Holding(s) in Company

RNS Number : 4177I

Capricorn Energy PLC

02 December 2022

 

TR-1: Standard form for notification of major holdings

1. Issuer Details

ISIN

GB00BN0SMB92

Issuer Name

CAPRICORN ENERGY PLC

UK or Non-UK Issuer

UK

2. Reason for Notification

An acquisition or disposal of financial instruments

3. Details of person subject to the notification obligation

Name

The Goldman Sachs Group, Inc.

City of registered office (if applicable)

Wilmington, Delaware

Country of registered office (if applicable)

USA

4. Details of the shareholder

Name	City of registered office	Country of registered office
Goldman Sachs International	London	United Kingdom

5. Date on which the threshold was crossed or reached

29-Nov-2022

6. Date on which Issuer notified

01-Dec-2022

7. Total positions of person(s) subject to the notification obligation

	% of voting rights attached to shares (total of 8.A)	% of voting rights through financial instruments (total of 8.B 1 + 8.B 2)	Total of both in % (8.A + 8.B)	Total number of voting rights held in issuer
Resulting situation on the date on which threshold was crossed or reached	0.166408	10.847144	11.013552	34700657
Position of previous notification (if applicable)	0.166408	13.978244	14.144652

8. Notified details of the resulting situation on the date on which the threshold was crossed or reached

8A. Voting rights attached to shares

Class/Type of shares ISIN code(if possible)	Number of direct voting rights (DTR5.1)	Number of indirect voting rights (DTR5.2.1)	% of direct voting rights (DTR5.1)	% of indirect voting rights (DTR5.2.1)
GB00BN0SMB92		524305		0.166408
Sub Total 8.A	524305		0.166408%

8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))

Type of financial instrument	Expiration date	Exercise/conversion period	Number of voting rights that may be acquired if the instrument is exercised/converted	% of voting rights
Securities Lending	Open		22997277	7.299044
Sub Total 8.B1			22997277	7.299044%

8B2. Financial Instruments with similar economic effect according to (DTR5.3.1R.(1) (b))

Type of financial instrument	Expiration date	Exercise/conversion period	Physical or cash settlement	Number of voting rights	% of voting rights
Swap	22-Mar-2023		Cash	5183569	1.645199
Swap	27-Feb-2023		Cash	4528296	1.437224
Swap	01-Nov-2032		Cash	465535	0.147755
Swap	06-Oct-2032		Cash	414104	0.131431
Swap	29-Nov-2032		Cash	249947	0.079330
Swap	29-Nov-2032		Cash	157523	0.049996
Swap	06-Oct-2032		Cash	56894	0.018058
Swap	06-Oct-2032		Cash	37405	0.011872
Swap	30-Jun-2031		Cash	32293	0.010250
Swap	27-Sep-2024		Cash	21081	0.006691
Swap	17-Nov-2032		Cash	17630	0.005596
Swap	01-Nov-2032		Cash	5299	0.001682
Swap	08-Nov-2032		Cash	5277	0.001675
Swap	24-Nov-2025		Cash	2878	0.000914
Swap	15-Dec-2026		Cash	1344	0.000427
Sub Total 8.B2				11179075	3.548100%

9. Information in relation to the person subject to the notification obligation

2. Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entities (please add additional rows as necessary)

Ultimate controlling person	Name of controlled undertaking	% of voting rights if it equals or is higher than the notifiable threshold	% of voting rights through financial instruments if it equals or is higher than the notifiable threshold	Total of both if it equals or is higher than the notifiable threshold
The Goldman Sachs Group, Inc. (Chain 1)
The Goldman Sachs Group, Inc. (Chain 1)	Goldman Sachs (UK) L.L.C.	0.000000	10.847141	10.847141%
The Goldman Sachs Group, Inc. (Chain 1)	Goldman Sachs Group UK Limited	0.000000	10.847141	10.847141%
The Goldman Sachs Group, Inc. (Chain 1)	Goldman Sachs International	0.000000	10.847141	10.847141%
The Goldman Sachs Group, Inc. (Chain 2)
The Goldman Sachs Group, Inc. (Chain 2)	GSAM Holdings LLC
The Goldman Sachs Group, Inc. (Chain 2)	Goldman Sachs Asset Management, L.P.
The Goldman Sachs Group, Inc. (Chain 3)
The Goldman Sachs Group, Inc. (Chain 3)	NNIP Holdings LLC
The Goldman Sachs Group, Inc. (Chain 3)	NNIP UK Holdings I Ltd
The Goldman Sachs Group, Inc. (Chain 3)	NNIP UK Holdings II Ltd
The Goldman Sachs Group, Inc. (Chain 3)	NNIP Holdings I B.V. / NNIP Holdings II B.V.
The Goldman Sachs Group, Inc. (Chain 3)	NN Investment Partners Holdings B.V.
The Goldman Sachs Group, Inc. (Chain 4)
The Goldman Sachs Group, Inc. (Chain 4)	Goldman Sachs & Co. LLC

10. In case of proxy voting

Name of the proxy holder

The number and % of voting rights held

The date until which the voting rights will be held

11. Additional Information

Please note, the total amount of voting rights have been rounded to 6 decimal places therefore there is a possibility of a rounding error.

General email contact:
[e-mail]

12. Date of Completion

01-Dec-2022

13. Place Of Completion

Paris

 

END

 

 

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