Director/PDMR Shareholding

RNS Number : 4592V

Brooks Macdonald Group PLC

03 November 2017

 

Brooks Macdonald Group plc

(the "Company")

Director/PDMR shareholding

The Company has received notice that certain employees, PDMRs and PCAs have transacted in ordinary shares of 1p each in the Company ("Ordinary Shares").

The Company has received notice that, on 31 October 2017, certain employees and one PDMR exercised options over a total of 10,586 Ordinary Shares in accordance with the rules, and due to the maturation, of the Company Share Option Plan ("CSOP"). Pursuant to the exercise of these options, the Company has made an application to the London Stock Exchange for 10,586 new Ordinary Shares to be admitted to trading on AIM ("Admission"). It is expected that Admission will become effective on 6 November 2017.

The Company has also received notice that, on 31 October 2017, certain employees and PDMRs exercised options over a total of 38,753 Ordinary Shares under the Company's existing Long Term Incentive Scheme ("LTIS") Award. No new Ordinary Shares have been issued to satisfy the LTIS awards. Following the exercise of options, the Brooks Macdonald Group Employee Benefit Trust (the "EBT") has transferred 38,753 Ordinary Shares to satisfy the awards. Following this transfer the EBT now holds 196,930 Ordinary Shares, representing 1.43% of the Company's current voting rights.

Following this notification, the Company has 13,815,263 Ordinary Shares in issue.

Template for notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them

1	Details of the person discharging managerial responsibilities / person closely associated
a)	Name	Simon Jackson
2	Reason for the notification
a)	Position/status	Finance Director
b)	Initial notification / Amendment	Initial notification
3	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Name	Brooks Macdonald Group plc
b)	LEI	213800WRDF8LB8MIEX37
4	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument	Options over 2,067 Ordinary Shares
	Identification code
b)	Nature of the transaction	Exercise of options over a total of 2,067 Ordinary Shares under the Company's existing CSOP
c)	Price(s) and volume(s)
				Exercise Price	Volume
				£13.805	2,067
d)	Aggregated information
	- Aggregated volume	Exercise Price Volume £13.805  2,067
	- Price
e)	Date of the transaction	31 October 2017
f)	Place of the transaction	London Stock Exchange, AIM Market (XLON)

4	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument	Options over 10,991 Ordinary Shares
	Identification code
b)	Nature of the transaction	Exercise of options over a total of 10,991 ordinary shares under the Company's existing LTIS.
c)	Price(s) and volume(s)
				Exercise Price	Volume
				£0.01	10,991
d)	Aggregated information
	- Aggregated volume	Exercise Price Volume £0.01  10,991
	- Price
e)	Date of the transaction	31 October 2017
f)	Place of the transaction	London Stock Exchange, AIM Market (XLON)

4	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument	Ordinary Shares of 1p each
	Identification code
b)	Nature of the transaction	Simon Jackson has sold 24,136 Ordinary Shares from his share account
c)	Price(s) and volume(s)
				Price	Volume
				£19.55175	24,136
d)	Aggregated information
	- Aggregated volume	Price Volume £19.55175  24,136
	- Price
e)	Date of the transaction	31 October 2017
f)	Place of the transaction	London Stock Exchange, AIM Market (XLON)

1	Details of the person discharging managerial responsibilities / person closely associated
a)	Name	Sally Jackson
2	Reason for the notification
a)	Position/status	Notification concerns a PCA. The relevant PDMR is Simon Jackson, Finance Director
b)	Initial notification / Amendment	Initial notification
3	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Name	Brooks Macdonald Group plc
b)	LEI	213800WRDF8LB8MIEX37
4	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument	Ordinary shares of 1p each
	Identification code
b)	Nature of the transaction	Sally Jackson has sold 11,847 Ordinary Shares from her share account
c)	Price(s) and volume(s)
				Price	Volume
				£19.55175	11,847
d)	Aggregated information
	- Aggregated volume	Price Volume £19.55175 11,847
	- Price
e)	Date of the transaction	31 October 2017
f)	Place of the transaction	London Stock Exchange, AIM Market (XLON)

1	Details of the person discharging managerial responsibilities / person closely associated
a)	Name	Chris Macdonald
2	Reason for the notification
a)	Position/status	Deputy Chairman
b)	Initial notification / Amendment	Initial notification
3	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Name	Brooks Macdonald Group plc
b)	LEI	213800WRDF8LB8MIEX37
4	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument	Options over 4,533 Ordinary Shares
	Identification code
b)	Nature of the transaction	Exercise of options over a total of 4,533 ordinary shares under the Company's existing LTIS.
c)	Price(s) and volume(s)
				Exercise Price	Volume
				£0.01	4,533
d)	Aggregated information
	- Aggregated volume	Exercise Price Volume £0.01  4,533
	- Price
e)	Date of the transaction	31 October 2017
f)	Place of the transaction	London Stock Exchange, AIM Market (XLON)

1	Details of the person discharging managerial responsibilities / person closely associated
a)	Name	Andrew Shepherd
2	Reason for the notification
a)	Position/status	Deputy Chief Executive Officer
b)	Initial notification / Amendment	Initial notification
3	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Name	Brooks Macdonald Group plc
b)	LEI	213800WRDF8LB8MIEX37
4	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument	Options over 4,567 Ordinary Shares
	Identification code
b)	Nature of the transaction	Exercise of options over a total of 4,567 ordinary shares under the Company's existing LTIS.
c)	Price(s) and volume(s)
				Exercise Price	Volume
				£0.01	4,567
d)	Aggregated information
	- Aggregated volume	Exercise Price Volume £0.01 4,567
	- Price
e)	Date of the transaction	31 October 2017
f)	Place of the transaction	London Stock Exchange, AIM Market (XLON)

4	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument	Ordinary Shares of 1p each
	Identification code
b)	Nature of the transaction	Andrew Shepherd has sold 5,567 Ordinary Shares from his Share account
c)	Price(s) and volume(s)
				Price	Volume
				£19.55175	5,567
d)	Aggregated information
	- Aggregated volume	Price Volume £19.55175  5,567
	- Price
e)	Date of the transaction	31 October 2017
f)	Place of the transaction	London Stock Exchange, AIM Market (XLON)

1	Details of the person discharging managerial responsibilities / person closely associated
a)	Name	Alison Shepherd
2	Reason for the notification
a)	Position/status	Notification concerns a PCA. The relevant PDMR is Andrew Shepherd, Deputy Chief Executive Officer
b)	Initial notification / Amendment	Initial notification
3	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Name	Brooks Macdonald Group plc
b)	LEI	213800WRDF8LB8MIEX37
4	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument	Ordinary shares of 1p each
	Identification code
b)	Nature of the transaction	Alison Shepherd has sold 1,000 Ordinary Shares from her share account
c)	Price(s) and volume(s)
				Price	Volume
				£19.55175	1,000
d)	Aggregated information
	- Aggregated volume	Price Volume £19.55175 1,000
	- Price
e)	Date of the transaction	31 October 2017
f)	Place of the transaction	London Stock Exchange, AIM Market (XLON)

1	Details of the person discharging managerial responsibilities / person closely associated
a)	Name	Richard Spencer
2	Reason for the notification
a)	Position/status	Chief Investment Officer
b)	Initial notification / Amendment	Initial notification
3	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Name	Brooks Macdonald Group plc
b)	LEI	213800WRDF8LB8MIEX37
4	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument	Ordinary Shares at 1p each
	Identification code
b)	Nature of the transaction	Richard Spencer has transferred 150,000 Ordinary Shares to his wife, Fiona Spencer, for nil consideration
c)	Price(s) and volume(s)
				Price	Volume
				nil	150,000
d)	Aggregated information
	- Aggregated volume	Price Volume  nil 150,000
	- Price
e)	Date of the transaction	31 October 2017
f)	Place of the transaction	London Stock Exchange, AIM Market (XLON)

1	Details of the person discharging managerial responsibilities / person closely associated
a)	Name	Fiona Spencer
2	Reason for the notification
a)	Position/status	Notification concerns a PCA. The relevant PDMR is Richard Spencer, Chief Investment Officer
b)	Initial notification / Amendment	Initial notification
3	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Name	Brooks Macdonald Group plc
b)	LEI	213800WRDF8LB8MIEX37
4	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument	Ordinary shares of 1p each
	Identification code
b)	Nature of the transaction	Fiona Spencer has received 150,000 Ordinary Shares from her husband, Richard Spencer, for nil consideration
c)	Price(s) and volume(s)
				Price	Volume
				nil	150,000
d)	Aggregated information
	- Aggregated volume	Price Volume nil 150,000
	- Price
e)	Date of the transaction	31 October 2017
f)	Place of the transaction	London Stock Exchange, AIM Market (XLON)

1	Details of the person discharging managerial responsibilities / person closely associated
a)	Name	Nick Holmes
2	Reason for the notification
a)	Position/status	Managing Director
b)	Initial notification / Amendment	Initial notification
3	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Name	Brooks Macdonald Group plc
b)	LEI	213800WRDF8LB8MIEX37
4	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument	Ordinary Shares at 1p each
	Identification code
b)	Nature of the transaction	Nick Holmes has sold 2,000 Ordinary Shares from his share account
c)	Price(s) and volume(s)
				Price	Volume
				£19.55175	2,000
d)	Aggregated information
	- Aggregated volume	Price Volume £19.55175 2,000
	- Price
e)	Date of the transaction	31 October 2017
f)	Place of the transaction	London Stock Exchange, AIM Market (XLON)

4	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument	Ordinary Shares of 1p each
	Identification code
b)	Nature of the transaction	Nick Holmes has transferred 17,500 Ordinary Shares to his wife, Sharon Holmes
c)	Price(s) and volume(s)
				Price	Volume
				nil	17,500
d)	Aggregated information
	- Aggregated volume	Price Volume nil  17,500
	- Price
e)	Date of the transaction	31 October 2017
f)	Place of the transaction	London Stock Exchange, AIM Market (XLON)

1	Details of the person discharging managerial responsibilities / person closely associated
a)	Name	Sharon Holmes
2	Reason for the notification
a)	Position/status	Notification concerns a PCA. The relevant PDMR is Nick Holmes, Managing Director
b)	Initial notification / Amendment	Initial notification
3	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Name	Brooks Macdonald Group plc
b)	LEI	213800WRDF8LB8MIEX37
4	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument	Ordinary shares of 1p each
	Identification code
b)	Nature of the transaction	Sharon Holmes has sold 4,000 Ordinary Shares from her share account
c)	Price(s) and volume(s)
				Price	Volume
				£19.55175	4,000
d)	Aggregated information
	- Aggregated volume	Price Volume £19.55175 4,000
	- Price
e)	Date of the transaction	31 October 2017
f)	Place of the transaction	London Stock Exchange, AIM Market (XLON)

4	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument	Ordinary Shares of 1p each
	Identification code
b)	Nature of the transaction	Sharon Holmes has received 17,500 Ordinary Shares from her husband, Nick Holmes, for nil consideration
c)	Price(s) and volume(s)
				Price	Volume
				nil	17,500
d)	Aggregated information
	- Aggregated volume	Price Volume nil  17,500
	- Price
e)	Date of the transaction	31 October 2017
f)	Place of the transaction	London Stock Exchange, AIM Market (XLON)

Enquiries:

Brooks Macdonald Group PLC
Caroline Connellan, Chief Executive	[phone]
Simon Jackson, Finance Director
Peel Hunt LLP
Guy Wiehahn	[phone]

 

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