Holding(s) in Company

RNS Number : 1370G
Capricorn Energy PLC
11 November 2022
 

TR-1: Standard form for notification of major holdings

1. Issuer Details

ISIN

GB00BN0SMB92

Issuer Name

CAPRICORN ENERGY PLC

UK or Non-UK Issuer

UK

2. Reason for Notification

An acquisition or disposal of financial instruments

3. Details of person subject to the notification obligation

Name

Bank of America Corporation

City of registered office (if applicable)

 

Country of registered office (if applicable)

US

4. Details of the shareholder

Name

City of registered office

Country of registered office

MERRILL LYNCH INTERNATIONAL

London

United Kingdom

5. Date on which the threshold was crossed or reached

08-Nov-2022

6. Date on which Issuer notified

10-Nov-2022

7. Total positions of person(s) subject to the notification obligation

% of voting rights attached to shares (total of 8.A)

% of voting rights through financial instruments (total of 8.B 1 + 8.B 2)

Total of both in % (8.A + 8.B)

Total number of voting rights held in issuer

Resulting situation on the date on which threshold was crossed or reached

4.384334

8.752226

13.136560

41389685

Position of previous notification (if applicable)

4.388389

8.025027

12.413416


8. Notified details of the resulting situation on the date on which the threshold was crossed or reached

8A. Voting rights attached to shares

Class/Type of shares ISIN code(if possible)

Number of direct voting rights (DTR5.1)

Number of indirect voting rights (DTR5.2.1)

% of direct voting rights (DTR5.1)

% of indirect voting rights (DTR5.2.1)

GB00BN0SMB92


13813827


4.384334

Sub Total 8.A

13813827

4.384334%

8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))

Type of financial instrument

Expiration date

Exercise/conversion period

Number of voting rights that may be acquired if the instrument is exercised/converted

% of voting rights

Right to Recall

N/A

N/A

1493218

0.473928

Sub Total 8.B1


1493218

0.473928%

8B2. Financial Instruments with similar economic effect according to (DTR5.3.1R.(1) (b))

Type of financial instrument

Expiration date

Exercise/conversion period

Physical or cash settlement

Number of voting rights

% of voting rights

Swaps

10/07/2023

N/A

Cash

43261

0.013730

Swaps

31/07/2024

N/A

Cash

28938

0.009185

Swaps

04/01/2023

N/A

Cash

13469884

4.275171

Swaps

17/05/2023

N/A

Cash

2418465

0.767590

Swaps

23/01/2023

N/A

Cash

4634842

1.471040

Swaps

21/11/2022

N/A

Cash

2502814

0.794361

Swaps

03/05/2023

N/A

Cash

894680

0.283960

Swaps

16/11/2022

N/A

Cash

25478

0.008086

Swaps

31/01/2023

N/A

Cash

142575

0.045251

Swaps

31/08/2023

N/A

Cash

14676

0.004658

Swaps

15/10/2027

N/A

Cash

26283

0.008342

Swaps

02/08/2023

N/A

Cash

1808000

0.573836

Swaps

29/06/2023

N/A

Cash

13350

0.004237

Swaps

13/06/2023

N/A

Cash

54632

0.017340

Swaps

31/10/2023

N/A

Cash

816

0.000259

Swaps

08/05/2024

N/A

Cash

3946

0.001252

Sub Total 8.B2


26082640

8.278298%

9. Information in relation to the person subject to the notification obligation

2. Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entities (please add additional rows as necessary)

Ultimate controlling person

Name of controlled undertaking

% of voting rights if it equals or is higher than the notifiable threshold

% of voting rights through financial instruments if it equals or is higher than the notifiable threshold

Total of both if it equals or is higher than the notifiable threshold

Bank of America Corporation

Bank of America, NA


3.421451

3.421451%

Bank of America Corporation

Bank of America Securities Europe SA




Bank of America Corporation

Merrill Lynch International

4.384334

5.330773

9.715106%

10. In case of proxy voting

Name of the proxy holder

 

The number and % of voting rights held

 

The date until which the voting rights will be held

 

11. Additional Information

 

12. Date of Completion

10-Nov-2022

13. Place Of Completion

United Kingdom

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