Form 8.5 (EPT/RI) - BHP Group Limited

UBS AG (EPT)
15 May 2024
 

FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the Code)

 

1.         KEY INFORMATION

 

(a) Name of exempt principal trader:

            UBS Investment Bank, London

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

     Use a separate form for each offeror/offeree

            BHP Group Limited

(c) Name of the party to the offer with which exempt principal trader is connected:

            BHP Group Limited

(d) Date dealing undertaken:

            14 May 2024

(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?

     If it is a cash offer or possible cash offer, state "N/A"

NO

 

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a)        Purchases and sales

 

Class of relevant security

Purchases/ sales

 

Total number of securities

Highest price per unit paid/received

Lowest price per unit paid/received

Ordinary NPV

Buy

 

4791845

23.76393        GBP

22.40319        GBP

Ordinary NPV

Sell

 

4619233

23.76652

GBP

22.40319        GBP

ADR

 

Buy

46018

58.91500

USD

52.45080

USD

ADR

 

Sell

85386

58.91500

USD

52.45080

USD

 

(b)        Cash-settled derivative transactions

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

Ordinary NPV

CFD

 

Long

10853

43.042088        AUD

Ordinary NPV

CFD

 

Long

17491

43.164559        AUD

Ordinary NPV

CFD

 

Long

1427687

43.15        AUD

Ordinary NPV

CFD

 

Long

18149

43.135546        AUD

Ordinary NPV

CFD

 

Long

17731

43.125196        AUD

Ordinary NPV

CFD

 

Long

5166

43.149925        AUD

Ordinary NPV

CFD

 

Long

20000

44.3773        AUD

Ordinary NPV

CFD

 

Long

134000

22.82        GBP

Ordinary NPV

CFD

 

Long

512

23.43746086        GBP

Ordinary NPV

CFD

 

Long

270

23.43533497        GBP

Ordinary NPV

CFD

 

Long

160

23.44510066        GBP

Ordinary NPV

CFD

 

Long

91525

43.139399        AUD

Ordinary NPV

CFD

 

Long

11499

43.1419250092791        AUD

Ordinary NPV

CFD

 

Long

38

43.141579        AUD

Ordinary NPV

CFD

 

Long

5734

43.139386        AUD

Ordinary NPV

CFD

 

Long

2326

23.3272        GBP

Ordinary NPV

CFD

 

Long

7801

43.137304        AUD

Ordinary NPV

CFD

 

Long

18690

43.057064        AUD

Ordinary NPV

CFD

 

Long

26197

43.150421        AUD

Ordinary NPV

CFD

 

Long

159

43.12477987        AUD

Ordinary NPV

CFD

 

Long

1031

43.1250097        AUD

Ordinary NPV

CFD

 

Long

185846

43.109345        AUD

Ordinary NPV

CFD

 

Long

25000

43.173201        AUD

Ordinary NPV

CFD

 

Long

247

43.132024        AUD

Ordinary NPV

CFD

 

Long

1927

43.140334        AUD

Ordinary NPV

CFD

 

Long

60000

43.18519        AUD

Ordinary NPV

CFD

 

Long

2777

43.140515        AUD

Ordinary NPV

CFD

 

Long

17523

43.1        AUD

Ordinary NPV

CFD

 

Long

200

42.97925        AUD

Ordinary NPV

CFD

 

Long

43498

43.137539        AUD

Ordinary NPV

CFD

 

Long

15325

43.139751        AUD

Ordinary NPV

CFD

 

Long

120

23.41        GBP

Ordinary NPV

CFD

 

Long

996

43.097731        AUD

Ordinary NPV

CFD

 

Long

78

43.070733        AUD

Ordinary NPV

CFD

 

Long

2773

43.1123865216336        AUD

Ordinary NPV

CFD

 

Long

84

43.0869371004762        AUD

Ordinary NPV

CFD

 

Long

418

43.109466        AUD

Ordinary NPV

CFD

 

Long

545

43.103685        AUD

Ordinary NPV

CFD

 

Long

96

43.110398        AUD

Ordinary NPV

CFD

 

Long

1300419

43.08        AUD

Ordinary NPV

CFD

 

Long

274

43.111182        AUD

Ordinary NPV

CFD

 

Long

17

43.090127        AUD

Ordinary NPV

CFD

 

Long

326

43.122539        AUD

Ordinary NPV

CFD

 

Long

1095

43.1431588110502        AUD

Ordinary NPV

CFD

 

Long

32

43.1400542        AUD

Ordinary NPV

CFD

 

Long

47

43.143631        AUD

Ordinary NPV

CFD

 

Long

738

43.156361        AUD

Ordinary NPV

CFD

 

Long

625

43.189744        AUD

Ordinary NPV

CFD

 

Long

5109

43.137589        AUD

Ordinary NPV

CFD

 

Long

325

43.130523        AUD

Ordinary NPV

CFD

 

Long

341

43.114177        AUD

Ordinary NPV

CFD

 

Long

662

43.1346577180363        AUD

Ordinary NPV

CFD

 

Long

34

43.1201587564706        AUD

Ordinary NPV

CFD

 

Long

52

43.088976        AUD

Ordinary NPV

CFD

 

Long

248744

43.120058        AUD

Ordinary NPV

CFD

 

Long

373

43.106605        AUD

Ordinary NPV

CFD

 

Long

52

43.148028        AUD

Ordinary NPV

CFD

 

Long

451

43.137467        AUD

Ordinary NPV

CFD

 

Long

5061

43.0655937561747        AUD

Ordinary NPV

CFD

 

Long

4703

43.0789900063789        AUD

Ordinary NPV

CFD

 

Long

197

43.072487        AUD

Ordinary NPV

CFD

 

Long

15500

43.125944        AUD

Ordinary NPV

CFD

 

Long

71913

43.116689        AUD

Ordinary NPV

CFD

 

Long

939

43.140117        AUD

Ordinary NPV

CFD

 

Long

6411

23.40245905        GBP

Ordinary NPV

CFD

 

Long

2690

23.3396356877881        GBP

Ordinary NPV

CFD

 

Long

1694

23.4243535999351        GBP

Ordinary NPV

CFD

 

Long

159

23.4697054779874        GBP

Ordinary NPV

CFD

 

Long

914

43.141559        AUD

Ordinary NPV

CFD

 

Long

4925

542.89462741        ZAR

Ordinary NPV

CFD

 

Long

3283

43.118836        AUD

Ordinary NPV

CFD

 

Long

200

43.16        AUD

Ordinary NPV

CFD

 

Long

505

43.145683        AUD

Ordinary NPV

CFD

 

Long

44741

43.133236        AUD

Ordinary NPV

CFD

 

Long

24

43.1206832166667        AUD

Ordinary NPV

CFD

 

Long

35

43.146945        AUD

Ordinary NPV

CFD

 

Long

676

43.138092        AUD

Ordinary NPV

CFD

 

Long

393

22.97        GBP

Ordinary NPV

CFD

 

Long

64

23.1825        GBP

Ordinary NPV

CFD

 

Long

80

23.58        GBP

Ordinary NPV

CFD

 

Long

7

43.174021        AUD

Ordinary NPV

CFD

 

Long

7

43.167821        AUD

Ordinary NPV

CFD

 

Long

28

43.158844        AUD

Ordinary NPV

CFD

 

Long

6

43.1571563533333        AUD

Ordinary NPV

CFD

 

Long

2

43.17697775        AUD

Ordinary NPV

CFD

 

Long

80

43.169902        AUD

Ordinary NPV

CFD

 

Long

27

542.94925926        ZAR

Ordinary NPV

CFD

 

Long

392

535.85755102        ZAR

Ordinary NPV

CFD

 

Long

107152

540.57265249        ZAR

Ordinary NPV

CFD

 

Long

2759

43.1223816398586        AUD

Ordinary NPV

CFD

 

Long

86

43.1000612558139        AUD

Ordinary NPV

CFD

 

Long

515

43.114791        AUD

Ordinary NPV

CFD

 

Long

82

43.07655        AUD

Ordinary NPV

CFD

 

Long

113

43.131022        AUD

Ordinary NPV

CFD

 

Long

609

43.105621        AUD

Ordinary NPV

CFD

 

Long

975

43.111051        AUD

Ordinary NPV

CFD

 

Long

282

23.1823758865248        GBP

Ordinary NPV

CFD

 

Long

288

43.114479        AUD

Ordinary NPV

CFD

 

Long

349

43.112856        AUD

Ordinary NPV

CFD

 

Long

1434

43.144482415802        AUD

Ordinary NPV

CFD

 

Long

28

43.1195547628571        AUD

Ordinary NPV

CFD

 

Long

46

43.145995        AUD

Ordinary NPV

CFD

 

Long

67

43.088684        AUD

Ordinary NPV

CFD

 

Long

169

43.144536        AUD

Ordinary NPV

CFD

 

Long

2603

43.155756        AUD

Ordinary NPV

CFD

 

Long

3984

43.1432035583133        AUD

Ordinary NPV

CFD

 

Long

120

43.13927425        AUD

Ordinary NPV

CFD

 

Long

992

43.110426        AUD

Ordinary NPV

CFD

 

Long

1166

43.121834        AUD

Ordinary NPV

CFD

 

Long

2548

43.144438868022        AUD

Ordinary NPV

CFD

 

Long

50

43.12024558        AUD

Ordinary NPV

CFD

 

Long

430

43.088521        AUD

Ordinary NPV

CFD

 

Long

80

43.146812        AUD

Ordinary NPV

CFD

 

Long

506

43.114141        AUD

Ordinary NPV

CFD

 

Long

623

43.112638        AUD

Ordinary NPV

CFD

 

Long

695

43.138182        AUD

Ordinary NPV

CFD

 

Long

22

23.1822727272727        GBP

Ordinary NPV

CFD

 

Long

41

23.1824390243902        GBP

Ordinary NPV

CFD

 

Long

7261

43.097922        AUD

Ordinary NPV

CFD

 

Long

20154

43.1124428932232        AUD

Ordinary NPV

CFD

 

Long

588

43.0859341840816        AUD

Ordinary NPV

CFD

 

Long

3007

43.10918        AUD

Ordinary NPV

CFD

 

Long

568

43.071011        AUD

Ordinary NPV

CFD

 

Long

4031

43.104354        AUD

Ordinary NPV

CFD

 

Long

656

43.109716        AUD

Ordinary NPV

CFD

 

Long

294

43.077891        AUD

Ordinary NPV

CFD

 

Long

5496

43.112367        AUD

Ordinary NPV

CFD

 

Long

6128

43.13792        AUD

Ordinary NPV

CFD

 

Long

22615

43.1444440093898        AUD

Ordinary NPV

CFD

 

Long

456

43.1202288957895        AUD

Ordinary NPV

CFD

 

Long

4516

43.114463        AUD

Ordinary NPV

CFD

 

Long

731

43.148038        AUD

Ordinary NPV

CFD

 

Long

18

23.1822222222222        GBP

Ordinary NPV

CFD

 

Long

70011

543.40699376        ZAR

Ordinary NPV

CFD

 

Long

884

23.1823755656109        GBP

Ordinary NPV

CFD

 

Long

2452

23.4446696545514        GBP

Ordinary NPV

CFD

 

Long

50213

23.290694        GBP

Ordinary NPV

CFD

 

Long

601

23.35        GBP

Ordinary NPV

CFD

 

Long

1226

22.7        GBP

Ordinary NPV

CFD

 

Long

300

22.76        GBP

Ordinary NPV

CFD

 

Long

10526

43.14137        AUD

Ordinary NPV

CFD

 

Long

10526

43.156152        AUD

Ordinary NPV

CFD

 

Long

8786

43.135539        AUD

Ordinary NPV

CFD

 

Long

54

43.14751        AUD

Ordinary NPV

CFD

 

Long

357

43.1144        AUD

Ordinary NPV

CFD

 

Long

596

43.1320208942282        AUD

Ordinary NPV

CFD

 

Long

35

43.1200034671429        AUD

Ordinary NPV

CFD

 

Long

29

43.089651        AUD

Ordinary NPV

CFD

 

Long

388

43.106495        AUD

Ordinary NPV

CFD

 

Long

469

43.137779        AUD

Ordinary NPV

CFD

 

Long

215

43.114898        AUD

Ordinary NPV

CFD

 

Long

257

43.112226        AUD

Ordinary NPV

CFD

 

Long

18

43.086802        AUD

Ordinary NPV

CFD

 

Long

1068

43.1445322245693        AUD

Ordinary NPV

CFD

 

Short

4925

542.89462741        ZAR

Ordinary NPV

CFD

 

Short

70011

543.40699376        ZAR

Ordinary NPV

CFD

 

Short

1427687

43.15        AUD

Ordinary NPV

CFD

 

Short

10237

23.272721        GBP

Ordinary NPV

CFD

 

Short

10219

23.374668        GBP

Ordinary NPV

CFD

 

Short

1300419

43.08        AUD

Ordinary NPV

CFD

 

Short

17523

43.1        AUD

Ordinary NPV

CFD

 

Short

17491

43.164559        AUD

Ordinary NPV

CFD

 

Short

18149

43.135546        AUD

Ordinary NPV

CFD

 

Short

107152

540.57265249        ZAR

Ordinary NPV

CFD

 

Short

10

23.39        GBP

Ordinary NPV

CFD

 

Short

1000

23.19        GBP

Ordinary NPV

CFD

 

Short

1000

23.61        GBP

Ordinary NPV

CFD

 

Short

33235

23.316664        GBP

Ordinary NPV

CFD

 

Short

1771

22.8643534726143        GBP

Ordinary NPV

CFD

 

Short

1364

22.994362170088        GBP

Ordinary NPV

CFD

 

Short

5734

43.139386        AUD

Ordinary NPV

CFD

 

Short

294

43.077891        AUD

Ordinary NPV

CFD

 

Short

914

43.141559        AUD

Ordinary NPV

CFD

 

Short

71913

43.116689        AUD

Ordinary NPV

CFD

 

Short

625

43.189744        AUD

Ordinary NPV

CFD

 

Short

11499

43.141925        AUD

Ordinary NPV

CFD

 

Short

3283

43.118836        AUD

Ordinary NPV

CFD

 

Short

134000

22.82        GBP

Ordinary NPV

CFD

 

Short

10853

43.0420879019626        AUD

Ordinary NPV

CFD

 

Short

17731

43.125196        AUD

Ordinary NPV

CFD

 

Short

60000

43.18519        AUD

Ordinary NPV

CFD

 

Short

25000

43.173201        AUD

Ordinary NPV

CFD

 

Short

26197

43.1504214010497        AUD

Ordinary NPV

CFD

 

Short

5166

43.1499250869144        AUD

Ordinary NPV

CFD

 

Short

1031

43.1250097        AUD

Ordinary NPV

CFD

 

Short

4070

22.95638821        GBP

Ordinary NPV

CFD

 

Short

7798

22.864354962811        GBP

Ordinary NPV

CFD

 

Short

6009

22.9943634548178        GBP

Ordinary NPV

CFD

 

Short

15325

43.139751        AUD

Ordinary NPV

CFD

 

Short

325

43.130523        AUD

Ordinary NPV

CFD

 

Short

38

43.141579        AUD

Ordinary NPV

CFD

 

Short

939

43.140117        AUD

Ordinary NPV

CFD

 

Short

248744

43.120058        AUD

Ordinary NPV

CFD

 

Short

134000

0.0        AUD

Ordinary NPV

CFD

 

Short

2086

43.132895        AUD

Ordinary NPV

CFD

 

Short

21072

43.123966        AUD

Ordinary NPV

CFD

 

Short

13024

43.110428        AUD

Ordinary NPV

CFD

 

Short

13944

43.10899        AUD

Ordinary NPV

CFD

 

Short

15500

43.125944        AUD

Ordinary NPV

CFD

 

Short

505

43.145683        AUD

Ordinary NPV

CFD

 

Short

9764

43.072046        AUD

Ordinary NPV

CFD

 

Short

5109

43.137589        AUD

Ordinary NPV

CFD

 

Short

197

43.072487        AUD

Ordinary NPV

CFD

 

Short

61233

43.130187        AUD

Ordinary NPV

CFD

 

Short

10526

43.156152        AUD

Ordinary NPV

CFD

 

Short

10526

43.14137        AUD

Ordinary NPV

CFD

 

Short

8786

43.135539        AUD

Ordinary NPV

CFD

 

Short

44741

43.133236        AUD

Ordinary NPV

CFD

 

Short

200

43.16        AUD

Ordinary NPV

CFD

 

Short

7801

43.137304        AUD

Ordinary NPV

CFD

 

Short

91525

43.139399        AUD

Ordinary NPV

CFD

 

Short

247

43.132024        AUD

Ordinary NPV

CFD

 

Short

185846

43.109345        AUD

Ordinary NPV

CFD

 

Short

1387

43.1361643835616        AUD

Ordinary NPV

CFD

 

Short

540

43.151037037037        AUD

Ordinary NPV

CFD

 

Short

2777

43.140515        AUD

Ordinary NPV

CFD

 

Short

18690

43.057064        AUD

Ordinary NPV

CFD

 

Short

159

43.12477987        AUD

Ordinary NPV

CFD

 

Short

178

23.36089888        GBP

Ordinary NPV

CFD

 

Short

184

23.33274457        GBP

Ordinary NPV

CFD

 

Short

979

23.33034729        GBP

Ordinary NPV

CFD

 

Short

392

535.85755102        ZAR

Ordinary NPV

CFD

 

Short

27

542.94925926        ZAR

Ordinary NPV

CFD

 

Short

200

42.97925        AUD

Ordinary NPV

CFD

 

Short

43498

43.137539        AUD

Ordinary NPV

CFD

 

Short

346

23.376156        GBP

ADR

CFD

Short

 

1520

52.4508 USD

ADR

CFD

Short

 

39

58.7569 USD

ADR

CFD

Short

 

7084

58.7623 USD

ADR

CFD

Short

 

467

58.7674 USD

ADR

CFD

Short

 

1270

58.7683 USD

ADR

CFD

Short

 

7910

58.7719 USD

ADR

CFD

Short

 

1430

58.7755 USD

ADR

CFD

Short

 

1002

58.7786 USD

ADR

CFD

Short

 

1261

58.7816 USD

ADR

CFD

Short

 

83

58.7900 USD

ADR

CFD

Short

 

773

58.8534 USD

ADR

CFD

Short

 

170

58.9150 USD

ADR

CFD

Long

 

-1520

52.4508 USD

ADR

CFD

Long

 

-39

58.7569 USD

ADR

CFD

Long

 

-7084

58.7623 USD

ADR

CFD

Long

 

-467

58.7674 USD

ADR

CFD

Long

 

-1270

58.7683 USD

ADR

CFD

Long

 

-7910

58.7719 USD

ADR

CFD

Long

 

-18215

58.7720 USD

ADR

CFD

Long

 

-1469

58.7750 USD

ADR

CFD

Long

 

-1430

58.7755 USD

ADR

CFD

Long

 

-1002

58.7786 USD

ADR

CFD

Long

 

-1261

58.7816 USD

ADR

CFD

Long

 

-83

58.7900 USD

ADR

CFD

Long

 

-773

58.8534 USD

ADR

CFD

Long

 

-170

58.9150 USD

 

(c)        Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit









 

(ii)        Exercise

 

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

 

 

 

 

 

 

 

(d)        Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

 

 

 

 

3.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "

 

None

 

 

(b)        Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i)  the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

Date of disclosure:

15 May 2024

Contact name:

Richard Howard

Telephone number:

+44 (0)207 568 9128

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk

 

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

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