Holding(s) in Company

RNS Number : 7539B
Capricorn Energy PLC
04 October 2022
 

TR-1: Standard form for notification of major holdings

1. Issuer Details

ISIN

GB00BN0SMB92

Issuer Name

CAPRICORN ENERGY PLC

UK or Non-UK Issuer

UK

2. Reason for Notification

An acquisition or disposal of voting rights; An acquisition or disposal of financial instruments

3. Details of person subject to the notification obligation

Name

Bank of America Corporation

City of registered office (if applicable)

 

Country of registered office (if applicable)

US

4. Details of the shareholder

Name

City of registered office

Country of registered office

Merrill Lynch International

London

United Kingdom

5. Date on which the threshold was crossed or reached

30-Sep-2022

6. Date on which Issuer notified

04-Oct-2022

7. Total positions of person(s) subject to the notification obligation

% of voting rights attached to shares (total of 8.A)

% of voting rights through financial instruments (total of 8.B 1 + 8.B 2)

Total of both in % (8.A + 8.B)

Total number of voting rights held in issuer

Resulting situation on the date on which threshold was crossed or reached

5.765903

9.561780

15.327683

48293314

Position of previous notification (if applicable)

5.489333

9.319698

14.809031


8. Notified details of the resulting situation on the date on which the threshold was crossed or reached

8A. Voting rights attached to shares

Class/Type of shares ISIN code(if possible)

Number of direct voting rights (DTR5.1)

Number of indirect voting rights (DTR5.2.1)

% of direct voting rights (DTR5.1)

% of indirect voting rights (DTR5.2.1)

GB00BN0SMB92


18166771


5.765903

Sub Total 8.A

18166771

5.765903%

8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))

Type of financial instrument

Expiration date

Exercise/conversion period

Number of voting rights that may be acquired if the instrument is exercised/converted

% of voting rights

Right to Recall

N/A

N/A

5341469

1.695315

Sub Total 8.B1


5341469

1.695315%

8B2. Financial Instruments with similar economic effect according to (DTR5.3.1R.(1) (b))

Type of financial instrument

Expiration date

Exercise/conversion period

Physical or cash settlement

Number of voting rights

% of voting rights

Swaps

16/11/2022

N/A

Cash

3899

0.001237

Swaps

31/07/2024

N/A

Cash

285055

0.090473

Swaps

21/10/2022

N/A

Cash

2502814

0.794361

Swaps

03/05/2023

N/A

Cash

10307596

3.271500

Swaps

04/01/2023

N/A

Cash

6734942

2.137585

Swaps

23/01/2023

N/A

Cash

707714

0.224619

Swaps

17/05/2023

N/A

Cash

2418465

0.767590

Swaps

02/08/2023

N/A

Cash

1808000

0.573836

Swaps

31/08/2023

N/A

Cash

10695

0.003394

Swaps

23/10/2023

N/A

Cash

5773

0.001832

Swaps

02/04/2024

N/A

Cash

121

0.000038

Sub Total 8.B2


24785074

7.866465%

9. Information in relation to the person subject to the notification obligation

2. Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entities (please add additional rows as necessary)

Ultimate controlling person

Name of controlled undertaking

% of voting rights if it equals or is higher than the notifiable threshold

% of voting rights through financial instruments if it equals or is higher than the notifiable threshold

Total of both if it equals or is higher than the notifiable threshold

Bank of America Corporation

Merrill Lynch International

5.765903

7.437420

13.203323%

Bank of America Corporation

BofA Securities Europe SA




Bank of America Corporation

Bank of America, National Association




10. In case of proxy voting

Name of the proxy holder

 

The number and % of voting rights held

 

The date until which the voting rights will be held

 

11. Additional Information

 

12. Date of Completion

04-Oct-2022

13. Place Of Completion

United Kingdom

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