Holding(s) in Company

RNS Number : 0103E
Capricorn Energy PLC
25 October 2022
 

TR-1: Standard form for notification of major holdings

1. Issuer Details

ISIN

GB00BN0SMB92

Issuer Name

CAPRICORN ENERGY PLC

UK or Non-UK Issuer

UK

2. Reason for Notification

An acquisition or disposal of voting rights; An acquisition or disposal of financial instruments

3. Details of person subject to the notification obligation

Name

Bank of America Corporation

City of registered office (if applicable)

 

Country of registered office (if applicable)

US

4. Details of the shareholder

Name

City of registered office

Country of registered office

Merrill Lynch International

London

United Kingdom

5. Date on which the threshold was crossed or reached

20-Oct-2022

6. Date on which Issuer notified

24-Oct-2022

7. Total positions of person(s) subject to the notification obligation

% of voting rights attached to shares (total of 8.A)

% of voting rights through financial instruments (total of 8.B 1 + 8.B 2)

Total of both in % (8.A + 8.B)

Total number of voting rights held in issuer

Resulting situation on the date on which threshold was crossed or reached

4.705834

7.712703

12.418537

39127392

Position of previous notification (if applicable)

3.909520

11.516356

15.425876


8. Notified details of the resulting situation on the date on which the threshold was crossed or reached

8A. Voting rights attached to shares

Class/Type of shares ISIN code(if possible)

Number of direct voting rights (DTR5.1)

Number of indirect voting rights (DTR5.2.1)

% of direct voting rights (DTR5.1)

% of indirect voting rights (DTR5.2.1)

GB00BN0SMB92


14826787


4.705834

Sub Total 8.A

14826787

4.705834%

8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))

Type of financial instrument

Expiration date

Exercise/conversion period

Number of voting rights that may be acquired if the instrument is exercised/converted

% of voting rights

Right to Recall



368233

0.116872

Sub Total 8.B1


368233

0.116872%

8B2. Financial Instruments with similar economic effect according to (DTR5.3.1R.(1) (b))

Type of financial instrument

Expiration date

Exercise/conversion period

Physical or cash settlement

Number of voting rights

% of voting rights

Swaps

10/07/2023

N/A

Cash

43261

0.013730

Swaps

16/11/2022

N/A

Cash

3991

0.001267

Swaps

31/07/2024

N/A

Cash

311753

0.098946

Swaps

31/01/2023

N/A

Cash

124362

0.039471

Swaps

04/01/2023

N/A

Cash

13469884

4.275171

Swaps

17/05/2023

N/A

Cash

2418465

0.767590

Swaps

21/10/2022

N/A

Cash

2502814

0.794361

Swaps

03/05/2023

N/A

Cash

894680

0.283960

Swaps

15/10/2027

N/A

Cash

26283

0.008342

Swaps

02/08/2023

N/A

Cash

1808000

0.573836

Swaps

23/01/2023

N/A

Cash

2317421

0.735520

Swaps

31/08/2023

N/A

Cash

5671

0.001800

Swaps

29/06/2023

N/A

Cash

4502

0.001429

Swaps

19/04/2024

N/A

Cash

1024

0.000325

Swaps

31/10/2023

N/A

Cash

261

0.000083

Sub Total 8.B2


23932372

7.595831%

9. Information in relation to the person subject to the notification obligation

2. Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entities (please add additional rows as necessary)

Ultimate controlling person

Name of controlled undertaking

% of voting rights if it equals or is higher than the notifiable threshold

% of voting rights through financial instruments if it equals or is higher than the notifiable threshold

Total of both if it equals or is higher than the notifiable threshold

Bank of America Corporation

Merrill Lynch International

4.704610

4.936284

9.640894%

Bank of America Corporation

BofA Securities Europe SA




Bank of America Corporation

Bank of America, National Association




10. In case of proxy voting

Name of the proxy holder

 

The number and % of voting rights held

 

The date until which the voting rights will be held

 

11. Additional Information

 

12. Date of Completion

24-Oct-2022

13. Place Of Completion

United Kingdom

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