Holding(s) in Company

RNS Number : 2444D
Capricorn Energy PLC
18 October 2022
 

TR-1: Standard form for notification of major holdings

1. Issuer Details

ISIN

GB00BN0SMB92

Issuer Name

CAPRICORN ENERGY PLC

UK or Non-UK Issuer

UK

2. Reason for Notification

An acquisition or disposal of voting rights

3. Details of person subject to the notification obligation

Name

The Goldman Sachs Group, Inc.

City of registered office (if applicable)

Wilmington, Delaware

Country of registered office (if applicable)

USA

4. Details of the shareholder

Name

City of registered office

Country of registered office

Goldman Sachs International

London

United Kingdom

5. Date on which the threshold was crossed or reached

13-Oct-2022

6. Date on which Issuer notified

17-Oct-2022

7. Total positions of person(s) subject to the notification obligation

% of voting rights attached to shares (total of 8.A)

% of voting rights through financial instruments (total of 8.B 1 + 8.B 2)

Total of both in % (8.A + 8.B)

Total number of voting rights held in issuer

Resulting situation on the date on which threshold was crossed or reached

10.135921

3.366153

13.502074

42541319

Position of previous notification (if applicable)

10.188002

3.547384

13.735386


8. Notified details of the resulting situation on the date on which the threshold was crossed or reached

8A. Voting rights attached to shares

Class/Type of shares ISIN code(if possible)

Number of direct voting rights (DTR5.1)

Number of indirect voting rights (DTR5.2.1)

% of direct voting rights (DTR5.1)

% of indirect voting rights (DTR5.2.1)

GB00BN0SMB92


31935495


10.135921

Sub Total 8.A

31935495

10.135921%

8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))

Type of financial instrument

Expiration date

Exercise/conversion period

Number of voting rights that may be acquired if the instrument is exercised/converted

% of voting rights

Securities Lending

Open


606760

0.192578

Sub Total 8.B1


606760

0.192578%

8B2. Financial Instruments with similar economic effect according to (DTR5.3.1R.(1) (b))

Type of financial instrument

Expiration date

Exercise/conversion period

Physical or cash settlement

Number of voting rights

% of voting rights

Swap

22-Mar-2023


Cash

5185793

1.645905

Swap

27-Feb-2023


Cash

4530244

1.437842

Swap

06-Oct-2032


Cash

221315

0.070243

Swap

06-Oct-2032


Cash

33793

0.010725

Swap

06-Oct-2032


Cash

18906

0.006000

Swap

24-Feb-2032


Cash

8713

0.002765

Swap

30-Jun-2031


Cash

300

0.000095

Sub Total 8.B2


9999064

3.173575%

9. Information in relation to the person subject to the notification obligation

2. Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entities (please add additional rows as necessary)

Ultimate controlling person

Name of controlled undertaking

% of voting rights if it equals or is higher than the notifiable threshold

% of voting rights through financial instruments if it equals or is higher than the notifiable threshold

Total of both if it equals or is higher than the notifiable threshold

The Goldman Sachs Group, Inc. (Chain 1)





The Goldman Sachs Group, Inc. (Chain 1)

Goldman Sachs (UK) L.L.C.

9.977498

3.366154

13.343652%

The Goldman Sachs Group, Inc. (Chain 1)

Goldman Sachs Group UK Limited

9.977498

3.366154

13.343652%

The Goldman Sachs Group, Inc. (Chain 1)

Goldman Sachs International

9.977498

3.366154

13.343652%

The Goldman Sachs Group, Inc. (Chain 2)





The Goldman Sachs Group, Inc. (Chain 2)

GSAM Holdings LLC




The Goldman Sachs Group, Inc. (Chain 2)

Goldman Sachs Asset Management, L.P.




The Goldman Sachs Group, Inc. (Chain 3)





The Goldman Sachs Group, Inc. (Chain 3)

NNIP Holdings LLC




The Goldman Sachs Group, Inc. (Chain 3)

NNIP UK Holdings I Ltd




The Goldman Sachs Group, Inc. (Chain 3)

NNIP UK Holdings II Ltd




The Goldman Sachs Group, Inc. (Chain 3)

NNIP Holdings I B.V. / NNIP Holdings II B.V.




The Goldman Sachs Group, Inc. (Chain 3)

NN Investment Partners Holdings B.V.




The Goldman Sachs Group, Inc. (Chain 4)





The Goldman Sachs Group, Inc. (Chain 4)

Goldman Sachs & Co. LLC




10. In case of proxy voting

Name of the proxy holder

 

The number and % of voting rights held

 

The date until which the voting rights will be held

 

11. Additional Information

Please note, the total amount of voting rights have been rounded to 6 decimal places therefore there is a possibility of a rounding error.

General email contact:
gs-regops-emea-position-enquiries@gs.com

12. Date of Completion

17-Oct-2022

13. Place Of Completion

Warsaw

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END
 
 
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