Form 8 (DD) - BHP

Goldman Sachs Financial Markets Pty

08 May 2024

 

FORM 8 (DD)

PUBLIC DEALING DISCLOSURE BY A PARTY TO AN OFFER OR PERSON ACTING IN CONCERT (INCLUDING DEALINGS FOR THE ACCOUNT OF DISCRETIONARY INVESTMENT CLIENTS)

Rules 8.1, 8.2 and 8.4 of the Takeover Code (the "Code")

1.         KEY INFORMATION

(a) Full name of discloser:	GOLDMAN SACHS FINANCIAL MARKETS PTY LTD
(b) Owner or controller of interests and short positions disclosed, if different from 1(a):      The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named.
(c) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	BHP GROUP LIMITED
(d) Status of person making the disclosure:      e.g. offeror, offeree, person acting in concert with the offeror/offeree (specify name of offeror/offeree)	Advisor to ANGLO AMERICAN PLC
(e) Date dealing undertaken:	07 May 2024
(f)  In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer?      If it is a cash offer or possible cash offer, state "N/A"	NO

2.         POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a)        Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing

Class of relevant security:	Ordinary NPV
	Interests		Short positions
	Number	%	Number	%
(1) Relevant securities owned and/or controlled:	7,190,190	0.14	7,128,881	0.14
(2) Cash-settled derivatives:	7,126,773	0.14	7,188,078	0.14
(3) Stock-settled derivatives (including options) and agreements to purchase/sell:	0	0.00	0	0.00
TOTAL:	14,316,963	0.28	14,316,959	0.28

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

Details of any securities borrowing and lending positions or financial collateral arrangements should be disclosed on a Supplemental Form 8 (SBL).

(b)        Rights to subscribe for new securities (including directors' and other employee options)

Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:

3.         DEALINGS BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

(i)         Party to an offer or person acting in concert (except for a principal trader in the same group as a connected advisor)

Class of relevant security	Purchase/sale	Number of securities	Price per unit

(ii)        Principal trader where the sole reason for the connection is that the principal trader is in the same group as a connected advisor

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
Ordinary NPV	Purchases	543,060	43.4200 AUD	42.9035 AUD
Ordinary NPV	Sales	242,874	43.4200 AUD	43.0419 AUD

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
Ordinary NPV	CFD	Reducing a short position	101,490	42.7500 AUD
Ordinary NPV	CFD	Increasing a short position	1,870	42.7500 AUD
Ordinary NPV	CFD	Reducing a short position	107	42.7500 AUD
Ordinary NPV	CFD	Reducing a short position	13,771	42.7500 AUD
Ordinary NPV	CFD	Reducing a short position	19,003	42.7500 AUD
Ordinary NPV	CFD	Reducing a long position	19,003	42.7500 AUD
Ordinary NPV	CFD	Reducing a short position	1,870	42.7500 AUD
Ordinary NPV	CFD	Reducing a short position	13,480	42.7500 AUD
Ordinary NPV	CFD	Reducing a short position	1,507	42.7500 AUD
Ordinary NPV	CFD	Increasing a long position	2,382	42.7500 AUD
Ordinary NPV	CFD	Reducing a long position	29,529	42.7500 AUD
Ordinary NPV	CFD	Reducing a long position	1,507	42.7500 AUD
Ordinary NPV	CFD	Reducing a short position	29,529	42.7500 AUD
Ordinary NPV	CFD	Reducing a long position	13,480	42.7500 AUD
Ordinary NPV	CFD	Increasing a short position	2,382	42.7500 AUD
Ordinary NPV	CFD	Reducing a long position	101,490	42.7500 AUD
Ordinary NPV	CFD	Reducing a long position	107	42.7500 AUD
Ordinary NPV	CFD	Reducing a long position	13,771	42.7500 AUD
Ordinary NPV	CFD	Opening a short position	13,480	42.9000 AUD
Ordinary NPV	CFD	Increasing a short position	142	42.9035 AUD
Ordinary NPV	CFD	Reducing a short position	822	42.9444 AUD
Ordinary NPV	CFD	Increasing a short position	78	42.9513 AUD
Ordinary NPV	CFD	Reducing a short position	26	43.0419 AUD
Ordinary NPV	CFD	Opening a short position	107	43.0900 AUD
Ordinary NPV	CFD	Reducing a short position	5,792	43.1410 AUD
Ordinary NPV	CFD	Opening a long position	101,490	43.1833 AUD
Ordinary NPV	CFD	Reducing a short position	47,150	43.2007 AUD
Ordinary NPV	CFD	Reducing a long position	1,458	43.2562 AUD
Ordinary NPV	CFD	Opening a short position	29,529	43.2562 AUD
Ordinary NPV	CFD	Increasing a short position	181,256	43.2583 AUD
Ordinary NPV	CFD	Increasing a short position	261	43.2725 AUD
Ordinary NPV	CFD	Opening a long position	32,968	43.2770 AUD
Ordinary NPV	CFD	Reducing a short position	269	43.2812 AUD
Ordinary NPV	CFD	Increasing a long position	14,406	43.2839 AUD
Ordinary NPV	CFD	Reducing a short position	2,382	43.2867 AUD
Ordinary NPV	CFD	Reducing a short position	954	43.3104 AUD
Ordinary NPV	CFD	Opening a long position	1,458	43.3104 AUD
Ordinary NPV	CFD	Opening a short position	13,771	43.3186 AUD
Ordinary NPV	CFD	Increasing a short position	1,468	43.3190 AUD
Ordinary NPV	CFD	Reducing a short position	2,377	43.3323 AUD
Ordinary NPV	CFD	Reducing a short position	17,853	43.3406 AUD
Ordinary NPV	CFD	Opening a short position	19,003	43.3594 AUD
Ordinary NPV	CFD	Opening a short position	1,870	43.3674 AUD
Ordinary NPV	CFD	Increasing a short position	3,984	43.4200 AUD
Ordinary NPV	CFD	Increasing a long position	3,975	43.4200 AUD
Ordinary NPV	SWAP	Reducing a long position	12,526	42.7500 AUD
Ordinary NPV	SWAP	Reducing a long position	2,880	42.7500 AUD
Ordinary NPV	SWAP	Reducing a short position	12,526	42.7500 AUD
Ordinary NPV	SWAP	Reducing a short position	2,880	42.7500 AUD
Ordinary NPV	SWAP	Reducing a short position	6,500	43.3819 AUD
Ordinary NPV	SWAP	Increasing a short position	276,653	43.4200 AUD
Ordinary NPV	SWAP	Opening a long position	2,880	43.4200 AUD

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising / exercised against	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

4.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the party to the offer or person acting in concert making the disclosure and any other person: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"

NONE

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the party to the offer or person acting in concert making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

NONE

(c)        Attachments

Are any Supplemental Forms attached?

Supplemental Form 8 (Open Positions)	NO
Supplemental Form 8 (SBL)	YES

Date of disclosure:	08 May 2024
Contact name:	Papa Lette and Andrzej Szyszka
Telephone number:	[phone] / [phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

SUPPLEMENTAL FORM 8 (SBL)

DETAILS OF SECURITIES BORROWING AND LENDING AND

FINANCIAL COLLATERAL ARRANGEMENTS BY

PARTIES TO AN OFFER AND PERSONS ACTING IN CONCERT

Note 5(l) on Rule 8 of the Takeover Code (the "Code")

1.         KEY INFORMATION

Full name of person making disclosure:	GOLDMAN SACHS FINANCIAL MARKETS PTY LTD
Name of offeror/offeree in relation to whose relevant securities this form relates:	BHP GROUP LIMITED

2.         SECURITIES BORROWING AND LENDING/FINANCIAL COLLATERAL POSITIONS

Class of relevant security:	Ordinary NPV
	Number	%
Securities borrowed:	2,310,705	0.04
Securities lent (including securities subject to a security financial collateral arrangement with right of use or a title transfer collateral arrangement):	2,519,736	0.04

Details of borrowed relevant securities which have been either on-lent or sold do not need to be disclosed.

3.         SECURITIES BORROWING AND LENDING/FINANCIAL COLLATERAL TRANSACTIONS

Class of relevant security	Nature of transaction e.g. securities lending/borrowing, delivery/receipt of recalled securities, entering into financial collateral arrangement with right of use, entering into title transfer collateral arrangement etc.	Number of securities
Ordinary NPV	Loan (Partial Return)	140,471
Ordinary NPV	Loan (New)	181,068
Ordinary NPV	Loan (Partial Return)	16,607
Ordinary NPV	Loan (Full Return)	181,068
Ordinary NPV	Borrow (New)	720,194
Ordinary NPV	Loan (Full Return)	122,009
Ordinary NPV	Borrow (New)	49,419
Ordinary NPV	Loan (Full Return)	39,176
Ordinary NPV	Loan (New)	122,009
Ordinary NPV	Loan (Full Return)	176,291
Ordinary NPV	Loan (New)	140,471
Ordinary NPV	Borrow (Full Return)	214,325
Ordinary NPV	Borrow (New)	214,325
Ordinary NPV	Loan (New)	176,291
Ordinary NPV	Loan (New)	102,680
Ordinary NPV	Loan (New)	39,176
Ordinary NPV	Loan (Full Return)	102,680
Ordinary NPV	Borrow (New)	825,480
Ordinary NPV	Borrow (Partial Return)	825,480
Ordinary NPV	Borrow (Partial Return)	49,419
Ordinary NPV	Borrow (Full Return)	505,869

The Panel's Market Surveillance Unit is available for consultation in relation to the Code'sdisclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END