of major holdings

1. Issuer Details

ISIN

GB00BN0SMB92

Issuer Name

CAPRICORN ENERGY PLC

UK or Non-UK Issuer

UK

2. Reason for Notification

An acquisition or disposal of voting rights

3. Details of person subject to the notification obligation

Name

Bank of America Corporation

City of registered office (if applicable)

Country of registered office (if applicable)

US

Name	City of registered office	Country of registered office
Merrill Lynch International	London	United Kingdom

4. Details of the shareholder

Full name of shareholder(s) if different from the person(s) subject to the notification obligation, above

City of registered office (if applicable)

Country of registered office (if applicable)

5. Date on which the threshold was crossed or reached

17-Oct-2022

6. Date on which Issuer notified

18-Oct-2022

7. Total positions of person(s) subject to the notification obligation

	% of voting rights attached to shares (total of 8.A)	% of voting rights through financial instruments (total of 8.B 1 + 8.B 2)	Total of both in % (8.A + 8.B)	Total number of voting rights held in issuer
Resulting situation on the date on which threshold was crossed or reached	6.022870	11.397291	17.420161	54886133
Position of previous notification (if applicable)	5.855391	11.548895	17.404286

8. Notified details of the resulting situation on the date on which the threshold was crossed or reached

8A. Voting rights attached to shares

Class/Type of shares ISIN code(if possible)	Number of direct voting rights (DTR5.1)	Number of indirect voting rights (DTR5.2.1)	% of direct voting rights (DTR5.1)	% of indirect voting rights (DTR5.2.1)
GB00BN0SMB92		18976403		6.022870
Sub Total 8.A	18976403		6.022870%

8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))

Type of financial instrument	Expiration date	Exercise/conversion period	Number of voting rights that may be acquired if the instrument is exercised/converted	% of voting rights
Right to Recall	N/A	N/A	2628027	0.834102
Sub Total 8.B1			2628027	0.834102%

8B2. Financial Instruments with similar economic effect according to (DTR5.3.1R.(1) (b))

Type of financial instrument	Expiration date	Exercise/conversion period	Physical or cash settlement	Number of voting rights	% of voting rights
Swaps	10/07/2023	N/A	Cash	33256	0.010555
Swaps	16/11/2022	N/A	Cash	6491	0.002060
Swaps	31/07/2024	N/A	Cash	308101	0.097787
Swaps	31/01/2023	N/A	Cash	77779	0.024686
Swaps	31/10/2023	N/A	Cash	243	0.000077
Swaps	04/01/2023	N/A	Cash	13469884	4.275171
Swaps	17/05/2023	N/A	Cash	2418465	0.767590
Swaps	21/10/2022	N/A	Cash	2502814	0.794361
Swaps	03/05/2023	N/A	Cash	10307596	3.271500
Swaps	23/10/2023	N/A	Cash	3810	0.001209
Swaps	15/10/2027	N/A	Cash	26283	0.008342
Swaps	02/08/2023	N/A	Cash	1808000	0.573836
Swaps	23/01/2023	N/A	Cash	2317421	0.735520
Swaps	15/04/2024	N/A	Cash	1560	0.000495
Sub Total 8.B2				33281703	10.563189%

9. Information in relation to the person subject to the notification obligation

2. Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entities (please add additional rows as necessary)

Ultimate controlling person	Name of controlled undertaking	% of voting rights if it equals or is higher than the notifiable threshold	% of voting rights through financial instruments if it equals or is higher than the notifiable threshold	Total of both if it equals or is higher than the notifiable threshold
Bank of America Corporation	Merrill Lynch International	6.022810	7.127956	13.150766%
Bank of America Corporation	BofA Securities Europe SA
Bank of America Corporation	Bank of America, National Association		4.268304	4.268304%

10. In case of proxy voting

Name of the proxy holder

The number and % of voting rights held

The date until which the voting rights will be held

11. Additional Information

12. Date of Completion

18-Oct-2022

13. Place Of Completion

United Kingdom

 

END

 

 

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