Holding(s) in Company

RNS Number : 4207F
Capricorn Energy PLC
04 November 2022
 

TR-1: Standard form for notification of major holdings

1. Issuer Details

ISIN

GB00BN0SMB92

Issuer Name

CAPRICORN ENERGY PLC

UK or Non-UK Issuer

UK

2. Reason for Notification

An acquisition or disposal of financial instruments

3. Details of person subject to the notification obligation

Name

The Goldman Sachs Group, Inc.

City of registered office (if applicable)

Wilmington, Delaware

Country of registered office (if applicable)

USA

4. Details of the shareholder

Name

City of registered office

Country of registered office

Goldman Sachs International

London

United Kingdom

5. Date on which the threshold was crossed or reached

02-Nov-2022

6. Date on which Issuer notified

04-Nov-2022

7. Total positions of person(s) subject to the notification obligation

% of voting rights attached to shares (total of 8.A)

% of voting rights through financial instruments (total of 8.B 1 + 8.B 2)

Total of both in % (8.A + 8.B)

Total number of voting rights held in issuer

Resulting situation on the date on which threshold was crossed or reached

0.237971

14.127392

14.365363

45261301

Position of previous notification (if applicable)

0.508031

13.787663

14.295694


8. Notified details of the resulting situation on the date on which the threshold was crossed or reached

8A. Voting rights attached to shares

Class/Type of shares ISIN code(if possible)

Number of direct voting rights (DTR5.1)

Number of indirect voting rights (DTR5.2.1)

% of direct voting rights (DTR5.1)

% of indirect voting rights (DTR5.2.1)

GB00BN0SMB92


749782


0.237971

Sub Total 8.A

749782

0.237971%

8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))

Type of financial instrument

Expiration date

Exercise/conversion period

Number of voting rights that may be acquired if the instrument is exercised/converted

% of voting rights

Securities Lending

Open


34316065

10.891484

Sub Total 8.B1


34316065

10.891484%

8B2. Financial Instruments with similar economic effect according to (DTR5.3.1R.(1) (b))

Type of financial instrument

Expiration date

Exercise/conversion period

Physical or cash settlement

Number of voting rights

% of voting rights

Swap

22-Mar-2023


Cash

5187109

1.646323

Swap

27-Feb-2023


Cash

4531273

1.438169

Swap

06-Oct-2032


Cash

309238

0.098148

Swap

01-Nov-2032


Cash

75364

0.023920

Swap

06-Oct-2032


Cash

42756

0.013570

Swap

06-Oct-2032


Cash

27364

0.008685

Swap

27-Sep-2024


Cash

21050

0.006681

Swap

30-Jun-2031


Cash

1000

0.000317

Swap

01-Nov-2032


Cash

300

0.000095

Sub Total 8.B2


10195454

3.235908%

9. Information in relation to the person subject to the notification obligation

2. Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entities (please add additional rows as necessary)

Ultimate controlling person

Name of controlled undertaking

% of voting rights if it equals or is higher than the notifiable threshold

% of voting rights through financial instruments if it equals or is higher than the notifiable threshold

Total of both if it equals or is higher than the notifiable threshold

The Goldman Sachs Group, Inc. (Chain 1)





The Goldman Sachs Group, Inc. (Chain 1)

Goldman Sachs (UK) L.L.C.

0.081678

14.127392

14.209070%

The Goldman Sachs Group, Inc. (Chain 1)

Goldman Sachs Group UK Limited

0.081678

14.127392

14.209070%

The Goldman Sachs Group, Inc. (Chain 1)

Goldman Sachs International

0.081678

14.127392

14.209070%

The Goldman Sachs Group, Inc. (Chain 2)





The Goldman Sachs Group, Inc. (Chain 2)

GSAM Holdings LLC




The Goldman Sachs Group, Inc. (Chain 2)

Goldman Sachs Asset Management, L.P.




The Goldman Sachs Group, Inc. (Chain 3)





The Goldman Sachs Group, Inc. (Chain 3)

NNIP Holdings LLC




The Goldman Sachs Group, Inc. (Chain 3)

NNIP UK Holdings I Ltd




The Goldman Sachs Group, Inc. (Chain 3)

NNIP UK Holdings II Ltd




The Goldman Sachs Group, Inc. (Chain 3)

NNIP Holdings I B.V. / NNIP Holdings II B.V.




The Goldman Sachs Group, Inc. (Chain 3)

NN Investment Partners Holdings B.V.




10. In case of proxy voting

Name of the proxy holder

 

The number and % of voting rights held

 

The date until which the voting rights will be held

 

11. Additional Information

Please note, the total amount of voting rights have been rounded to 6 decimal places therefore there is a possibility of a rounding error.

General email contact:
gs-regops-emea-position-enquiries@gs.com

12. Date of Completion

04-Nov-2022

13. Place Of Completion

Paris

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