Holding(s) in Company

RNS Number : 7471S
BlueRock Diamonds PLC
18 March 2021
 

TR-1: S tandard form for notification of major holdings

 

NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible) i

 


 

1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached ii :

BLUEROCK DIAMONDS PLC

 

1b. Please indicate if the issuer is a non-UK issuer   (please mark with an "X" if appropriate)

 

Non-UK issuer


 

2. Reason for the notification (please mark the appropriate box or boxes with an "X")

 

An acquisition or disposal of voting rights

X

 

An acquisition or disposal of financial instruments

X

 

An event changing the breakdown of voting rights


 

Other (please specify)iii:


 

3. Details of person subject to the notification obligation iv

 

Name

Barclays Plc

 

City and country of registered office (if applicable)

London , United Kingdom

 

4. Full name of shareholder(s) (if different from 3.) v

 

Name


 

City and country of registered office (if applicable)


 

5. Date on which the threshold was crossed or reached vi :

12 Mar 2021

 

6. Date on which issuer notified (DD/MM/YYYY):

16 Mar 2021

 

7. Total positions of person(s) subject to the notification obligation

 


% of voting rights attached to shares (total of 8. A)

% of voting rights through financial instruments
(total of 8.B 1 + 8.B 2)

Total of both in % (8.A + 8.B)

Total number of voting rights of issuer vii

 

Resulting situation on the date on which threshold was crossed or reached

1.80

3.79

5.59

10,649,157

 

Position of previous notification (if

applicable)

Below the lowest notifiable threshold

Below the lowest notifiable threshold

Below the lowest notifiable threshold


 

 

8. Notified details of the resulting situation on the date on which the threshold was crossed or reached viii

 

A: Voting rights attached to shares

 

Class/type of
shares

ISIN code (if possible)

Number of voting rights ix

% of voting rights

 

Direct

(Art 9 of Directive 2004/109/EC) (DTR5.1)

Indirect

(Art 10 of Directive 2004/109/EC) (DTR5.2.1)

Direct

(Art 9 of Directive 2004/109/EC) (DTR5.1)

Indirect

(Art 10 of Directive 2004/109/EC) (DTR5.2.1)

 

GB00BKKJK954

191,562

0.00

1.80

0.00

 

SUBTOTAL 8. A

191,562

1.80

 

 

 

 

B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))

 

Type of financial instrument

Expiration
date
x

Exercise/
Conversion Period
xi

Number of voting rights that may be acquired if the instrument is

exercised/converted.

% of voting rights

 

Right to recall

NA

NA

404,069

3.79

 



SUBTOTAL 8. B 1

404,069

3.79

 

 

 

 

B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))

 

Type of financial instrument

Expiration
date
x

Exercise/
Conversion Period
xi

Physical or cash

settlement xii

Number of voting rights

% of voting rights

 







 







 




SUBTOTAL 8.B.2



 


 

9. Information in relation to the person subject to the notification obligation (please mark the

applicable box with an "X")

 

Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer xiii


 

Full chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held starting with the ultimate controlling natural person or legal entity
xiv (please add additional rows as necessary)

X

 

Name xv

% of voting rights if it equals or is higher than the notifiable threshold

% of voting rights through financial instruments if it equals or is higher than the notifiable threshold

Total of both if it equals or is higher than the notifiable threshold

 

Barclays Plc

NA

NA

5.59

 

Barclays Bank Plc

NA

NA

5.59

 

Barclays Capital Securities Ltd

NA

NA

5.59

 





 


 

10. In case of proxy voting, please identify:

 

Name of the proxy holder


 

The number and % of voting rights held


 

The date until which the voting rights will be held


 


 

11. Additional information xvi

 


 

Place of completion

London

Date of completion

16 Mar 2021

 

 

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