Holding(s) in Company

RNS Number : 8129H
Capricorn Energy PLC
28 November 2022
 

TR-1: Standard form for notification of major holdings

1. Issuer Details

ISIN

GB00BN0SMB92

Issuer Name

CAPRICORN ENERGY PLC

UK or Non-UK Issuer

UK

2. Reason for Notification

An acquisition or disposal of financial instruments

3. Details of person subject to the notification obligation

Name

The Goldman Sachs Group, Inc.

City of registered office (if applicable)

Wilmington, Delaware

Country of registered office (if applicable)

USA

4. Details of the shareholder

Name

City of registered office

Country of registered office

Goldman Sachs International

London

United Kingdom

5. Date on which the threshold was crossed or reached

24-Nov-2022

6. Date on which Issuer notified

28-Nov-2022

7. Total positions of person(s) subject to the notification obligation

% of voting rights attached to shares (total of 8.A)

% of voting rights through financial instruments (total of 8.B 1 + 8.B 2)

Total of both in % (8.A + 8.B)

Total number of voting rights held in issuer

Resulting situation on the date on which threshold was crossed or reached

0.166408

13.978244

14.144652

44565898

Position of previous notification (if applicable)

0.237971

14.127392

14.365363


8. Notified details of the resulting situation on the date on which the threshold was crossed or reached

8A. Voting rights attached to shares

Class/Type of shares ISIN code(if possible)

Number of direct voting rights (DTR5.1)

Number of indirect voting rights (DTR5.2.1)

% of direct voting rights (DTR5.1)

% of indirect voting rights (DTR5.2.1)

GB00BN0SMB92


524305


0.166408

Sub Total 8.A

524305

0.166408%

8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))

Type of financial instrument

Expiration date

Exercise/conversion period

Number of voting rights that may be acquired if the instrument is exercised/converted

% of voting rights

Securities Lending

Open


33193237

10.535113

Sub Total 8.B1


33193237

10.535113%

8B2. Financial Instruments with similar economic effect according to (DTR5.3.1R.(1) (b))

Type of financial instrument

Expiration date

Exercise/conversion period

Physical or cash settlement

Number of voting rights

% of voting rights

Swap

22-Mar-2023


Cash

5182070

1.644723

Swap

27-Feb-2023


Cash

4527105

1.436846

Swap

06-Oct-2032


Cash

483140

0.153343

Swap

01-Nov-2032


Cash

442224

0.140356

Swap

06-Oct-2032


Cash

66372

0.021066

Swap

06-Oct-2032


Cash

44020

0.013971

Swap

08-Nov-2032


Cash

32025

0.010164

Swap

30-Jun-2031


Cash

28694

0.009107

Swap

27-Sep-2024


Cash

21052

0.006682

Swap

17-Nov-2032


Cash

10737

0.003408

Swap

01-Nov-2032


Cash

6697

0.002126

Swap

24-Nov-2025


Cash

2878

0.000913

Swap

15-Dec-2026


Cash

1342

0.000426

Sub Total 8.B2


10848356

3.443131%

9. Information in relation to the person subject to the notification obligation

2. Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entities (please add additional rows as necessary)

Ultimate controlling person

Name of controlled undertaking

% of voting rights if it equals or is higher than the notifiable threshold

% of voting rights through financial instruments if it equals or is higher than the notifiable threshold

Total of both if it equals or is higher than the notifiable threshold

The Goldman Sachs Group, Inc. (Chain 1)





The Goldman Sachs Group, Inc. (Chain 1)

Goldman Sachs (UK) L.L.C.

0.000000

13.978244

13.978244%

The Goldman Sachs Group, Inc. (Chain 1)

Goldman Sachs Group UK Limited

0.000000

13.978244

13.978244%

The Goldman Sachs Group, Inc. (Chain 1)

Goldman Sachs International

0.000000

13.978244

13.978244%

The Goldman Sachs Group, Inc. (Chain 2)





The Goldman Sachs Group, Inc. (Chain 2)

GSAM Holdings LLC




The Goldman Sachs Group, Inc. (Chain 2)

Goldman Sachs Asset Management, L.P.




The Goldman Sachs Group, Inc. (Chain 3)





The Goldman Sachs Group, Inc. (Chain 3)

NNIP Holdings LLC




The Goldman Sachs Group, Inc. (Chain 3)

NNIP UK Holdings I Ltd




The Goldman Sachs Group, Inc. (Chain 3)

NNIP UK Holdings II Ltd




The Goldman Sachs Group, Inc. (Chain 3)

NNIP Holdings I B.V. / NNIP Holdings II B.V.




The Goldman Sachs Group, Inc. (Chain 3)

NN Investment Partners Holdings B.V.




The Goldman Sachs Group, Inc. (Chain 4)





The Goldman Sachs Group, Inc. (Chain 4)

Goldman Sachs & Co. LLC




10. In case of proxy voting

Name of the proxy holder

 

The number and % of voting rights held

 

The date until which the voting rights will be held

 

11. Additional Information

Please note, the total amount of voting rights have been rounded to 6 decimal places therefore there is a possibility of a rounding error.

General email contact:
gs-regops-emea-position-enquiries@gs.com

12. Date of Completion

28-Nov-2022

13. Place Of Completion

London

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